N-PX 1 ess-global_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22668 ETF Series Solutions (Exact name of registrant as specified in charter) 615 East Michigan Street Milwaukee, WI 53202 (Address of principal executive offices) (Zip code) Kristina Nelson ETF Series Solutions 615 E. Michigan Street Milwaukee, WI 53202 (Name and address of agent for service) Registrant's telephone number, including area code: (414) 765-6076 Date of fiscal year end: December 31 Date of reporting period: July 1, 2019 to June 30, 2020 Item 1. Proxy Voting Record Fund Name: U.S. Global Jets ETF ________________________________________________________________________________ Aegean Airlines S.A. Ticker Security ID: Meeting Date Meeting Status AEGN CINS X18035109 12/20/2019 Voted Meeting Type Country of Trade Special Greece Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration Policy Mgmt For Against Against 2 Transaction of Other Mgmt For Against Against Business; Announcements 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Air Canada Ticker Security ID: Meeting Date Meeting Status AC CINS 008911877 06/25/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Amee Chande Mgmt For For For 3 Elect Christie J.B. Mgmt For For For Clark 4 Elect Gary A. Doer Mgmt For For For 5 Elect Rob Fyfe Mgmt For For For 6 Elect Michael M. Green Mgmt For For For 7 Elect Jean Marc Huot Mgmt For For For 8 Elect Madeleine Paquin Mgmt For For For 9 Elect Calin Rovinescu Mgmt For For For 10 Elect Vagn Sorensen Mgmt For For For 11 Elect Kathleen Taylor Mgmt For For For 12 Elect Annette Mgmt For For For Verschuren 13 Elect Michael M. Wilson Mgmt For For For 14 Appointment of Auditor Mgmt For For For 15 Advisory Vote on Mgmt For For For Executive Compensation 16 Shareholder Rights Mgmt For For For Plan Renewal 17 Declaration of Mgmt N/A Abstain N/A Canadian Residency Status 18 Declaration of Mgmt N/A Against N/A Ownership and Control 19 Non-Voting Meeting Note N/A N/A N/A N/A 20 Non-Voting Meeting Note N/A N/A N/A N/A 21 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Air France - KLM Ticker Security ID: Meeting Date Meeting Status AF CINS F01699135 05/26/2020 Voted Meeting Type Country of Trade Mix France Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Accounts and Reports Mgmt For For For 6 Consolidated Accounts Mgmt For For For and Reports 7 Allocation of Losses Mgmt For For For 8 Special Auditors Mgmt For For For Report on Regulated Agreements 9 Elect Anne-Marie Mgmt For For For Couderc 10 Elect Alexander R. Mgmt For For For Wynaendts 11 Elect Dirk Jan van den Mgmt For For For Berg 12 Ratification of the Mgmt For For For Co-option of Jian Wang 13 Reappointment of KPMG Mgmt For For For as Statutory Auditor 14 Appointment of Mgmt For For For Salustro Reydel as Alternate Auditor 15 Remuneration Report Mgmt For For For 16 Remuneration of Mgmt For For For Anne-Marie Couderc, Chair 17 Remuneration of Mgmt For For For Benjamin Smith, CEO 18 Remuneration Policy Mgmt For For For (Chair) 19 Remuneration Policy Mgmt For For For (Board of Directors) 20 Remuneration Policy Mgmt For For For (CEO) 21 Authority to Mgmt For For For Repurchase and Reissue Shares 22 Authority to Issue Mgmt For For For Shares and Convertible Debt w/ Preemptive Rights 23 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights; w/ Priority Subscription Rights 24 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights 25 Authority to Issue Mgmt For Against Against Shares and Convertible Debt Through Private Placement 26 Greenshoe Mgmt For Against Against 27 Authority to Increase Mgmt For For For Capital in Consideration for Contributions In Kind 28 Authority to Increase Mgmt For For For Capital Through Capitalisations 29 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/ Preemptive Rights During a Public Tender Offer 30 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights; w/ Priority Subscription Rights 31 Authority to Issue Mgmt For Against Against Shares and Convertible Debt w/o Preemptive Rights During a Public Tender Offer 32 Authority to Issue Mgmt For Against Against Shares and Convertible Debt Through Private Placement During a Public Tender Offer 33 Greenshoe During a Mgmt For Against Against Public Tender Offer 34 Authority to Increase Mgmt For Against Against Capital in Consideration for Contributions In Kind During a Public Tender Offer 35 Authority to Increase Mgmt For Against Against Capital Through Capitalisations During a Public Tender Offer 36 Authority to Set Mgmt For Against Against Offering Price of Shares 37 Employee Stock Mgmt For For For Purchase Plan 38 Authorisation of Legal Mgmt For For For Formalities ________________________________________________________________________________ Air New Zealand Ltd Ticker Security ID: Meeting Date Meeting Status AIR CINS Q0169V100 09/25/2019 Voted Meeting Type Country of Trade Annual New Zealand Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Janice (Jan) Mgmt For For For Dawson 2 Re-elect Jonathan P. Mgmt For For For Mason 3 Re-elect Therese Walsh Mgmt For For For 4 Approve Widebody Mgmt For For For Aircraft Transaction 5 Adopt New Constitution Mgmt For For For ________________________________________________________________________________ Air Transport Services Group, Inc. Ticker Security ID: Meeting Date Meeting Status ATSG CUSIP 00922R105 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Richard M. Mgmt For For For Baudouin 2 Elect Richard F. Mgmt For For For Corrado 3 Elect Joseph C. Hete Mgmt For For For 4 Elect Raymond E. Johns Mgmt For For For 5 Elect Laura J. Peterson Mgmt For For For 6 Elect Randy D. Mgmt For For For Rademacher 7 Elect J. Christopher Mgmt For For For Teets 8 Elect Jeffrey Vorholt Mgmt For For For 9 Ratification of Auditor Mgmt For For For 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Airbus SE Ticker Security ID: Meeting Date Meeting Status AIR CINS N0280G100 04/16/2020 Voted Meeting Type Country of Trade Annual Netherlands Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Agenda Item N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Accounts and Reports Mgmt For