N-PX 1 ess-validea_npx.txt ANNUAL REPORT OF PROXY VOTING UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM N-PX ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY INVESTMENT COMPANY ACT FILE NUMBER: 811-22668 NAME OF REGISTRANT: ETF Series Solutions ADDRESS OF PRINCIPAL EXECUTIVE OFFICES: 615 East Michigan Street Milwaukee, WI 53202 NAME AND ADDRESS OF AGENT FOR SERVICE: Kristina Nelson ETF Series Solutions 615 East Michigan Street Milwaukee, WI 53202 REGISTRANT'S TELEPHONE NUMBER: 414-765-6076 DATE OF FISCAL YEAR END: 11/30 DATE OF REPORTING PERIOD: 07/01/2019 to 06/30/2020 Item 1. Proxy Voting Record. Validea Market Legends ETF -------------------------------------------------------------------------------------------------------------------------- ABERCROMBIE & FITCH CO. Agenda Number: 935174627 -------------------------------------------------------------------------------------------------------------------------- Security: 002896207 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: ANF ISIN: US0028962076 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Kerrii B. Anderson Mgmt For For 1B. Election of Director: Terry L. Burman Mgmt For For 1C. Election of Director: Felix Carbullido Mgmt For For 1D. Election of Director: Susie Coulter Mgmt For For 1E. Election of Director: Sarah M. Gallagher Mgmt For For 1F. Election of Director: James A. Goldman Mgmt For For 1G. Election of Director: Michael E. Greenlees Mgmt For For 1H. Election of Director: Archie M. Griffin Mgmt For For 1I. Election of Director: Fran Horowitz Mgmt For For 1J. Election of Director: Helen E. McCluskey Mgmt For For 1K. Election of Director: Charles R. Perrin Mgmt For For 1L. Election of Director: Nigel Travis Mgmt For For 2. Approval of advisory resolution to approve Mgmt For For executive compensation. 3. Approval of an amendment to the Abercrombie Mgmt For For & Fitch Co. 2016 Long-Term Incentive Plan for Directors to authorize 150,000 additional shares. 4. Approval of an amendment to the Abercrombie Mgmt For For & Fitch Co. 2016 Long-Term Incentive Plan for Associates to authorize 150,000 additional shares. 5. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021. -------------------------------------------------------------------------------------------------------------------------- ADVANCED DRAINAGE SYSTEMS, INC./WMS Agenda Number: 935049848 -------------------------------------------------------------------------------------------------------------------------- Security: 00790R104 Meeting Type: Annual Meeting Date: 23-Jul-2019 Ticker: WMS ISIN: US00790R1041 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1a. Election of Director: Ross M. Jones Mgmt For For 1b. Election of Director: C. Robert Kidder Mgmt For For 1c. Election of Director: Manuel J. Perez de la Mgmt For For Mesa 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as the Company's Independent Registered Public Accounting Firm for fiscal year 2020. 3. Approval, in a non-binding advisory vote, Mgmt For For of the compensation for named executive officers. -------------------------------------------------------------------------------------------------------------------------- AEGON N.V. Agenda Number: 935194201 -------------------------------------------------------------------------------------------------------------------------- Security: 007924103 Meeting Type: Annual Meeting Date: 15-May-2020 Ticker: AEG ISIN: US0079241032 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3.3 Remuneration Report 2019 (This item will be Mgmt For For subject to an advisory vote) 3.4 Adoption of the Annual Accounts 2019 Mgmt For For 3.5 Approval of the final dividend 2019 Mgmt For For 4.1 Release from liability for the members of Mgmt For For the Executive Board for their duties performed during 2019 4.2 Release from liability for the members of Mgmt For For the Supervisory Board for their duties performed during 2019 5.1 Adoption of the Remuneration Policy for Mgmt For For members of the Executive Board 5.2 Adoption of the Remuneration Policy for Mgmt For For members of the Supervisory Board 6.1 Appointment of Mr. Thomas Wellauer as Mgmt For For member of the Supervisory Board 6.2 Appointment of Mrs. Caroline Ramsay as Mgmt For For member of the Supervisory Board 7.1 Appointment of Mr. Lard Friese as member of Mgmt For For the Executive Board 8.1 Proposal to cancel common shares and common Mgmt For For shares B 8.2 Authorization of the Executive Board to Mgmt For For issue common shares with or without pre-emptive rights 8.3 Authorization of the Executive Board to Mgmt For For issue shares in connection with a rights issue 8.4 Authorization of the Executive Board to Mgmt For For acquire shares in the Company -------------------------------------------------------------------------------------------------------------------------- ALLIANCE DATA SYSTEMS CORPORATION Agenda Number: 935202159 -------------------------------------------------------------------------------------------------------------------------- Security: 018581108 Meeting Type: Annual Meeting Date: 09-Jun-2020 Ticker: ADS ISIN: US0185811082 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Ralph J. Andretta Mgmt For For 1.2 Election of Director: Roger H. Ballou Mgmt For For 1.3 Election of Director: John C. Gerspach, Jr. Mgmt For For 1.4 Election of Director: Rajesh Natarajan Mgmt For For 1.5 Election of Director: Timothy J. Theriault Mgmt For For 1.6 Election of Director: Laurie A. Tucker Mgmt For For 1.7 Election of Director: Sharen J. Turney Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Approval of the 2020 Omnibus Incentive Mgmt For For Plan. 4. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm of Alliance Data Systems Corporation for 2020. -------------------------------------------------------------------------------------------------------------------------- AMERICAN EQUITY INVESTMENT LIFE HLDG CO Agenda Number: 935186583 -------------------------------------------------------------------------------------------------------------------------- Security: 025676206 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: AEL ISIN: US0256762065 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Anant Bhalla Mgmt For For Joyce A. Chapman Mgmt For For James M. Gerlach Mgmt For For Robert L. Howe Mgmt For For Michelle M. Keeley Mgmt For For William R. Kunkel Mgmt For For 2. To ratify the appointment of KPMG LLP as Mgmt For For our independent registered public accounting firm for 2020. 3. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers. 4. To approve the Company's Amended and Mgmt For For Restated Equity Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- ARCH COAL, INC. Agenda Number: 935144319 -------------------------------------------------------------------------------------------------------------------------- Security: 039380407 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: ARCH ISIN: US0393804077 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Patrick J. Bartels, Jr. Mgmt For For James N. Chapman Mgmt For For John W. Eaves Mgmt For For Sherman K. Edmiston III Mgmt For For Robert B. Hamill Mgmt For For Holly Keller Koeppel Mgmt For For Patrick A. Kriegshauser Mgmt For For Paul A. Lang Mgmt For For Richard A. Navarre Mgmt For For 2. Advisory approval of the Company's named Mgmt For For executive officer compensation. 3. Ratification of the appointment of Ernst & Mgmt For For Young LLP as independent registered public accounting firm for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ARENA PHARMACEUTICALS, INC. Agenda Number: 935198805 -------------------------------------------------------------------------------------------------------------------------- Security: 040047607 Meeting Type: Annual Meeting Date: 12-Jun-2020 Ticker: ARNA ISIN: US0400476075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jayson Dallas, M.D. Mgmt For For Oliver Fetzer, Ph.D. Mgmt For For Kieran T. Gallahue Mgmt For For Jennifer Jarrett Mgmt For For Amit D. Munshi Mgmt For For Garry A. Neil, M.D. Mgmt For For Tina S. Nova, Ph.D. Mgmt For For Manmeet S. Soni Mgmt For For 2. To approve, on an advisory basis, the Mgmt For For compensation of our named executive officers, as disclosed in the proxy statement accompanying this notice. 3. To approve an amendment to our Amended and Mgmt For For Restated Certificate of Incorporation to effect an increase in the total number of authorized shares of our common stock. 