N-PX 1 ess-lha_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-22668 NAME OF REGISTRANT: ETF Series Solutions ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina Nelson ETF Series Solutions 615 East Michigan Street Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-6076 DATE OF FISCAL YEAR END: 12/31 DATE OF REPORTING PERIOD: 07/01/2019 to 06/30/2020 Item 1. Proxy Voting Record. LHA Market State Alpha Seeker ETF -------------------------------------------------------------------------------------------------------------------------- The fund held no voting securities during the reporting period and did not vote any securities or have any securities that were subject to a vote during the reporting period. LHA Market State U.S. Tactical ETF -------------------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246 -------------------------------------------------------------------------------------------------------------------------- Security: 31846V336 Meeting Type: Special Meeting Date: 29-Aug-2019 Ticker: FGXXX ISIN: US31846V3362 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David K. Baumgardner Mgmt No vote Mark E. Gaumond Mgmt No vote Roger A. Gibson Mgmt No vote Jennifer J. McPeek Mgmt No vote C. David Myers Mgmt No vote Richard K. Riederer Mgmt No vote P. Kelly Tompkins Mgmt No vote -------------------------------------------------------------------------------------------------------------------------- FIRST AMERICAN FUNDS, INC. Agenda Number: 935065246 -------------------------------------------------------------------------------------------------------------------------- Security: 31846V328 Meeting Type: Special Meeting Date: 29-Aug-2019 Ticker: FXFXX ISIN: US31846V3289 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David K. Baumgardner Mgmt No vote Mark E. Gaumond Mgmt No vote Roger A. Gibson Mgmt No vote Jennifer J. McPeek Mgmt No vote C. David Myers Mgmt No vote Richard K. Riederer Mgmt No vote P. Kelly Tompkins Mgmt No vote * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) ETF Series Solutions By (Signature) /s/ Kristina Nelson Name Kristina Nelson Title President Date 8/28/2020