For For 8 Ratification of Mgmt For Against Against Non-Executive Directors' Acts 9 Ratification of Mgmt For Against Against Executive Director's Acts 10 Appointment of Auditor Mgmt For For For 11 Remuneration Policy Mgmt For For For 12 Remuneration Report Mgmt For Against Against 13 Elect Mark B. Mgmt For For For Dunkerley to the Board of Directors 14 Elect Stephan Gemkov Mgmt For For For to the Board of Directors 15 Elect Ralph D. Crosby, Mgmt For For For Jr. to the Board of Directors 16 Elect Lord Paul Mgmt For Against Against Drayson to the Board of Directors 17 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights (Equity Plans) 18 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 19 Authority to Mgmt For For For Repurchase Shares 20 Cancellation of Shares Mgmt For For For 21 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Alaska Air Group, Inc. Ticker Security ID: Meeting Date Meeting Status ALK CUSIP 011659109 05/07/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Patricia M. Mgmt For For For Bedient 2 Elect James A. Beer Mgmt For For For 3 Elect Marion C. Blakey Mgmt For For For 4 Elect Raymond L. Conner Mgmt For For For 5 Elect Dhiren Fonseca Mgmt For For For 6 Elect Kathleen T. Hogan Mgmt For For For 7 Elect Susan J. Li Mgmt For For For 8 Elect Benito Minicucci Mgmt For For For 9 Elect Helvi K. Sandvik Mgmt For For For 10 Elect J. Kenneth Mgmt For For For Thompson 11 Elect Bradley D. Tilden Mgmt For For For 12 Elect Eric K. Yeaman Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ American Airlines Group Inc. Ticker Security ID: Meeting Date Meeting Status AAL CUSIP 02376R102 06/10/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect James F. Albaugh Mgmt For For For 2 Elect Jeffrey D. Mgmt For For For Benjamin 3 Elect John T. Cahill Mgmt For For For 4 Elect Michael J. Embler Mgmt For For For 5 Elect Matthew J. Hart Mgmt For For For 6 Elect Susan D. Kronick Mgmt For For For 7 Elect Martin H. Nesbitt Mgmt For For For 8 Elect Denise M. O'Leary Mgmt For For For 9 Elect W. Douglas Parker Mgmt For For For 10 Elect Ray M. Robinson Mgmt For For For 11 Ratification of Auditor Mgmt For For For 12 Advisory Vote on Mgmt For Against Against Executive Compensation 13 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report ________________________________________________________________________________ Azul S.A. Ticker Security ID: Meeting Date Meeting Status AZUL4 CUSIP 05501U106 03/02/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Sublease Agreement Mgmt For For For (Breeze Aviation Group) ________________________________________________________________________________ Azul S.A. Ticker Security ID: Meeting Date Meeting Status AZUL4 CUSIP 05501U106 04/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Remuneration policy Mgmt For Against Against ________________________________________________________________________________ Celebi Hava Servisi A.S Ticker Security ID: Meeting Date Meeting Status CLEBI CINS M2125D103 03/31/2020 Voted Meeting Type Country of Trade Ordinary Turkey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Opening; Election of Mgmt For For For Presiding Chair 5 Minutes Mgmt For For For 6 Directors' Report Mgmt For For For 7 Auditors' Report Mgmt For For For 8 Financial Statements Mgmt For For For 9 Allocation of Mgmt For For For Profits/Dividends 10 Authority to Make Mgmt For For For Advance Payments of Dividends 11 Ratification of Mgmt For For For Directors' and Auditors' Acts 12 Election of Directors; Mgmt For For For Board Term Length; Directors' Fees 13 Amendments to Articles Mgmt For Against Against 14 Appointment of Auditor Mgmt For For For 15 Authority to Issue Mgmt For Against Against Debt Instruments 16 Presentation of Report Mgmt For For For on Guarantees 17 Presentation of Report Mgmt For For For on Related Party Transactions 18 Charitable Donations Mgmt For Against Against 19 Authority to Carry Out Mgmt For Against Against Competing Activites or Related Party Transactions 20 Wishes and Closing Mgmt For For For ________________________________________________________________________________ Dart Group plc Ticker Security ID: Meeting Date Meeting Status DTG CINS G2657C132 09/05/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Final Dividend Mgmt For For For 3 Elect Richard Green Mgmt For Against Against 4 Elect Philip Meeson Mgmt For Against Against 5 Elect Stephen Heapy Mgmt For Against Against 6 Elect Mark Laurence Mgmt For For For 7 Appointment of Auditor Mgmt For For For 8 Authority to Set Mgmt For For For Auditor's Fees 9 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 10 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 11 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 12 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Delta Air Lines, Inc. Ticker Security ID: Meeting Date Meeting Status DAL CUSIP 247361702 06/18/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Edward H. Bastian Mgmt For For For 2 Elect Francis S. Blake Mgmt For For For 3 Elect Ashton B. Carter Mgmt For For For 4 Elect David G. DeWalt Mgmt For For For 5 Elect William H. Mgmt For For For Easter III 6 Elect Christopher A. Mgmt For For For Hazleton 7 Elect Michael P. Huerta Mgmt For For For 8 Elect Jeanne P. Jackson Mgmt For For For 9 Elect George N. Mattson Mgmt For For For 10 Elect Sergio A. L. Rial Mgmt For For For 11 Elect David. S. Taylor Mgmt For For For 12 Elect Kathy N. Waller Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Ratification of Auditor Mgmt For For For 15 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Activity Alignment with the Paris Agreement 17 Shareholder Proposal ShrHoldr Against For Against Regarding Political Contributions and Expenditures Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Report on Measures Taken to Prevent Sexual Harassment ________________________________________________________________________________ Deutsche Lufthansa AG Ticker Security ID: Meeting Date Meeting Status LHA CINS D1908N106 05/05/2020 Voted Meeting Type Country of Trade Annual Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A 4 Non-Voting