4. To approve the Arena Pharmaceuticals, Inc. Mgmt For For 2020 Long-Term Incentive Plan. 5. To ratify the appointment of KPMG LLP, an Mgmt For For independent registered public accounting firm, as our independent auditors for the fiscal year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- ASGN INCORPORATED Agenda Number: 935204076 -------------------------------------------------------------------------------------------------------------------------- Security: 00191U102 Meeting Type: Annual Meeting Date: 18-Jun-2020 Ticker: ASGN ISIN: US00191U1025 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Mark A. Frantz Mgmt For For 1.2 Election of Director: Jonathan S. Holman Mgmt For For 1.3 Election of Director: Arshad Matin Mgmt For For 2. Proposal to approve the Company's Second Mgmt For For Amended and Restated ASGN Incorporated 2010 Employee Stock Purchase Plan. 3. Proposal to approve on a non-binding Mgmt For For advisory basis the Company's executive compensation for the year ended December 31, 2019. 4. Proposal to ratify the appointment of Mgmt For For Deloitte & Touche LLP to serve as our independent registered public accounting firm for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- AVX CORPORATION Agenda Number: 935049836 -------------------------------------------------------------------------------------------------------------------------- Security: 002444107 Meeting Type: Annual Meeting Date: 24-Jul-2019 Ticker: AVX ISIN: US0024441075 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR David DeCenzo Mgmt For For Koichi Kano Mgmt For For Hideo Tanimoto Mgmt For For 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending March 31, 2020. 3. To approve the Management Incentive Plan. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- BANCO BBVA ARGENTINA S.A. Agenda Number: 935142214 -------------------------------------------------------------------------------------------------------------------------- Security: 058934100 Meeting Type: Annual Meeting Date: 07-Apr-2020 Ticker: BBAR ISIN: US0589341009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1) Appointment of two shareholders to prepare Mgmt For and sign the Meeting minutes, together with the Chairman of the Meeting. 2) Consideration of the Annual Report, BBVA Mgmt For Report, Financial Statements, Supplementary Information and other Accounting Information, Report of the Supervisory Committee and Auditor Report related to corporate Fiscal Year No. 145, ended on December 31, 2019. 3) Consideration of the management of the Mgmt For Board of Directors, General Manager and the Supervisory Committee. 4) Consideration of the results of the Mgmt For corporate Fiscal Year No. 145 ended on December 31, 2019. Treatment of the not-classified results as of December 31, 2019, for the amount of AR$ 31,008,199,765.84. It is proposed to apply: a) AR$ 6,201,639,953.17 to the Legal Reserve; and b) AR$ 24,806,559,812.67 to the voluntary reserve for future distribution of results pursuant the Argentine Central Bank Distribution of Results, Ordered Text. 5) Partial write-off of the voluntary reserve Mgmt For fund, for future profit distributions, to apply the amount of AR$ 2,500,000,000 to the payment of a cash dividend subject to the prior authorization of the Central Bank of the Argentine Republic. Delegate to the Board the determination of a date to make dividends available to the Shareholders. 6) Consideration of the Board remuneration Mgmt For corresponding to the Fiscal Year No 145, ended on December 31, 2019. 7) Consideration of the Supervisory Committee Mgmt For remuneration corresponding to the Fiscal Year No 145, ended on December 31, 2019. 8) Determination of the number of members of Mgmt For the Board of Directors and appointment of Directors, as appropriate. Authorization for carrying out the proceedings and filings and registration of the adopted resolutions. 9) Appointment of three Regular Statutory Mgmt For Auditors and three Alternate Statutory Auditors for the current fiscal year Statutory Auditors' Committee. 10) Compensation of certifying accountant of Mgmt For the Financial Statements for the fiscal year No. 145 ended December 31, 2019. 11) Appointment of the certifying accountant Mgmt For for the financial statements corresponding to fiscal year 2020. 12) Allocation of the budget to the Audit Mgmt For Committee under the Capital Markets Law No. 26.831 to hire professional advice. -------------------------------------------------------------------------------------------------------------------------- BANCO BILBAO VIZCAYA ARGENTARIA S.A. Agenda Number: 935134053 -------------------------------------------------------------------------------------------------------------------------- Security: 05946K101 Meeting Type: Annual Meeting Date: 13-Mar-2020 Ticker: BBVA ISIN: US05946K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Approval of the annual financial statements Mgmt For For and management reports of Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the financial year ended 31 December 2019. 1.2 Approval of the non-financial information Mgmt For For report of Banco Bilbao Vizcaya Argentaria, S.A. and that of its consolidated Group for the financial year ended 31 December 2019. 1.3 Approval of the allocation of profit for Mgmt For For the 2019 financial year. 1.4 Approval of corporate management during the Mgmt For For 2019 financial year. 2.1 Re-election of Ms Lourdes Maiz Carro as Mgmt For For member of the Board of Director. 2.2 Re-election of Ms Susana Rodriguez Vidarte Mgmt For For as member of the Board of Director. 2.3 Appointment of Mr Raul Catarino Galamba de Mgmt For For Oliveira as member of the Board of Director. 2.4 Appointment of Ms Ana Leonor Revenga Mgmt For For Shanklin as member of the Board of Director. 2.5 Appointment of Mr Carlos Vicente Salazar Mgmt For For Lomelin as member of the Board of Director. 3. Approval of a maximum level of variable Mgmt For For remuneration of up to 200% of the fixed component of total remuneration for a group of employees whose professional activities have significant impact on the Group's risk profile. 4. Re-appointment of the statutory auditors of Mgmt For For Banco Bilbao Vizcaya Argentaria, S.A. and its consolidated Group for the 2020 financial year. 5. Delegation of powers on the Board of Mgmt For For Directors, with the power of substitution, to formalise, rectify, interpret and execute the resolutions adopted by the Annual General Meeting. 6. Consultative vote on the Annual Report on Mgmt For For the Remuneration of Directors of Banco Bilbao Vizcaya Argentaria, S.A. -------------------------------------------------------------------------------------------------------------------------- BANCO MACRO S.A. Agenda Number: 935190001 -------------------------------------------------------------------------------------------------------------------------- Security: 05961W105 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: BMA ISIN: US05961W1053 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Appoint two shareholders to sign the Mgmt For Minutes of the Shareholders' Meeting. 2. Evaluate the documentation provided for in Mgmt For section 234, subsection 1 of Law No. 19550, for the fiscal year ended December 31st 2019. 3. Evaluate the management of the Board and Mgmt For the Supervisory Committee. 4. Evaluate the application of the retained Mgmt For earnings as of December 31st 2019. Total Retained Earnings: AR$ 40,588,848,524.10 which the Board proposes may be applied as follows: a) AR$ 8,159,955,104.82 to Legal Reserve Fund; b) AR$ 32,428,893,419.28 to the optional reserve fund for future profit distributions, pursuant to Communication "A" 6464 and its complementary issued by the Central Bank of the Republic of Argentina. 5. Separate a portion of the optional reserve Mgmt For fund for future profit distributions in order to allow the application of AR$ 12,788,268,160 to the payment of a cash dividend, within 10 business days of its approval by the Shareholders' Meeting, subject to the prior authorization of the Central Bank of the Republic of Argentina. Delegate to the Board of Directors the power to determine the date of the effective availability to the Shareholders of the cash dividend. 6. Evaluate the remunerations of the members Mgmt For of the Board of Directors for the fiscal year ended December 31st 2019 within the limits as to profits, pursuant to section 261 of Law No. 19550 and the Rules of the Comision Nacional de Valores (Argentine Securities Exchange Commission). 7. Evaluate the remunerations of the members Mgmt For of the Supervisory Committee for the fiscal year ended December 31st 2019. 8. Evaluate the remuneration of the Mgmt For independent auditor for the fiscal year ended December 31st 2019. 9A. Appointment of Candidate proposed as Mgmt For regular Director to hold office for three fiscal years: Mr. Jorge Horacio Brito (candidate proposed by Messrs. Jorge Horacio Brito and Delfin Jorge Ezequiel Carballo). 9B. Appointment of Candidate proposed as Mgmt For regular Director to hold office for three fiscal years: Mr. Delfin Federico Ezequiel Carballo (candidate proposed by Messrs. Jorge Horacio Brito and Delfin Jorge Ezequiel Carballo). 9C. Appointment of Candidate proposed as Mgmt For regular Director to hold office for three fiscal years: Having been informed by the shareholder FGS-ANSES of its decision to vote on a cumulative basis under section 263 of the Argentine Business Company Law No. 19550, the third position shall be held by a director who will be proposed by said shareholder. 9D. Appointment of Candidate to be proposed as Mgmt For regular Director to hold office for one fiscal year in order to fill the vacancy generated by the resignation of Mr. Juan Martin Monge Varela and complete the term of his office: Given that Mr. Juan Martin Monge Varela was originally proposed by FGS-ANSES, this position shall be held by a director to be proposed by said shareholder. 9E. Appointment of Candidate to be proposed as Mgmt For regular Director to hold office for two fiscal years in order to fill the vacancy generated by the resignation of Mr. Martin Estanislao Gorosito and complete the term of his office: Given that Mr. Martin Estanislao Gorosito was originally proposed by FGS-ANSES, this position shall be held by a director to be proposed by said shareholder. 9F. Appointment of Candidate to be proposed as Mgmt For alternate Director to hold office for two fiscal years in order to fill the vacancy generated by the resignation of Mr. Alejandro Guillermo Chiti and complete the term of his office: Given that Mr. Alejandro Guillermo Chiti was originally proposed by FGS-ANSES, this position shall be held by a director to be proposed by said shareholder. 10. Establish the number and designate the Mgmt For regular and alternate members of the Supervisory Committee who shall hold office for one fiscal year. 11. Appoint the independent auditor for the Mgmt For fiscal year to end on December 31st 2020. 12. Determine the auditing committee's budget. Mgmt For 13. Authorization to carry out all acts and Mgmt For filings that are necessary to obtain the administrative approval and registration of the resolutions adopted at the Shareholders' Meeting. -------------------------------------------------------------------------------------------------------------------------- BLOOMIN' BRANDS, INC. Agenda Number: 935182749 -------------------------------------------------------------------------------------------------------------------------- Security: 094235108 Meeting Type: Annual Meeting Date: 29-May-2020 Ticker: BLMN ISIN: US0942351083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director with term Mgmt For For expiring in 2023: James R. Craigie 1B. Election of Class II Director with term Mgmt For For expiring in 2023: David J. Deno 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered certified public accounting firm for the fiscal year ending December 27, 2020. 3. To approve, on a non-binding advisory Mgmt For For basis, the compensation of the Company's named executive officers. 4. To approve the Bloomin' Brands, Inc. 2020 Mgmt For For Omnibus Incentive Compensation Plan. 5. To vote on a stockholder proposal Shr Against For requesting that the Company take action to declassify the Board. 6. To vote on a stockholder proposal Shr Against For requesting that the Board issue a report assessing how the Company could increase efforts to mitigate supply chain greenhouse gas emissions. -------------------------------------------------------------------------------------------------------------------------- BT GROUP PLC Agenda Number: 935039746 -------------------------------------------------------------------------------------------------------------------------- Security: 05577E101 Meeting Type: Annual Meeting Date: 10-Jul-2019 Ticker: BT ISIN: US05577E1010 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Report and accounts Mgmt For For 2. Annual remuneration report Mgmt For For 3. Final dividend Mgmt For For 4. Re-elect Jan du Plessis Mgmt For For 5. Re-elect Simon Lowth Mgmt For For 6. Re-elect Iain Conn Mgmt For For 7. Re-elect Tim Hottges Mgmt For For 8. Re-elect Isabel Hudson Mgmt For For 9. Re-elect Mike Inglis Mgmt For For 10. Re-elect Nick Rose Mgmt For For 11. Re-elect Jasmine Whitbread Mgmt For For 12. Elect Philip Jansen Mgmt For For 13. Elect Matthew Key Mgmt For For 14. Elect Allison Kirkby Mgmt For For 15. Auditors' re-appointment Mgmt For For 16. Auditors' remuneration Mgmt For For 17. Authority to allot shares Mgmt For For 18. Authority to allot shares for cash (Special Mgmt For For resolution) 19. Authority to purchase own shares (Special Mgmt For For resolution) 20. 14 days' notice of meeting (Special Mgmt For For resolution) 21. Authority for political donations Mgmt For For -------------------------------------------------------------------------------------------------------------------------- CANADIAN SOLAR INC. Agenda Number: 935223040 -------------------------------------------------------------------------------------------------------------------------- Security: 136635109 Meeting Type: Annual and Special Meeting Date: 24-Jun-2020 Ticker: CSIQ ISIN: CA1366351098 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Shawn (Xiaohua) Qu Mgmt For For Robert K. McDermott Mgmt For For Harry E. Ruda Mgmt For For A. (Luen Cheung) Wong Mgmt For For Arthur (Lap Tat) Wong Mgmt For For Lauren C. Templeton Mgmt For For Karl E. Olsoni Mgmt For For 2 To reappoint Deloitte Touche Tohmatsu Mgmt For For Certified Public Accountants LLP as auditors of the Corporation and to authorize the directors of the Corporation to fix their remuneration. 3 To approve a special resolution authorizing Mgmt For For and approving the continuance of the Corporation from the federal jurisdiction of Canada under the Canada Business Corporations Act to either the provincial jurisdiction of the Province of British Columbia under the Business Corporations Act (British Columbia) or the provincial jurisdiction of Ontario under the Business Corporations Act (Ontario) on the basis set forth in the management information circular. 4 To approve an ordinary resolution Mgmt For For authorizing and approving the extension of the expiry date of the amended and restated share incentive plan of the Corporation from September 20, 2020 to June 30, 2029. -------------------------------------------------------------------------------------------------------------------------- CNX RESOURCES CORPORATION Agenda Number: 935154067 -------------------------------------------------------------------------------------------------------------------------- Security: 12653C108 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: CNX ISIN: US12653C1080 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: J. Palmer Clarkson Mgmt For For 1B. Election of Director: Nicholas J. DeIuliis Mgmt For For 1C. Election of Director: Maureen E. Mgmt For For Lally-Green 1D. Election of Director: Bernard Lanigan, Jr. Mgmt For For 1E. Election of Director: William N. Thorndike, Mgmt For For Jr. 1F. Election of Director: Ian McGuire Mgmt For For 2. Ratification of Anticipated Appointment of Mgmt For For Ernst & Young LLP as Independent Auditor. 3. Advisory Approval of 2019 Named Executive Mgmt For For Compensation. 4. Adoption of the CNX Resources Corporation Mgmt For For Amended and Restated Equity and Incentive Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- D.R. HORTON, INC. Agenda Number: 935119188 -------------------------------------------------------------------------------------------------------------------------- Security: 23331A109 Meeting Type: Annual Meeting Date: 22-Jan-2020 Ticker: DHI ISIN: US23331A1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Donald R. Horton Mgmt For For 1B. Election of director: Barbara K. Allen Mgmt For For 1C. Election of director: Brad S. Anderson Mgmt For For 1D. Election of Director: Michael R. Buchanan Mgmt For For 1E. Election of Director: Michael W. Hewatt Mgmt For For 1F. Election of Director: Maribess L. Miller Mgmt For For 2. Proposal Two: Approval of the advisory Mgmt For For resolution on executive compensation. 3. Proposal Three: Ratify the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- DELEK US HOLDINGS, INC. Agenda Number: 935154562 -------------------------------------------------------------------------------------------------------------------------- Security: 24665A103 Meeting Type: Annual Meeting Date: 05-May-2020 Ticker: DK ISIN: US24665A1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 DIRECTOR Ezra Uzi Yemin Mgmt For For William J. Finnerty Mgmt For For Richard J. Marcogliese Mgmt For For Gary M. Sullivan, Jr. Mgmt For For Vicky Sutil Mgmt For For David Wiessman Mgmt For For Shlomo Zohar Mgmt For For 2 To adopt the advisory resolution approving Mgmt For For the executive compensation program for our named executive officers as described in the Proxy Statement. 