Meeting Note N/A N/A N/A N/A 5 Non-Voting Meeting Note N/A N/A N/A N/A 6 Non-Voting Meeting Note N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Allocation of Mgmt For For For Profits/Dividends 9 Ratification of Mgmt For For For Management Board Acts 10 Ratification of Mgmt For For For Supervisory Board Acts 11 Elect Stephan Sturm Mgmt For For For 12 Elect Erich Clementi Mgmt For For For 13 Elect Thomas Enders Mgmt For For For 14 Elect Harald Kruger Mgmt For For For 15 Elect Astrid Stange Mgmt For For For 16 Management Board Mgmt For For For Remuneration Policy 17 Authority to Issue Mgmt For For For Convertible Debt Instruments; Increase in Conditional Capital 18 Amendment to Mgmt For For For Authorised Capital 19 Appointment of Auditor Mgmt For For For 20 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Deutsche Lufthansa AG Ticker Security ID: Meeting Date Meeting Status LHA CINS D1908N106 06/25/2020 Take No Action Meeting Type Country of Trade Special Germany Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A TNA N/A 2 Non-Voting Meeting Note N/A N/A TNA N/A 3 Non-Voting Meeting Note N/A N/A TNA N/A 4 Non-Voting Meeting Note N/A N/A TNA N/A 5 Non-Voting Meeting Note N/A N/A TNA N/A 6 Authority to Issue Mgmt For TNA N/A Shares and Convertible Debt Instruments w/o Preemptive Rights (Recapitalisation) ________________________________________________________________________________ Easyjet plc Ticker Security ID: Meeting Date Meeting Status EZJ CINS G3030S109 02/06/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Final Dividend Mgmt For For For 4 Elect John Barton Mgmt For For For 5 Elect Johan Lundgren Mgmt For For For 6 Elect Andrew Findlay Mgmt For For For 7 Elect Charles Gurassa Mgmt For For For 8 Elect Andreas Bierwirth Mgmt For For For 9 Elect Moya M. Greene Mgmt For For For 10 Elect Anastassia Mgmt For For For Lauterbach 11 Elect Nicholas Leeder Mgmt For For For 12 Elect Andrew Martin Mgmt For For For 13 Elect Julie Southern Mgmt For For For 14 Elect Catherine Bradley Mgmt For For For 15 Appointment of Auditor Mgmt For For For 16 Authority to Set Mgmt For For For Auditor's Fees 17 Authorisation of Mgmt For For For Political Donations 18 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 19 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 20 Authority to Mgmt For For For Repurchase Shares 21 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ Enav S.p.A. Ticker Security ID: Meeting Date Meeting Status ENAV CINS T3R4KN103 05/21/2020 Voted Meeting Type Country of Trade Ordinary Italy Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Accounts and Reports Mgmt For For For 4 Allocation of Mgmt For For For Profits/Dividends 5 Remuneration Policy Mgmt For For For (Binding) 6 Remuneration Report Mgmt For For For (Advisory) 7 2020-2022 Performance Mgmt For For For Share Plan 8 Board Size Mgmt For For For 9 Board Term Length Mgmt For For For 10 Non-Voting Agenda Item N/A N/A N/A N/A 11 List Presented by Mgmt For N/A N/A Ministry of Economy and Finance 12 List Presented by Mgmt For For For Group of Institutional Investors Representing 5.1% of Share Capital 13 List Presented by Mgmt For N/A N/A INARCASSA and Fondazione ENPAM 14 Elect Francesca Isgro Mgmt For For For as Chair 15 Directors' Fees Mgmt For Abstain Against 16 Authority to Mgmt For For For Repurchase and Reissue Shares 17 Non-Voting Meeting Note N/A N/A N/A N/A 18 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Finnair Oyj Ticker Security ID: Meeting Date Meeting Status FIA1S CINS X24877106 05/29/2020 Voted Meeting Type Country of Trade Annual Finland Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Agenda Item N/A N/A N/A N/A 4 Non-Voting Agenda Item N/A N/A N/A N/A 5 Non-Voting Agenda Item N/A N/A N/A N/A 6 Non-Voting Agenda Item N/A N/A N/A N/A 7 Non-Voting Agenda Item N/A N/A N/A N/A 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Accounts and Reports Mgmt For For For 10 Allocation of Mgmt For For For Profits/Dividends 11 Ratification of Board Mgmt For For For and CEO Acts 12 Remuneration Policy Mgmt For For For 13 Non-Voting Agenda Item N/A N/A N/A N/A 14 Directors' Fees Mgmt For For For 15 Board Size Mgmt For For For 16 Election of Directors Mgmt For For For 17 Authority to Set Mgmt For For For Auditor's Fees 18 Appointment of Auditor Mgmt For For For 19 Authority to Mgmt For For For Repurchase Shares 20 Authority to Issue Mgmt For For For Shares w/ or w/o Preemptive Rights 21 Rights Issue Mgmt For For For 22 Amendments to Articles Mgmt For For For Regarding Corporate Purpose 23 Charitable Donations Mgmt For For For 24 Non-Voting Agenda Item N/A N/A N/A N/A ________________________________________________________________________________ Hawaiian Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status HA CUSIP 419879101 05/13/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Donald J. Carty Mgmt For For For 1.2 Elect Earl E. Fry Mgmt For For For 1.3 Elect Lawrence S. Mgmt For For For Hershfield 1.4 Elect Peter R. Ingram Mgmt For For For 1.5 Elect Randall L. Jenson Mgmt For For For 1.6 Elect Crystal K. Rose Mgmt For For For 1.7 Elect Richard N. Zwern Mgmt For For For 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Miscellaneous - Mgmt For For For Resident Status 5 Miscellaneous - Mgmt For Against Against Resident Status ________________________________________________________________________________ Japan Airlines Co., Ltd. Ticker Security ID: Meeting Date Meeting Status 9201 CINS J25979121 06/19/2020 Voted Meeting Type Country of Trade Annual Japan Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Yoshiharu Ueki Mgmt For For For 3 Elect Tadashi Fujita Mgmt For For For 4 Elect Yuji Akasaka Mgmt For For For 5 Elect Shinichiro Mgmt For For For Shimizu 6 Elect Hideki Kikuyama Mgmt For For For 7 Elect Ryuzo Toyoshima Mgmt For For For 8 Elect Yuichi Kitada Mgmt For For For 9 Elect Eizo Kobayashi Mgmt For For For 10 Elect Masatoshi Ito Mgmt For For For 11 Elect Sonoko Hatchoji Mgmt For For For 12 Elect Yasushi Suzuka Mgmt For For For 13 Elect Osamu Kamo Mgmt For For For 14 Elect Joji Okada Mgmt For For For ________________________________________________________________________________ JetBlue Airways Corporation Ticker Security ID: Meeting Date Meeting Status JBLU CUSIP 477143101 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect B. Ben Baldanza Mgmt For For For 2 Elect Peter Boneparth Mgmt For For For 3 Elect Virginia Gambale Mgmt For For For 4 Elect Robin Hayes Mgmt For For For 5 Elect Ellen Jewett Mgmt For For For 6 Elect Robert Ledluc Mgmt For For For 7 Elect Teri P. McClure Mgmt For For For 8 Elect Sarah Robb Mgmt For For For O'Hagan 9 Elect Vivek Sharma Mgmt For For For 10 Elect Thomas Winkelmann Mgmt For For For 11 Advisory Vote on Mgmt For For For Executive Compensation 12 Approval of the 2020 Mgmt For For For Omnibus Equity Incentive Plan 13 Approval of the 2020 Mgmt For For For Crewmember Stock Purchase Plan 14 Ratification of Auditor Mgmt For For For 15 Amend Shareholder Mgmt For For For Right to Call Special Meeting 16 Amend Shareholder Mgmt For For For Right to Act by Written Consent 17 Shareholder Proposal ShrHoldr Against Against For Regarding Shareholder Approval of Bylaw Amendments ________________________________________________________________________________ Mesa Air Group, Inc. Ticker Security ID: Meeting Date Meeting Status MESA CUSIP 590479135 02/04/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jonathan G. Mgmt For For For Ornstein 1.2 Elect Ellen N. Artist Mgmt For For For 1.3 Elect Mitchell I. Mgmt For For For Gordon 1.4 Elect Dana J. Lockhart Mgmt For For For 1.5 Elect Spyridon Skiados Mgmt For For For 1.6 Elect Harvey W. Mgmt For For For Schiller 2 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Qantas Airways Limited Ticker Security ID: Meeting Date Meeting Status QAN CINS Q77974550 10/25/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Re-elect Richard J. Mgmt For For For Goyder 3 Re-elect Paul Rayner Mgmt For For For 4 Re-elect James (Todd) Mgmt For For For Sampson 5 Re-elect Barbara K. Mgmt For For For Ward 6 Equity Grant (MD/CEO Mgmt For For For Alan Joyce) 7 Remuneration Report Mgmt For For For 8 Shareholder Proposal ShrHoldr Against Against For Regarding Facilitating Nonbinding Proposals 9 Non-Voting Agenda Item N/A N/A N/A N/A 10 Shareholder Proposal ShrHoldr Against Against For Regarding Reporting on Company's Compliance with International Human Rights Standards ________________________________________________________________________________ Ryanair Holdings Plc Ticker Security ID: Meeting Date Meeting Status RY4C CUSIP 783513203 09/19/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For Against Against (Advisory) 3 Elect David Bonderman Mgmt For Against Against 4 Elect Roisin Brennan Mgmt For For For 5 Elect Michael E. Cawley Mgmt For For For 6 Elect Emer Daly Mgmt For For For 7 Elect Stan McCarthy Mgmt For For For 8 Elect Kyran McLaughlin Mgmt For Against Against 9 Elect Howard Millar Mgmt For For For 10 Elect Dick Milliken Mgmt For For For 11 Elect Michael O'Brien Mgmt For For For 12 Elect Michael O'Leary Mgmt For For For 13 Elect Julie O'Neill Mgmt For For For 14 Elect Louise Phelan Mgmt For Against Against 15 Authority to Set Mgmt For For For Auditor's Fees 16 Authority to Issue Mgmt For Against Against Shares w/ Preemptive Rights 17 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 18 Authority to Mgmt For For For Repurchase Shares 19 2019 Long-Term Mgmt For For For Incentive Plan ________________________________________________________________________________ SkyWest, Inc. Ticker Security ID: Meeting Date Meeting Status SKYW CUSIP 830879102 05/05/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Jerry C. Atkin Mgmt For For For 1.2 Elect W. Steve Albrecht Mgmt For For For 1.3 Elect Russell A. Childs Mgmt For For For 1.4 Elect Henry J. Eyring Mgmt For For For 1.5 Elect Meredith S. Mgmt For For For Madden 1.6 Elect Ronald J. Mgmt For For For Mittelstaedt 1.7 Elect Andrew C. Roberts Mgmt For For For 1.8 Elect Keith E. Smith Mgmt For For For 1.9 Elect Steven F. Mgmt For For For Udvar-Hazy 1.10 Elect James L. Welch Mgmt For For For 2 Advisory Vote on Mgmt For For For Executive Compensation 3 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Southwest Airlines Co. Ticker Security ID: Meeting Date Meeting Status LUV CUSIP 844741108 05/21/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect David W. Biegler Mgmt For For For 2 Elect J. Veronica Mgmt For For For Biggins 3 Elect Douglas H. Brooks Mgmt For For For 4 Elect William H. Mgmt For For For Cunningham 5 Elect John G. Denison Mgmt For For For 6 Elect Thomas W. Mgmt For For For Gilligan 7 Elect Gary C. Kelly Mgmt For For For 8 Elect Grace D. Lieblein Mgmt For For For 9 Elect Nancy B. Loeffler Mgmt For For For 10 Elect John T. Montford Mgmt For For For 11 Elect Ron Ricks Mgmt For For For 12 Advisory Vote on Mgmt For For For Executive Compensation 13 Ratification of Auditor Mgmt For For For 14 Shareholder Proposal ShrHoldr Against For Against Regarding Independent Chair 15 Shareholder Proposal ShrHoldr Against Against For Regarding Right to Act by Written Consent 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report ________________________________________________________________________________ Spirit Airlines, Inc. Ticker Security ID: Meeting Date Meeting Status SAVE CUSIP 848577102 06/16/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Edward M. Mgmt For For For Christie III 1.2 Elect Mark B. Dunkerley Mgmt For For For 1.3 Elect Christine P. Mgmt For For For Richards 2 Ratification of Auditor Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ The Boeing Company Ticker Security ID: Meeting Date Meeting Status BA CUSIP 097023105 04/27/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Robert A. Bradway Mgmt For For For 2 Elect David L. Calhoun Mgmt For For For 3 Elect Arthur D. Mgmt For For For Collins, Jr. 4 Elect Edmund P. Mgmt For For For Giambastiani, Jr. 5 Elect Lynn J. Good Mgmt For For For 6 Elect Nikki R Haley Mgmt N/A Abstain N/A 7 Elect Akhil Johri Mgmt For For For 8 Elect Lawrence W. Mgmt For Against Against Kellner 9 Elect Caroline B. Mgmt For For For Kennedy 10 Elect Steven M. Mgmt