3 Ratification of the appointment of Ernst & Mgmt For For Young LLP as our independent registered public accounting firm for the 2020 fiscal year. 4. To approve the amendment to the 2016 Mgmt For For Long-Term Incentive Plan to increase the number of shares available for issuance thereunder. -------------------------------------------------------------------------------------------------------------------------- DILLARD'S, INC. Agenda Number: 935166935 -------------------------------------------------------------------------------------------------------------------------- Security: 254067101 Meeting Type: Annual Meeting Date: 16-May-2020 Ticker: DDS ISIN: US2540671011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class A Director: Frank R. Mori Mgmt For For 1B. Election of Class A Director: Reynie Mgmt For For Rutledge 1C. Election of Class A Director: J.C. Watts, Mgmt For For Jr. 1D. Election of Class A Director: Nick White Mgmt For For 2. PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG Mgmt For For LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL 2020. 3. ADVISORY VOTE ON THE COMPENSATION OF THE Mgmt For For COMPANY'S NAMED EXECUTIVE OFFICERS. -------------------------------------------------------------------------------------------------------------------------- DOMTAR CORPORATION Agenda Number: 935178726 -------------------------------------------------------------------------------------------------------------------------- Security: 257559203 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: UFS ISIN: US2575592033 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A Election of nine Directors: Giannella Mgmt For For Alvarez 1B Robert E. Apple Mgmt For For 1C David J. Illingworth Mgmt For For 1D Brian M. Levitt Mgmt For For 1E David G. Maffucci Mgmt For For 1F Pamela B. Strobel Mgmt For For 1G Denis Turcotte Mgmt For For 1H John D. Williams Mgmt For For 1I Mary A. Winston Mgmt For For 2 Say-on-Pay - An advisory vote to approve Mgmt For For named executive officer compensation. 3 The ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Corporation's independent public accounting firm for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- EL POLLO LOCO HOLDINGS INC Agenda Number: 935187612 -------------------------------------------------------------------------------------------------------------------------- Security: 268603107 Meeting Type: Annual Meeting Date: 02-Jun-2020 Ticker: LOCO ISIN: US2686031079 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Samuel N. Borgese Mgmt For For Mark Buller Mgmt For For John M. Roth Mgmt For For 2. Proposal to Ratify the Appointment of BDO Mgmt For For USA, LLP as the Company's Independent Registered Public Accounting Firm for 2020. 3. Advisory Vote on the Compensation of Named Mgmt For For Executive Officers. 4. Advisory Vote on the Frequency of Future Mgmt 1 Year For Advisory Votes to Approve the Compensation of Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- ENI S.P.A Agenda Number: 935200600 -------------------------------------------------------------------------------------------------------------------------- Security: 26874R108 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: E ISIN: US26874R1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Eni S.p.A. financial statements at December Mgmt For For 31, 2019. Related resolutions. Eni consolidated financial statements at December 31, 2019. Reports of the Directors, of the Board of Statutory Auditors and of the Audit Firm. 2. Allocation of net profit. Mgmt For For 3. Determination of the number of members of Mgmt For For the Board of Directors. 4. Determination of the Directors' term of Mgmt For For office. 5A. Appointment of the Directors: Slate Mgmt For proposed by Italian Ministry of the Economy and Finance. (You may only vote For in one option 5A OR 5B) 5B. Appointment of the Directors: Slate Mgmt For proposed by a group of Italian & Foreign Institutional Investors. (You may only vote For in one option 5A OR 5B) 6. Appointment of the Chairman of the Board of Mgmt For Directors. 7. Determination of the remuneration of the Mgmt For Chairman of the Board of Directors and of the Directors. 8A. Appointment of the Statutory Auditors: Mgmt For Slate proposed by I Italian Ministry of the Economy and Finance. (You may only vote For in one option 8A OR 8B) 8B. Appointment of the Statutory Auditors: Mgmt For Slate proposed by a g group of Italian & Foreign Institutional Investors. (You may only vote For in one option 8A OR 8B) 9. Appointment of the Chairman of the Board of Mgmt For Statutory Auditors. 10. Determination of the remuneration of the Mgmt For Chairman of the Board of Statutory Auditors and of the standing Statutory Auditors. 11. Long term incentive Plan 2020-2022 and Mgmt For For disposal of Eni treasury shares to serve the Plan. 12. Report on remuneration policy and Mgmt For For remuneration paid (Section I): policy on remuneration. 13. Report on remuneration policy and Mgmt For For remuneration paid (Section II): compensation paid. 14. Cancellation of Eni treasury shares in Mgmt For For portfolio, without reduction of the share capital and consequent amendments to article 5.1 of the By-laws; related and consequent resolutions. -------------------------------------------------------------------------------------------------------------------------- EQUINOR ASA Agenda Number: 935200270 -------------------------------------------------------------------------------------------------------------------------- Security: 29446M102 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: EQNR ISIN: US29446M1027 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 3 Election of chair for the meeting Mgmt For For 4 Approval of the notice and the agenda Mgmt For For 5 Election of two persons to co-sign the Mgmt For For minutes together with the chair of the meeting 6 Approval of the annual report and accounts Mgmt For For for Equinor ASA and the Equinor group for 2019, including the board of directors' proposal for distribution of fourth quarter 2019 dividend 7 Authorisation to distribute dividend based Mgmt For For on approved annual accounts for 2019 8 Reduction in capital through the Mgmt For For cancellation of own shares and the redemption of shares belonging to the Norwegian government 9 Proposal from shareholder to set short-, Shr Against For medium-, and long-term net carbon intensity targets (including Scope 1, 2 and 3) 10 Proposal from shareholder to stop all Shr Against For exploration activity and test drilling for fossil energy resources 11 Proposal from shareholder to consider the Shr Against For health effects of global warming due to fossil energy in the company's further strategy 12 Proposal from shareholders to refrain from Shr Against For oil and gas exploration and production activities in certain areas 13 Proposal from shareholder to stop all oil Shr Against For and gas activities outside the Norwegian continental shelf 14 Proposal from shareholder regarding new Shr Against For direction for the company including phasing out of all exploration activities within two years 15 The board of directors' report on Corporate Mgmt For For Governance 16A Advisory vote related to the board of Mgmt For For directors' guidelines on stipulation of salary and other remuneration for executive management 16B Approval of the board of directors' Mgmt For For guidelines on remuneration linked to the development of the company's share price 17 Approval of remuneration for the company's Mgmt For For external auditor for 2019 18A The nomination committee's joint proposal Mgmt For For or (individual voting) 18B Re-election of member to the corporate Mgmt For For assembly: Member Tone Lunde Bakker (re-election, nominated as chair) 18C Re-election of member to the corporate Mgmt For For assembly: Member Nils Bastiansen (re-election, nominated as deputy chair) 18D Re-election of member to the corporate Mgmt For For assembly: Member Greger Mannsverk (re-election) 18E Re-election of member to the corporate Mgmt For For assembly: Member Terje Venold (re-election) 18F Re-election of member to the corporate Mgmt For For assembly: Member Kjersti Kleven (re-election) 18G Re-election of member to the corporate Mgmt For For assembly: Member Finn Kinserdal (re-election) 18H Re-election of member to the corporate Mgmt For For assembly: Member Jarle Roth (re-election) 18I Re-election of member to the corporate Mgmt For For assembly: Member Kari Skeidsvoll Moe (re-election) 18J Election of member to the corporate Mgmt For For assembly: Member Kjerstin Fyllingen (new election, former 1. deputy member) 18K Election of member to the corporate Mgmt For For assembly: Member Kjerstin Rasmussen Braathen (new election) 18L Election of member to the corporate Mgmt For For assembly: Member Mari Rege (new election) 18M Election of member to the corporate Mgmt For For assembly: Member Brynjar Kristian Forbergskog (new election) 18N Election of member to the corporate Mgmt For For assembly: 1. Deputy member Knut Nesse (new election) 18O Election of member to the corporate Mgmt For For assembly: 2. Deputy member Trond Straume (new election) 18P Re-election of member to the corporate Mgmt For For assembly: 3. Deputy member Nina Kivijervi Jonassen (re-election) 18Q Re-election of member to the corporate Mgmt For For assembly: 4. Deputy member Martin Wien Fjell (re-election) 19 Determination of remuneration for the Mgmt For For corporate assembly members 20A The nomination committee's joint proposal Mgmt For For or (individual voting) 20B Re-election of members to the nomination Mgmt For For committee: Chair Tone Lunde Bakker (re-election as chair) 20C Election of members to the nomination Mgmt For For committee: Member Bjorn Stale Haavik with personal deputy member Andreas Hilding Eriksen (new election) 20D Re-election of members to the nomination Mgmt For For committee: Member Jarle Roth (re-election) 20E Re-election of members to the nomination Mgmt For For committee: Member Berit L. Henriksen (re-election) 21 Determination of remuneration for the Mgmt For For nomination committee members 22 Authorisation to acquire Equinor ASA shares Mgmt For For in the market to continue operation of the share savings plan for employees 23 Authorisation to acquire Equinor ASA shares Mgmt For For in the market for subsequent annulment -------------------------------------------------------------------------------------------------------------------------- FOOT LOCKER, INC. Agenda Number: 935168686 -------------------------------------------------------------------------------------------------------------------------- Security: 344849104 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: FL ISIN: US3448491049 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to Serve for One-Year Mgmt For For Term: Maxine Clark 1B. Election of Director to Serve for One-Year Mgmt For For Term: Alan D. Feldman 1C. Election of Director to Serve for One-Year Mgmt For For Term: Richard A. Johnson 1D. Election of Director to Serve for One-Year Mgmt For For Term: Guillermo G. Marmol 1E. Election of Director to Serve for One-Year Mgmt For For Term: Matthew M. McKenna 1F. Election of Director to Serve for One-Year Mgmt For For Term: Darlene Nicosia 1G. Election of Director to Serve for One-Year Mgmt For For Term: Steven Oakland 1H. Election of Director to Serve for One-Year Mgmt For For Term: Ulice Payne, Jr. 1I. Election of Director to Serve for One-Year Mgmt For For Term: Kimberly Underhill 1J. Election of Director to Serve for One-Year Mgmt For For Term: Tristan Walker 1K. Election of Director to Serve for One-Year Mgmt For For Term: Dona D. Young 2. Advisory Approval of the Company's Mgmt For For Executive Compensation. 3. Ratification of the Appointment of Mgmt For For Independent Registered Public Accounting Firm. -------------------------------------------------------------------------------------------------------------------------- GAP INC. Agenda Number: 935166771 -------------------------------------------------------------------------------------------------------------------------- Security: 364760108 Meeting Type: Annual Meeting Date: 19-May-2020 Ticker: GPS ISIN: US3647601083 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Amy Bohutinsky Mgmt For For 1B. Election of Director: John J. Fisher Mgmt For For 1C. Election of Director: Robert J. Fisher Mgmt For For 1D. Election of Director: William S. Fisher Mgmt For For 1E. Election of Director: Tracy Gardner Mgmt For For 1F. Election of Director: Isabella D. Goren Mgmt For For 1G. Election of Director: Bob L. Martin Mgmt For For 1H. Election of Director: Amy Miles Mgmt For For 1I. Election of Director: Jorge P. Montoya Mgmt For For 1J. Election of Director: Chris O'Neill Mgmt For For 1K. Election of Director: Mayo A. Shattuck III Mgmt For For 1L. Election of Director: Elizabeth A. Smith Mgmt For For 1M. Election of Director: Sonia Syngal Mgmt For For 2. Ratification of the selection of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the fiscal year ending on January 30, 2021. 3. Approval, on an advisory basis, of the Mgmt For For overall compensation of the named executive officers. -------------------------------------------------------------------------------------------------------------------------- GATES INDUSTRIAL CORP PLC Agenda Number: 935073178 -------------------------------------------------------------------------------------------------------------------------- Security: G39108108 Meeting Type: Special Meeting Date: 07-Oct-2019 Ticker: GTES ISIN: GB00BD9G2S12 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To approve the form of share repurchase Mgmt No vote contracts and repurchase counterparties. 2. To approve an amendment to the Company's Mgmt No vote Articles of Association to authorize the issuance of a new class or classes of shares, including preference shares, subject to the limit on the authority of the Board of Directors to allot new shares of the Company set forth therein and make other non-substantive changes. -------------------------------------------------------------------------------------------------------------------------- HAWAIIAN HOLDINGS, INC. Agenda Number: 935155158 -------------------------------------------------------------------------------------------------------------------------- Security: 419879101 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: HA ISIN: US4198791018 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Donald J. Carty Mgmt For For Earl E. Fry Mgmt For For Lawrence S. Hershfield Mgmt For For Peter R. Ingram Mgmt For For Randall L. Jenson Mgmt For For Crystal K. Rose Mgmt For For Richard N. Zwern Mgmt For For 2. To ratify Ernst & Young LLP as the Mgmt For For Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers, as described in the Proxy Statement. A OWNERSHIP QUESTIONNAIRE: Please mark ONE Mgmt For box ONLY indicating if stock owned of record or beneficially by you is owned or contributed by persons who are U.S. Citizens or non U.S. Citizens (See reverse side of this card for additional information.) Please check if owner of record is a U.S. Citizen, A box MUST be checked in order for this card to be considered valid. B OWNERSHIP QUESTIONNAIRE: Please mark ONE Mgmt For box ONLY indicating if stock owned of record or beneficially by you is owned or contributed by persons who are U.S. Citizens or non U.S. Citizens (See reverse side of this card for additional information.) Please check if owner of record is NOT a U.S. Citizen, A box MUST be checked in order for this card to be considered valid. -------------------------------------------------------------------------------------------------------------------------- HILLENBRAND, INC. Agenda Number: 935119900 -------------------------------------------------------------------------------------------------------------------------- Security: 431571108 Meeting Type: Annual Meeting Date: 13-Feb-2020 Ticker: HI ISIN: US4315711089 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Daniel C. Hillenbrand* Mgmt For For Thomas H. Johnson* Mgmt For For Neil S. Novich* Mgmt For For Joe A. Raver* Mgmt For For 2. To approve, by a non-binding advisory vote, Mgmt For For the compensation paid by the Company to its Named Executive Officers. 3. To approve the Company's proposed Restated Mgmt For For and Amended Articles of Incorporation to, among other things, provide shareholders the right to unilaterally amend the Company's Amended and Restated Code of By-laws. 4. To ratify the appointment of Ernst & Young Mgmt For For LLP as the Company's independent registered public accounting firm for fiscal year 2020. -------------------------------------------------------------------------------------------------------------------------- IHEARTMEDIA, INC. Agenda Number: 935204684 -------------------------------------------------------------------------------------------------------------------------- Security: 45174J509 Meeting Type: Annual Meeting Date: 15-Jun-2020 Ticker: IHRT ISIN: US45174J5092 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gary Barber Mgmt For For Brad Gerstner Mgmt For For 2. The ratification of the appointment of Mgmt For For Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. 3. The approval, on an advisory (non-binding) Mgmt For For basis, of the compensation of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- IMPERIAL OIL LIMITED Agenda Number: 935146123 -------------------------------------------------------------------------------------------------------------------------- Security: 453038408 Meeting Type: Annual Meeting Date: 01-May-2020 Ticker: IMO ISIN: CA4530384086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1 PricewaterhouseCoopers LLP be reappointed Mgmt For For as auditors of the company. 