For For For Mollenkopf 11 Elect John M. Mgmt For For For Richardson 12 Elect Susan C. Schwab Mgmt For For For 13 Elect Ronald A. Mgmt For For For Williams 14 Advisory Vote on Mgmt For Against Against Executive Compensation 15 Ratification of Auditor Mgmt For For For 16 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Board Qualifications 17 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 18 Shareholder Proposal ShrHoldr Against Against For Regarding Independent Chair 19 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 20 Shareholder Proposal ShrHoldr Against Against For Regarding Retention of Shares Until Normal Retirement Age 21 Shareholder Proposal ShrHoldr Against Against For Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation ________________________________________________________________________________ United Airlines Holdings, Inc. Ticker Security ID: Meeting Date Meeting Status UAL CUSIP 910047109 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Carolyn Corvi Mgmt For For For 2 Elect Barnaby "Barney" Mgmt For For For M. Harford 3 Elect Michele J. Hooper Mgmt For For For 4 Elect Walter Isaacson Mgmt For For For 5 Elect James A.C. Mgmt For For For Kennedy 6 Elect J. Scott Kirby Mgmt For For For 7 Elect Oscar Munoz Mgmt For For For 8 Elect Edward M. Philip Mgmt For For For 9 Elect Edward L. Shapiro Mgmt For For For 10 Elect David J. Vitale Mgmt For For For 11 Elect James M. Mgmt For For For Whitehurst 12 Ratification of Auditor Mgmt For For For 13 Advisory Vote on Mgmt For For For Executive Compensation 14 Shareholder Proposal ShrHoldr Against For Against Regarding Right to Act by Written Consent 15 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Report 16 Shareholder Proposal ShrHoldr Against For Against Regarding Lobbying Activity Alignment with the Paris Agreement ________________________________________________________________________________ Wizz Air Holdings Plc Ticker Security ID: Meeting Date Meeting Status WIZZ CINS G96871101 07/24/2019 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect William A. Franke Mgmt For For For 4 Elect Jozsef Varadi Mgmt For For For 5 Elect Guido Demuynck Mgmt For For For 6 Elect Guido Demuynck Mgmt For For For (Independent Shareholders Only) 7 Elect Simon Duffy Mgmt For For For 8 Elect Simon Duffy Mgmt For For For (Independent Shareholders Only) 9 Elect Susan Hooper Mgmt For For For 10 Elect Susan Hooper Mgmt For For For (Independent Shareholders Only) 11 Elect Stephen Johnson Mgmt For For For 12 Elect Barry Eccleston Mgmt For For For 13 Elect Barry Eccleston Mgmt For For For (Independent Shareholders Only) 14 Elect Peter Agnefjall Mgmt For For For 15 Elect Peter Agnefjall Mgmt For For For (Independent Shareholders Only) 16 Elect Maria Kyriacou Mgmt For For For 17 Elect Maria Kyriacou Mgmt For For For (Independent Shareholders Only) 18 Elect Andrew Broderick Mgmt For For For 19 Appointment of Auditor Mgmt For For For 20 Authority to Set Mgmt For For For Auditor's Fees 21 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 22 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 23 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) ________________________________________________________________________________ Wizz Air Holdings Plc Ticker Security ID: Meeting Date Meeting Status WIZZ CINS G96871101 10/30/2019 Voted Meeting Type Country of Trade Ordinary Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Approve Purchase of Mgmt For For For Aircraft (NEO Purchase Agreement) ________________________________________________________________________________ Item 1: Proxy Voting Record Fund Name: U.S. Global GO GOLD and Precious Metal Miners ETF ________________________________________________________________________________ Acacia Mining Plc Ticker Security ID: Meeting Date Meeting Status ACA CINS G0067D104 09/03/2019 Voted Meeting Type Country of Trade Court United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Scheme of Arrangement Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Acacia Mining Plc Ticker Security ID: Meeting Date Meeting Status ACA CINS G0067D104 09/03/2019 Voted Meeting Type Country of Trade Ordinary United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Barrick Offer Mgmt For For For ________________________________________________________________________________ African Rainbow Minerals Limited Ticker Security ID: Meeting Date Meeting Status ARI CINS S01680107 12/06/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Re-elect Frank Abbott Mgmt For Against Against 2 Re-elect Mike Arnold Mgmt For Against Against 3 Re-elect David Noko Mgmt For For For 4 Re-elect Jan Steenkamp Mgmt For Against Against 5 Appointment of Auditor Mgmt For For For 6 Elect Audit and Risk Mgmt For For For Committee Member (Tom Boardman) 7 Elect Audit and Risk Mgmt For Against Against Committee Member (Manana Bakane-Tuoane) 8 Elect Audit and Risk Mgmt For Against Against Committee Members (Anton Botha) 9 Elect Audit and Risk Mgmt For Against Against Committee Members (Alex Maditsi) 10 Elect Audit and Risk Mgmt For Against Against Committee Members (Rejoice Simelane) 11 Approve Remuneration Mgmt For For For Policy 12 Approve Remuneration Mgmt For For For Implementation Report 13 General Authority to Mgmt For For For Issue Shares 14 Authority to Issue Mgmt For For For Shares for Cash 15 Approve NEDs' Fees Mgmt For For For (Annual Retainer) 16 Approve NEDs' Fees Mgmt For For For (Board Meetings) 17 Approve NEDs' Fees Mgmt For For For (Committee Meetings) 18 Approve Financial Mgmt For For For Assistance (Section 44) 19 Approve Financial Mgmt For For For Assistance (Section 45) 20 Authority to Issue Mgmt For For For Shares Pursuant to Company's Share or Employee Incentive Schemes 21 Authority to Mgmt For For For Repurchase Shares 22 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Alamos Gold Inc. Ticker Security ID: Meeting Date Meeting Status AGI CUSIP 011532108 05/20/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect Elaine Ellingham Mgmt For For For 1.2 Elect David Fleck Mgmt For For For 1.3 Elect David Gower Mgmt For For For 1.4 