2 DIRECTOR D.C. (David) Brownell Mgmt For For D.W. (David) Cornhill Mgmt For For B.W. (Bradley) Corson Mgmt For For K.T. (Krystyna) Hoeg Mgmt For For M.C. (Miranda) Hubbs Mgmt For For J.M. (Jack) Mintz Mgmt For For D.S. (David) Sutherland Mgmt For For -------------------------------------------------------------------------------------------------------------------------- INSIGHT ENTERPRISES, INC. Agenda Number: 935184464 -------------------------------------------------------------------------------------------------------------------------- Security: 45765U103 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: NSIT ISIN: US45765U1034 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Richard E. Allen Mgmt For For 1.2 Election of Director: Bruce W. Armstrong Mgmt For For 1.3 Election of Director: Linda Breard Mgmt For For 1.4 Election of Director: Timothy A. Crown Mgmt For For 1.5 Election of Director: Catherine Courage Mgmt For For 1.6 Election of Director: Anthony A. Ibarguen Mgmt For For 1.7 Election of Director: Kenneth T. Lamneck Mgmt For For 1.8 Election of Director: Kathleen S. Pushor Mgmt For For 1.9 Election of Director: Girish Rishi Mgmt For For 2. Advisory vote (non-binding) to approve Mgmt For For named executive officer compensation 3. Approval of the 2020 Omnibus Plan Mgmt For For 4. Ratification of the appointment of KPMG LLP Mgmt For For as our independent registered public accounting firm for the year ending December 31, 2020 -------------------------------------------------------------------------------------------------------------------------- JANUS HENDERSON GROUP PLC Agenda Number: 935147315 -------------------------------------------------------------------------------------------------------------------------- Security: G4474Y214 Meeting Type: Annual Meeting Date: 30-Apr-2020 Ticker: JHG ISIN: JE00BYPZJM29 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the 2019 Annual Report and Mgmt For For Accounts. 2. To reappoint Ms K Desai as a Director. Mgmt For For 3. To reappoint Mr J Diermeier as a Director. Mgmt For For 4. To reappoint Mr K Dolan as a Director. Mgmt For For 5. To reappoint Mr E Flood Jr as a Director. Mgmt For For 6. To reappoint Mr R Gillingwater as a Mgmt For For Director. 7. To reappoint Mr L Kochard as a Director. Mgmt For For 8. To reappoint Mr G Schafer as a Director. Mgmt For For 9. To reappoint Ms A Seymour-Jackson as a Mgmt For For Director. 10. To reappoint Mr R Weil as a Director. Mgmt For For 11. To reappoint Mr T Yamamoto as a Director. Mgmt For For 12. To reappoint PricewaterhouseCoopers LLP as Mgmt For For Auditors and to authorize the Audit Committee to agree to their remuneration. 13. To authorize the Company to purchase its Mgmt For For own shares to a limited extent. 14. To authorize the Company to purchase its Mgmt For For own CDIs to a limited extent. -------------------------------------------------------------------------------------------------------------------------- KT CORPORATION Agenda Number: 935147808 -------------------------------------------------------------------------------------------------------------------------- Security: 48268K101 Meeting Type: Annual Meeting Date: 30-Mar-2020 Ticker: KT ISIN: US48268K1016 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Amendment to the Articles of Incorporation Mgmt For For 2. Election of Representative Director: Mr. Mgmt For For Hyeon-Mo Ku 3. Approval of Financial Statements for the Mgmt For For 38th Fiscal Year 4.1 Election of Director: Mr. Yoon-Young Park Mgmt For For (Inside Director Candidate) 4.2 Election of Director: Mr. Jong-Ook Park Mgmt For For (Inside Director Candidate) 4.3 Election of Director: Mr. Chung-Gu Kang Mgmt For For (Outside Director Candidate) 4.4 Election of Director: Mr. Chan-Hi Park Mgmt For For (Outside Director Candidate) 4.5 Election of Director: Mrs. Eun-Jung Yeo Mgmt For For (Outside Director Candidate) 4.6 Election of Director: Mr. Hyun-Myung Pyo Mgmt For For (Outside Director Candidate) 5.1 Election of Member of the Audit Committee: Mgmt For For Mr. Tae-Yoon Sung 5.2 Election of Member of the Audit Committee: Mgmt For For Mrs. Eun-Jung Yeo 5.3 Election of Member of the Audit Committee: Mgmt For For Mr. Chung-Gu Kang 6. Approval of Ceiling Amount on Remuneration Mgmt For For for Directors 7. Approval of Employment Contract for the Mgmt For For Representative Director 8. Amendment to Severance Pay Regulations for Mgmt For For Executives -------------------------------------------------------------------------------------------------------------------------- KULICKE & SOFFA INDUSTRIES, INC. Agenda Number: 935116877 -------------------------------------------------------------------------------------------------------------------------- Security: 501242101 Meeting Type: Annual Meeting Date: 18-Feb-2020 Ticker: KLIC ISIN: US5012421013 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director to serve until the Mgmt For For 2024 Annual Meeting: Ms. Mui Sung Yeo 2. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending October 3, 2020. 3. To approve, on a non-binding basis, the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- LIGAND PHARMACEUTICALS INCORPORATED Agenda Number: 935202515 -------------------------------------------------------------------------------------------------------------------------- Security: 53220K504 Meeting Type: Annual Meeting Date: 10-Jun-2020 Ticker: LGND ISIN: US53220K5048 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Jason M. Aryeh Mgmt For For Sarah Boyce Mgmt For For Todd C. Davis Mgmt For For Nancy R. Gray, Ph.D. Mgmt For For John L. Higgins Mgmt For For John W. Kozarich, Ph.D. Mgmt For For John L. LaMattina, Ph.D Mgmt For For Sunil Patel Mgmt For For Stephen L. Sabba, M.D. Mgmt For For 2. Ratification of Ernst & Young LLP as Mgmt For For Ligand's Independent Registered Public Accounting Firm. 3. Approval, on an advisory basis, of the Mgmt For For Compensation of the Named Executive Officers. -------------------------------------------------------------------------------------------------------------------------- LUMENTUM HOLDINGS INC Agenda Number: 935084587 -------------------------------------------------------------------------------------------------------------------------- Security: 55024U109 Meeting Type: Annual Meeting Date: 14-Nov-2019 Ticker: LITE ISIN: US55024U1097 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Penelope A. Herscher Mgmt For For 1B. Election of Director: Harold L. Covert Mgmt For For 1C. Election of Director: Julia S. Johnson Mgmt For For 1D. Election of Director: Brian J. Lillie Mgmt For For 1E. Election of Director: Alan S. Lowe Mgmt For For 1F. Election of Director: Ian S. Small Mgmt For For 1G. Election of Director: Samuel F. Thomas Mgmt For For 2. To approve, on a non-binding advisory Mgmt For For basis, the compensation of our named executive officers. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as our independent registered public accounting firm for the fiscal year ending June 27, 2020. -------------------------------------------------------------------------------------------------------------------------- MARATHON OIL CORPORATION Agenda Number: 935182004 -------------------------------------------------------------------------------------------------------------------------- Security: 565849106 Meeting Type: Annual Meeting Date: 27-May-2020 Ticker: MRO ISIN: US5658491064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term Mgmt For For expiring in 2021: Gregory H. Boyce 1B. Election of Director for a one-year term Mgmt For For expiring in 2021: Chadwick C. Deaton 1C. Election of Director for a one-year term Mgmt For For expiring in 2021: Marcela E. Donadio 1D. Election of Director for a one-year term Mgmt For For expiring in 2021: Jason B. Few 1E. Election of Director for a one-year term Mgmt For For expiring in 2021: Douglas L. Foshee 1F. Election of Director for a one-year term Mgmt For For expiring in 2021: M. Elise Hyland 1G. Election of Director for a one-year term Mgmt For For expiring in 2021: Lee M. Tillman 1H. Election of Director for a one-year term Mgmt For For expiring in 2021: J. Kent Wells 2. Ratify the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent auditor for 2020. 3. Advisory vote to approve the compensation Mgmt For For of our named executive officers. -------------------------------------------------------------------------------------------------------------------------- MERCURY GENERAL CORPORATION Agenda Number: 935160907 -------------------------------------------------------------------------------------------------------------------------- Security: 589400100 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: MCY ISIN: US5894001008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR George Joseph Mgmt For For Martha E. Marcon Mgmt For For Joshua E. Little Mgmt For For Gabriel Tirador Mgmt For For James G. Ellis Mgmt For For George G. Braunegg Mgmt For For Ramona L. Cappello Mgmt For For 2. Advisory vote on executive compensation. Mgmt For For 3. Ratification of selection of independent Mgmt For For registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- METLIFE, INC. Agenda Number: 935206943 -------------------------------------------------------------------------------------------------------------------------- Security: 59156R108 Meeting Type: Annual Meeting Date: 16-Jun-2020 Ticker: MET ISIN: US59156R1086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Cheryl W. Grise Mgmt For For 1B. Election of Director: Carlos M. Gutierrez Mgmt For For 1C. Election of Director: Gerald L. Hassell Mgmt For For 1D. Election of Director: David L. Herzog Mgmt For For 1E. Election of Director: R. Glenn Hubbard, Mgmt For For Ph.D. 1F. Election of Director: Edward J. Kelly, III Mgmt For For 1G. Election of Director: William E. Kennard Mgmt For For 1H. Election of Director: Michel A. Khalaf Mgmt For For 1I. Election of Director: Catherine R. Kinney Mgmt For For 1J. Election of Director: Diana L. McKenzie Mgmt For For 1K. Election of Director: Denise M. Morrison Mgmt For For 1L. Election of Director: Mark A. Weinberger Mgmt For For 2. Ratification of appointment of Deloitte & Mgmt For For Touche LLP as MetLife, Inc.'s Independent Auditor for 2020 3. Advisory (non-binding) vote to approve the Mgmt For For compensation paid to MetLife, Inc.'s Named Executive Officers -------------------------------------------------------------------------------------------------------------------------- MICRON TECHNOLOGY, INC. Agenda Number: 935112158 -------------------------------------------------------------------------------------------------------------------------- Security: 595112103 Meeting Type: Annual Meeting Date: 16-Jan-2020 Ticker: MU ISIN: US5951121038 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Robert L. Bailey Mgmt For For 1.2 Election of Director: Richard M. Beyer Mgmt For For 1.3 Election of Director: Steven J. Gomo Mgmt For For 1.4 Election of Director: Mary Pat McCarthy Mgmt For For 1.5 Election of Director: Sanjay Mehrotra Mgmt For For 1.6 Election of Director: Robert E. Switz Mgmt For For 1.7 Election of Director: MaryAnn Wright Mgmt For For 2. To approve a non-binding resolution to Mgmt For For approve the compensation of our Named Executive Officers as described in the proxy statement. 3. To ratify the appointment of Mgmt For For PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the fiscal year ending September 3, 2020. -------------------------------------------------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Agenda Number: 935077241 -------------------------------------------------------------------------------------------------------------------------- Security: 607409109 Meeting Type: Annual Meeting Date: 30-Sep-2019 Ticker: MBT ISIN: US6074091090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Procedure for holding the MTS PJSC Mgmt For For Extraordinary General Shareholders Meeting. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. 2. Distribution of MTS PJSC profit (payment of Mgmt For For dividends) according to the results for the 1st half year 2019. -------------------------------------------------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Agenda Number: 935115053 -------------------------------------------------------------------------------------------------------------------------- Security: 607409109 Meeting Type: Special Meeting Date: 30-Dec-2019 Ticker: MBT ISIN: US6074091090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Procedure for holding the MTS PJSC Mgmt For For Extraordinary General Shareholders Meeting. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. 2. Distribution of MTS PJSC profits (payment Mgmt For For of dividends) according to the results for the nine months of 2019. -------------------------------------------------------------------------------------------------------------------------- MOBILE TELESYSTEMS PJSC Agenda Number: 935124507 -------------------------------------------------------------------------------------------------------------------------- Security: 607409109 Meeting Type: Special Meeting Date: 14-Feb-2020 Ticker: MBT ISIN: US6074091090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. On procedure for conducting the MTS PJSC Mgmt For For Extraordinary General Meeting of Shareholders. EFFECTIVE NOVEMBER 6, 2013, HOLDERS OF RUSSIAN SECURITIES ARE REQUIRED TO DISCLOSE THEIR NAME, ADDRESS NUMBER OR SHARES AND THE MANNER OF THE VOTE AS A CONDITION TO VOTING. 2A. On MTS PJSC reorganization in the form of Mgmt For For merger of RIKT JSC into MTS PJSC. 2B. On MTS PJSC reorganization in the form of Mgmt For For merger of Teleservis JSC into MTS PJSC. 2C. On MTS PJSC reorganization in the form of Mgmt For For merger of Progtech- Yug LLC into MTS PJSC. 2D. On MTS PJSC reorganization in the form of Mgmt For For merger of SIBINTERTELECOM JSC into MTS PJSC. 2E. On MTS PJSC reorganization in the form of Mgmt For For merger of NVision Consulting LLC into MTS PJSC. 2F. On MTS PJSC reorganization in the form of Mgmt For For merger of Avantage LLC into MTS PJSC. 2G. On MTS PJSC reorganization in the form of Mgmt For For merger of NIS JSC into MTS PJSC. 3A. Amend the Charter of MTS PJSC with regard Mgmt For For to reorganization in the form of RIKT JSC acquisition by MTS PJSC (Appendix 8). 3B. Amend the Charter of MTS PJSC with regard Mgmt For For to reorganization in the form of acquisition of Teleservis JSC by MTS PJSC (Appendix 9). 3C. Amend the Charter of MTS PJSC with regard Mgmt For For to reorganization in the form of acquisition of Progtech-Yug LLC by MTS PJSC (Appendix 10). 3D. Amend the Charter of MTS PJSC with regard Mgmt For For to reorganization in the form of acquisition of SIBINTERTELECOM JSC by MTS PJSC (Appendix 11). 3E. Amend the Charter of MTS PJSC with regard Mgmt For For to reorganization in the form of acquisition of NVision Consulting LLC by MTS PJSC (Appendix 12). 3F. Amend the Charter of MTS PJSC with regard Mgmt For For to reorganization in the form of acquisition of Avantage LLC by MTS PJSC (Appendix 13). 3G. Amend the Charter of MTS PJSC with regard Mgmt For For to reorganization in the form of acquisition of NIS JSC by MTS PJSC (Appendix 14). 4. On introduction of amendments to MTS PJSC Mgmt For For Charter in terms of corporate procedures. 5. On approval of the Regulations on MTS PJSC Mgmt For For General Shareholders Meeting, as amended. 6. On approval of the Regulations on MTS PJSC Mgmt For For Board of Directors, as amended 7. On amendments to MTS PJSC Charter with Mgmt For For respect to the terms of reference of the management bodies. 8A. To make a decision on MTS PJSC membership Mgmt For For in Telecom Infra Project (TIP) Association, location address: 401 Edgewater Place Suite 600 Wakefield, MA 01880, USA. 8B. To make a decision on MTS PJSC membership Mgmt For For in the Association of big data market members, location address: 28, Rublevskoye highway, Moscow, Russia. -------------------------------------------------------------------------------------------------------------------------- NU SKIN ENTERPRISES, INC. Agenda Number: 935187523 -------------------------------------------------------------------------------------------------------------------------- Security: 67018T105 Meeting Type: Annual Meeting Date: 03-Jun-2020 Ticker: NUS ISIN: US67018T1051 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Daniel W. Campbell Mgmt For For 1B. Election of Director: Andrew D. Lipman Mgmt For For 1C. Election of Director: Steven J. Lund Mgmt For For 1D. Election of Director: Laura Nathanson Mgmt For For 1E. Election of Director: Thomas R. Pisano Mgmt For For 1F. Election of Director: Zheqing (Simon) Shen Mgmt For For 1G. Election of Director: Ritch N. Wood Mgmt For For 1H. Election of Director: Edwina D. Woodbury Mgmt For For 2. Advisory approval of our executive Mgmt For For compensation 3. Approval of our Third Amended and Restated Mgmt For For 2010 Omnibus Incentive Plan 4. Ratification of the selection of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020 -------------------------------------------------------------------------------------------------------------------------- NUCOR CORPORATION Agenda Number: 935155487 -------------------------------------------------------------------------------------------------------------------------- Security: 670346105 Meeting Type: Annual Meeting Date: 14-May-2020 Ticker: NUE ISIN: US6703461052 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Lloyd J. Austin III Mgmt For For Patrick J. Dempsey Mgmt For For Christopher J. Kearney Mgmt For For Laurette T. Koellner Mgmt For For Joseph D. Rupp Mgmt For For Leon J. Topalian Mgmt For For John H. Walker Mgmt For For Nadja Y. West Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP to serve as Nucor's independent registered public accounting firm for 2020. 3. Approval, on an advisory basis, of Nucor's Mgmt For For named executive officer compensation in 2019. 