Elect Claire M. Kennedy Mgmt For For For 1.5 Elect John A. McCluskey Mgmt For For For 1.6 Elect Monique Mercier Mgmt For For For 1.7 Elect Paul J. Murphy Mgmt For For For 1.8 Elect J. Robert S. Mgmt For For For Prichard 1.9 Elect Ronald E. Smith Mgmt For For For 1.10 Elect Kenneth Stowe Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Apple Inc. Ticker Security ID: Meeting Date Meeting Status AAPL CUSIP CUSIP 02/26/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 9 Elect Sue Wagner Mgmt For For For ________________________________________________________________________________ B2Gold Corp. Ticker Security ID: Meeting Date Meeting Status BTO CUSIP 11777Q209 06/12/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Kevin Bullock Mgmt For For For 2.2 Elect Robert Cross Mgmt For For For 2.3 Elect Robert Gayton Mgmt For For For 2.4 Elect Clive Johnson Mgmt For For For 2.5 Elect George Johnson Mgmt For For For 2.6 Elect Jerry R. Korpan Mgmt For For For 2.7 Elect Bongani Mtshisi Mgmt For For For 2.8 Elect Robin Weisman Mgmt For For For 2.9 Elect Liane Kelly Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amendment to Mgmt For For For Restricted Share Unit Plan 5 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Centamin Plc Ticker Security ID: Meeting Date Meeting Status CEY CINS G2055Q105 06/29/2020 Voted Meeting Type Country of Trade Annual Jersey Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect James E. Mgmt For For For Rutherford 4 Elect Martin Horgan Mgmt For For For 5 Elect Sally Eyre Mgmt For For For 6 Elect Catharine Farrow Mgmt For For For 7 Elect Marna Cloete Mgmt For For For 8 Elect Ross Jerrard Mgmt For For For 9 Elect Mark Bankes Mgmt For For For 10 Elect Ibrahim Fawzy Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Detour Gold Corporation Ticker Security ID: Meeting Date Meeting Status DGC CINS 250669108 01/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Acquisition by Mgmt For For For Kirkland Lake Gold 4 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Dundee Precious Metals Inc. Ticker Security ID: Meeting Date Meeting Status DPM CINS 265269209 05/07/2020 Voted Meeting Type Country of Trade Annual Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect R. Peter Gillin Mgmt For For For 3 Elect Jonathan C. Mgmt For For For Goodman 4 Elect Jeremy Kinsman Mgmt For For For 5 Elect Juanita Montalvo Mgmt For For For 6 Elect Peter Nixon Mgmt For For For 7 Elect David Rae Mgmt For For For 8 Elect Marie-Anne Tawil Mgmt For For For 9 Elect Anthony P. Walsh Mgmt For For For 10 Elect Donald Young Mgmt For For For 11 Appointment of Auditor Mgmt For For For and Authority to Set Fees 12 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Franco-Nevada Corporation Ticker Security ID: Meeting Date Meeting Status FNV CUSIP 351858105 05/06/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect David Harquail Mgmt For For For 1.2 Elect Paul Brink Mgmt For For For 1.3 Elect Tom Albanese Mgmt For For For 1.4 Elect Derek W. Evans Mgmt For For For 1.5 Elect Catharine Farrow Mgmt For For For 1.6 Elect Louis P. Gignac Mgmt For For For 1.7 Elect Maureen Jensen Mgmt For For For 1.8 Elect Jennifer Maki Mgmt For For For 1.9 Elect Randall Oliphant Mgmt For For For 1.10 Elect David R. Peterson Mgmt For For For 1.11 Elect Elliott Pew Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 06/11/2020 Voted Meeting Type Country of Trade Special United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Authority to Issue Mgmt For For For Shares for Cash 2 General Authority to Mgmt For For For Issue Shares 3 Authorisation of Legal Mgmt For For For Formalities 4 Authority to Issue Mgmt For For For Shares Pursuant to Scheme ________________________________________________________________________________ Harmony Gold Mining Company Limited Ticker Security ID: Meeting Date Meeting Status HAR CUSIP 413216300 11/22/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect Given R. Sibiya Mgmt For For For 2 Elect Hlokammoni Mgmt For For For (Grathel) Motau 3 Re-elect Andries Mgmt For For For (Andre) J. Wilkens 4 Re-elect Vishnu P. Mgmt For For For Pillay 5 Re-elect Karabo T. Mgmt For For For Nondumo 6 Re-elect Simo Lushaba Mgmt For For For 7 Re-elect Kenneth (Ken) Mgmt For For For V. Dicks 8 Elect Audit and Risk Mgmt For For For Committee Member (Fikile De Buck) 9 Elect Audit and Risk Mgmt For For For Committee Member (Karabo Nondumo) 10 Elect Audit and Risk Mgmt For For For Committee Member (Simo Lushaba) 11 Elect Audit and Risk Mgmt For For For Committee Member (John Wetton) 12 Elect Audit and Risk Mgmt For For For Committee Member (Given Sibiya) 13 Appointment of Auditor Mgmt For For For 14 Approve Remuneration Mgmt For For For Policy 15 Approve Remuneration Mgmt For For For Implementation Report 16 Authority to Issue Mgmt For For For Shares for Cash 17 Approve Financial Mgmt For For For Assistance 18 Approve NEDs' Fees Mgmt For For For ________________________________________________________________________________ Hochschild Mining Plc Ticker Security ID: Meeting Date Meeting Status HOC CINS G4611M107 05/21/2020 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Remuneration Report Mgmt For For For (Advisory) 3 Elect Graham Birch Mgmt For For For 4 Elect Jorge Born Mgmt For For For 5 Elect Ignacio Mgmt For For For Bustamante 6 Elect Eduardo Mgmt For Against Against Hochschild 7 Elect Eileen A. Mgmt For For For Kamerick 8 Elect Dionisio Romero Mgmt For Against Against Paoletti 9 Elect Michael Rawlinson Mgmt For For For 10 Elect Sanjay Sarma Mgmt For For For 11 Appointment of Auditor Mgmt For For For 12 Authority to Set Mgmt For For For Auditor's Fees 13 Authority to Issue Mgmt For For For Shares w/ Preemptive Rights 14 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights 15 Authority to Issue Mgmt For For For Shares w/o Preemptive Rights (Specified Capital Investment) 16 Authority to Mgmt For For For Repurchase Shares 17 Authority to Set Mgmt For For For General Meeting Notice Period at 14 Days ________________________________________________________________________________ IAMGOLD Corporation Ticker Security ID: Meeting Date Meeting Status IMG CUSIP 450913108 05/29/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect John E. Caldwell Mgmt For For For 1.2 Elect Donald K. Charter Mgmt For For For 1.3 Elect Richard J. Hall Mgmt For For For 1.4 Elect P. Gordon Mgmt For For For Stothart 1.5 Elect Mahendra Naik Mgmt For For For 1.6 Elect Timothy R. Snider Mgmt For For For 1.7 Elect Sybil E. Veenman Mgmt For For For 1.8 Elect Ronald P. Gagel Mgmt For For For 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Impala Platinum Holdings Limited Ticker Security ID: Meeting Date Meeting Status IMP CINS S37840113 10/22/2019 Voted Meeting Type Country of Trade Annual South Africa Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Appointment of Auditor Mgmt For For For 2 Elect Peter W. Davey Mgmt For For For 3 Elect Boitumelo Koshane Mgmt For For For 4 Elect Alastair S. Mgmt For For For Macfarlane 5 Elect Babalwa Ngonyama Mgmt For Against Against 6 Elect Mandla S.V. Mgmt For Against Against Gantsho 7 Election of Audit Mgmt For For For Committee Members (Dawn Earp) 8 Election of Audit Mgmt For For For Committee Members (Peter W. Davey) 9 Election of Audit Mgmt For For For Committee Members (Preston E. Speckmann) 10 Approve Remuneration Mgmt For For For Policy 11 Approve Remuneration Mgmt For For For Implementation Report 12 Approve NEDs' Fees Mgmt For For For (Board Chair) 13 Approve NEDs' Fees Mgmt For For For (Lead Independent Director) 14 Approve NEDs' Fees Mgmt For For For (Board Member) 15 Approve NEDs' Fees Mgmt For For For (Audit Committee Chair) 16 Approve NEDs' Fees Mgmt For For For (Audit Committee Member) 17 Approve NEDs' Fees Mgmt For For For (Social, Transformation and Remuneration Committee Chair) 18 Approve NEDs' Fees Mgmt For For For (Social, Transformation and Remuneration Committee Member) 19 Approve NEDs' Fees Mgmt For For For (Nominations, Governance and Ethics Committee Member) 20 Approve NEDs' Fees Mgmt For For For (Health, Safety, Environment and Risk Committee Chair) 21 Approve NEDs' Fees Mgmt For For For (Health, Safety, Environment and Risk Committee Member) 22 Approve NEDs' Fees Mgmt For For For (Capital Allocation and Investment Committee Chair) 23 Approve NEDs' Fees Mgmt For For For (Capital Allocation and Investment Committee Member) 24 Approve NEDs' Fees (Ad Mgmt For For For Hoc) 25 Approve NEDs' Fees Mgmt For For For (Structural Adjustment) 26 Authority to Mgmt For For For Repurchase Shares 27 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ North American Palladium Ltd. Ticker Security ID: Meeting Date Meeting Status PDL CINS 65704X109 12/04/2019 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Merger/Acquisition Mgmt For For For 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ OceanaGold Corporation Ticker Security ID: Meeting Date Meeting Status OGC CINS 675222103 06/19/2020 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Board Size Mgmt For For For 3 Elect Ian M. Reid Mgmt For For For 4 Elect Paul B. Sweeney Mgmt For For For 5 Elect Geoff W. Raby Mgmt For For For 6 Elect Craig J. Nelsen Mgmt For For For 7 Elect Catherine A. Mgmt For For For Gignac 8 Elect Michael H L Mgmt For For For Holmes 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Pan African Resources Plc Ticker Security ID: Meeting Date Meeting Status PAF CINS G6882W102 11/28/2019 Voted Meeting Type Country of Trade Annual United Kingdom Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Accounts and Reports Mgmt For For For 2 Allocation of Mgmt For For For Profits/Dividends 3 Re-elect Hester H. Mgmt For For For Hickey 4 Re-elect Thabo F. Mgmt For For For Mosololi 5 Re-elect Charles Mgmt For For For Needham 6 Re-elect Yvonne Themba Mgmt For For For 7 Election of Audit Mgmt For For For Committee Member (Hester Hickey) 8 Election of Audit Mgmt For For For Committee Member (Charles Needham) 9 Election of Audit Mgmt For For For Committee Member (Thabo Mosololi) 10 Approve Remuneration Mgmt For For For Policy 11 Approve Implementation Mgmt For For For Report 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 General Authority to Mgmt For For For Issue Shares 14 Authority to Mgmt For For For Repurchase Shares ________________________________________________________________________________ Perseus Mining Limited Ticker Security ID: Meeting Date Meeting Status PRU CINS Q74174105 11/29/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Sean Harvey Mgmt For For For 4 Re-elect Sally-Anne Mgmt For For For Layman 5 Re-elect Daniel Lougher Mgmt For For For 6 Elect David Ransom Mgmt For For For 7 Equity Grant (MD/CEO Mgmt For For For Jeffrey Quartermaine) ________________________________________________________________________________ Ramelius Resources Limited Ticker Security ID: Meeting Date Meeting Status RMS CINS Q7982E108 11/22/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Michael A. Mgmt For For For Bohm 4 Elect Natalia Mgmt For For For Streltsova 5 Equity Grant (MD Mark Mgmt For For For Zeptner) 6 Approve Increase in Mgmt For For For NEDs' Fee Cap 7 Approve Performance Mgmt For For For Rights Plan 8 Non-Voting Agenda Item N/A N/A N/A N/A 9 Renew Proportional Mgmt For For For Takeover Provisions ________________________________________________________________________________ Red 5 Limited Ticker Security ID: Meeting Date Meeting Status RED CINS Q80507256 05/07/2020 Voted Meeting Type Country of Trade Ordinary Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities (Tranche 1 Placement) 3 Approve Placement of Mgmt For For For Securities (Tranche 2 Placement) 4 Approve Issue of Mgmt For For For Securities (MD Mark Williams) 5 Approve Issue of Mgmt For For For Securities (NED Ian Macpherson) 6 Approve Issue of Mgmt For For For Securities (NED Steven Tombs) 7 Approve Issue of Mgmt For For For Securities (NED Colin Loosemore) ________________________________________________________________________________ Resolute Mining Limited Ticker Security ID: Meeting Date Meeting Status RSG CINS Q81068100 02/27/2020 Voted Meeting Type Country of Trade Special Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Ratify Placement of Mgmt For For For Securities (Tranche 1) 3 Approve Issue of Mgmt For Against Against Securities - Tranche 2 (ICM Limited) 4 Approve Issue of Mgmt For For For Securities (Chairman Martin Botha) 5 Approve Issue of Mgmt For For For Securities (MD/CEO John Welborn) 6 Approve Issue of Mgmt For For For Securities (NED Yasmin Broughton) 7 Approve Issue of Mgmt For For For Securities (NED Sabina Shugg) 8 Approve Issue of Mgmt For For For Securities (Taurus Mining Finance Fund) ________________________________________________________________________________ Resolute Mining Limited Ticker Security ID: Meeting Date Meeting Status RSG CINS Q81068100 05/21/2020 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt N/A For N/A 3 Re-elect Mark Potts Mgmt For For For 4 Re-elect Sabina Shugg Mgmt For For For 5 Performance Rights Mgmt For For For Grant (MD/CEO John Welborn) 6 Renew Performance Mgmt For For For Rights Plan 7 Approve Termination Mgmt For For For Benefits 8 Deeds of Indemnity, Mgmt For For For Insurance and Access ________________________________________________________________________________ Royal Gold, Inc. Ticker Security ID: Meeting Date Meeting Status RGLD CUSIP 780287108 11/20/2019 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Elect William M. Hayes Mgmt For For For 2 Elect Ronald J. Vance Mgmt For For For 3 Advisory Vote on Mgmt For For For Executive Compensation 4 Ratification of Auditor Mgmt For For For ________________________________________________________________________________ Sandstorm Gold Ltd. Ticker Security ID: Meeting Date Meeting Status SSL CUSIP 80013R206 04/15/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Board Size Mgmt For For For 2.1 Elect Nolan Watson Mgmt For For For 2.2 Elect David Awram Mgmt For For For 2.3 Elect David De Witt Mgmt For For For 2.4 Elect Andrew T. Mgmt For For For Swarthout 2.5 Elect John P.A. Mgmt For For For Budreski 2.6 Elect Mary L. Little Mgmt For For For 2.7 Elect Vera Kobalia Mgmt For For For 3 Appointment of Auditor Mgmt For For For and Authority to Set Fees 4 Amend Exercise Price Mgmt For For For of Yamana Warrants ________________________________________________________________________________ SEMAFO Inc. Ticker Security ID: Meeting Date Meeting Status SMF CINS 816922108 05/28/2020 Voted Meeting Type Country of Trade Special Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Merger/Acquisition Mgmt For For For 2 Non-Voting Meeting Note N/A N/A N/A N/A 3 Non-Voting Meeting Note N/A N/A N/A N/A ________________________________________________________________________________ Silver Lake Resources Limited Ticker Security ID: Meeting Date Meeting Status SLR CINS Q85014100 11/22/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect Kelvin Flynn Mgmt For For For 4 Elect Peter Alexander Mgmt For For For ________________________________________________________________________________ St Barbara Limited Ticker Security ID: Meeting Date Meeting Status SBM CINS Q8744Q173 10/23/2019 Voted Meeting Type Country of Trade Annual Australia Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Remuneration Report Mgmt For For For 3 Re-elect David Moroney Mgmt For For For 4 Elect Stefanie Loader Mgmt For For For 5 Elect Steven G. Dean Mgmt For For For 6 Equity Grant (MD/CEO Mgmt For For For Robert Vassie) ________________________________________________________________________________ Torex Gold Resources Inc. Ticker Security ID: Meeting Date Meeting Status TXG CINS 891054603 06/17/2020 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Andrew B. Adams Mgmt For For For 3 Elect Franklin L. Davis Mgmt For For For 4 Elect David A. Fennell Mgmt For For For 5 Elect Michael D. Murphy Mgmt For For For 6 Elect Elizabeth A. Mgmt For For For Wademan 7 Elect Frederick M. Mgmt For For For Stanford 8 Elect Robin A. Mgmt For For For Bienenstock 9 Elect Richard A. Howes Mgmt For For For 10 Elect Jody L.M Kuzenko Mgmt For For For 11 Elect Roy S. Slack Mgmt For For For 12 Appointment of Auditor Mgmt For For For and Authority to Set Fees 13 Amendment to By-Law Mgmt For For For No.1 to Increase Quorum Requirements 14 Amendment to Advance Mgmt For For For Notice Provisions 15 Shareholder Rights Mgmt For For For Plan Renewal 16 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wesdome Gold Mines Ltd. Ticker Security ID: Meeting Date Meeting Status WDO CINS 95083R100 06/02/2020 Voted Meeting Type Country of Trade Mix Canada Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1 Non-Voting Meeting Note N/A N/A N/A N/A 2 Elect Charles Main Mgmt For For For 3 Elect Duncan Middlemiss Mgmt For For For 4 Elect Nadine Miller Mgmt For For For 5 Elect Warwick Mgmt For For For Morley-Jepson 6 Elect Brian N. Mgmt For For For Skanderbeg 7 Elect Edie Thome Mgmt For For For 8 Elect Bill Washington Mgmt For For For 9 Appointment of Auditor Mgmt For For For and Authority to Set Fees 10 Approval of the 2020 Mgmt For For For Omnibus Equity Incentive Plan 11 Advisory Vote on Mgmt For For For Executive Compensation ________________________________________________________________________________ Wheaton Precious Metals Corp. Ticker Security ID: Meeting Date Meeting Status WPM CUSIP 962879102 05/14/2020 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Rec Vote Cast For/Against Mgmt 1.1 Elect George L. Brack Mgmt For For For 1.2 Elect John A. Brough Mgmt For For For 1.3 Elect R. Peter Gillin Mgmt For For For 1.4 Elect Chantal Gosselin Mgmt For For For 1.5 Elect Douglas M. Holtby Mgmt For For For 1.6 Elect Glenn A. Ives Mgmt For For For 1.7 Elect Charles A. Mgmt For For For Jeannes 1.8 Elect Eduardo Luna Mgmt For For For 1.9 Elect Marilyn Mgmt For For For Schonberner 1.10 Elect Randy V.J. Mgmt For For For Smallwood 2 Appointment of Auditor Mgmt For For For and Authority to Set Fees 3 Advisory Vote on Mgmt For Against Against Executive Compensation ________________________________________________________________________________ SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) ETF Series Solutions By (Signature and Title)* /s/ Kristina Nelson Kristina Nelson, President (principal executive officer) Date: 8/27/2020