4. Approval of the amendment and restatement Mgmt For For of the Nucor Corporation 2014 Omnibus Incentive Compensation Plan. -------------------------------------------------------------------------------------------------------------------------- OFFICE DEPOT, INC. Agenda Number: 935161682 -------------------------------------------------------------------------------------------------------------------------- Security: 676220106 Meeting Type: Annual Meeting Date: 11-May-2020 Ticker: ODP ISIN: US6762201068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Quincy L. Allen Mgmt For For 1B. Election of Director: Kristin A. Campbell Mgmt For For 1C. Election of Director: Cynthia T. Jamison Mgmt For For 1D. Election of Director: Francesca Ruiz de Mgmt For For Luzuriaga 1E. Election of Director: Shashank Samant Mgmt For For 1F. Election of Director: Gerry P. Smith Mgmt For For 1G. Election of Director: David M. Szymanski Mgmt For For 1H. Election of Director: Joseph S. Vassalluzzo Mgmt For For 2. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as Office Depot, Inc.'s independent registered public accounting firm for fiscal year 2020. 3. To approve, in a non-binding, advisory Mgmt For For vote, Office Depot, Inc.'s executive compensation. 4. To authorize an amendment to Office Depot, Mgmt For For Inc.'s Restated Certificate of Incorporation, as amended, to effect a reverse stock split of Office Depot, Inc.'s common stock, par value $0.01 per share, at a ratio of not less than 1-for-5 and not greater than 1-for-10, with the exact ratio and effective time of the reverse stock split to be determined by the Board of Directors. -------------------------------------------------------------------------------------------------------------------------- ORIX CORPORATION Agenda Number: 935236681 -------------------------------------------------------------------------------------------------------------------------- Security: 686330101 Meeting Type: Annual Meeting Date: 26-Jun-2020 Ticker: IX ISIN: US6863301015 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Makoto Inoue as Director Mgmt For 1B. Election of Shuji Irie as Director Mgmt For 1C. Election of Shoji Taniguchi as Director Mgmt For 1D. Election of Satoru Matsuzaki as Director Mgmt For 1E. Election of Stan Koyanagi as Director Mgmt For 1F. Election of Yoshiteru Suzuki as Director Mgmt For 1G. Election of Ryuji Yasuda as Outside Mgmt For Director 1H. Election of Heizo Takenaka as Outside Mgmt For Director 1I. Election of Michael Cusumano as Outside Mgmt For Director 1J. Election of Sakie Akiyama as Outside Mgmt For Director 1K. Election of Hiroshi Watanabe as Outside Mgmt For Director 1L. Election of Aiko Sekine as Outside Director Mgmt For -------------------------------------------------------------------------------------------------------------------------- OSHKOSH CORPORATION Agenda Number: 935118047 -------------------------------------------------------------------------------------------------------------------------- Security: 688239201 Meeting Type: Annual Meeting Date: 04-Feb-2020 Ticker: OSK ISIN: US6882392011 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Keith J. Allman Mgmt For For Wilson R. Jones Mgmt For For Tyrone M. Jordan Mgmt For For K. Metcalf-Kupres Mgmt For For Stephen D. Newlin Mgmt For For Raymond T. Odierno Mgmt For For Craig P. Omtvedt Mgmt For For Duncan J. Palmer Mgmt For For Sandra E. Rowland Mgmt For For John S. Shiely Mgmt For For 2. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP, an independent registered public accounting firm, as the Company's independent auditors for fiscal year 2020. 3. Approval, by advisory vote, of the Mgmt For For compensation of the Company's named executive officers. -------------------------------------------------------------------------------------------------------------------------- PBF ENERGY INC. Agenda Number: 935186242 -------------------------------------------------------------------------------------------------------------------------- Security: 69318G106 Meeting Type: Annual Meeting Date: 04-Jun-2020 Ticker: PBF ISIN: US69318G1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas Nimbley Mgmt For For 1B. Election of Director: Spencer Abraham Mgmt For For 1C. Election of Director: Wayne Budd Mgmt For For 1D. Election of Director: Karen Davis Mgmt For For 1E. Election of Director: S. Eugene Edwards Mgmt For For 1F. Election of Director: William Hantke Mgmt For For 1G. Election of Director: Edward Kosnik Mgmt For For 1H. Election of Director: Robert Lavinia Mgmt For For 1I. Election of Director: Kimberly Lubel Mgmt For For 1J. Election of Director: George Ogden Mgmt For For 2. The ratification of the appointment of Mgmt For For Deloitte & Touche LLP as the Company's independent auditor for the year ended December 31, 2020. 3. An advisory vote on the 2019 compensation Mgmt For For of the named executive officers. -------------------------------------------------------------------------------------------------------------------------- PRUDENTIAL FINANCIAL, INC. Agenda Number: 935160565 -------------------------------------------------------------------------------------------------------------------------- Security: 744320102 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: PRU ISIN: US7443201022 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Thomas J. Baltimore, Mgmt For For Jr. 1B. Election of Director: Gilbert F. Casellas Mgmt For For 1C. Election of Director: Robert M. Falzon Mgmt For For 1D. Election of Director: Martina Hund-Mejean Mgmt For For 1E. Election of Director: Karl J. Krapek Mgmt For For 1F. Election of Director: Peter R. Lighte Mgmt For For 1G. Election of Director: Charles F. Lowrey Mgmt For For 1H. Election of Director: George Paz Mgmt For For 1I. Election of Director: Sandra Pianalto Mgmt For For 1J. Election of Director: Christine A. Poon Mgmt For For 1K. Election of Director: Douglas A. Scovanner Mgmt For For 1L. Election of Director: Michael A. Todman Mgmt For For 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. 3. Advisory vote to approve named executive Mgmt For For officer compensation. 4. Shareholder proposal regarding an Shr Against For Independent Board Chairman. -------------------------------------------------------------------------------------------------------------------------- PVH CORP. Agenda Number: 935208909 -------------------------------------------------------------------------------------------------------------------------- Security: 693656100 Meeting Type: Annual Meeting Date: 18-Jun-2020 Ticker: PVH ISIN: US6936561009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. ELECTION OF DIRECTOR: MARY BAGLIVO Mgmt For For 1B. ELECTION OF DIRECTOR: BRENT CALLINICOS Mgmt For For 1C. ELECTION OF DIRECTOR: EMANUEL CHIRICO Mgmt For For 1D. ELECTION OF DIRECTOR: JOSEPH B. FULLER Mgmt For For 1E. ELECTION OF DIRECTOR: V. JAMES MARINO Mgmt For For 1F. ELECTION OF DIRECTOR: G. PENNY McINTYRE Mgmt For For 1G. ELECTION OF DIRECTOR: AMY McPHERSON Mgmt For For 1H. ELECTION OF DIRECTOR: HENRY NASELLA Mgmt For For 1I. ELECTION OF DIRECTOR: EDWARD R. ROSENFELD Mgmt For For 1J. ELECTION OF DIRECTOR: CRAIG RYDIN Mgmt For For 1K. ELECTION OF DIRECTOR: JUDITH AMANDA SOURRY Mgmt For For KNOX 2. Approval of the advisory resolution on Mgmt For For executive compensation. 3. Approval of amendments to the Company's Mgmt For For Stock Incentive Plan. 4. Ratification of auditors. Mgmt For For -------------------------------------------------------------------------------------------------------------------------- REALOGY HOLDINGS CORP. Agenda Number: 935149408 -------------------------------------------------------------------------------------------------------------------------- Security: 75605Y106 Meeting Type: Annual Meeting Date: 06-May-2020 Ticker: RLGY ISIN: US75605Y1064 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director for a one-year term Mgmt For For expiring in 2021: Fiona P. Dias 1B. Election of Director for a one-year term Mgmt For For expiring in 2021: Matthew J. Espe 1C. Election of Director for a one-year term Mgmt For For expiring in 2021: V. Ann Hailey 1D. Election of Director for a one-year term Mgmt For For expiring in 2021: Bryson R. Koehler 1E. Election of Director for a one-year term Mgmt For For expiring in 2021: Duncan L. Niederauer 1F. Election of Director for a one-year term Mgmt For For expiring in 2021: Ryan M. Schneider 1G. Election of Director for a one-year term Mgmt For For expiring in 2021: Enrique Silva 1H. Election of Director for a one-year term Mgmt For For expiring in 2021: Sherry M. Smith 1I. Election of Director for a one-year term Mgmt For For expiring in 2021: Christopher S. Terrill 1J. Election of Director for a one-year term Mgmt For For expiring in 2021: Michael J. Williams 2. Advisory Approval of the Compensation of Mgmt For For our Named Executive Officers. 3. Ratification of the Appointment of Mgmt For For PricewaterhouseCoopers LLP to serve as our Independent Registered Public Accounting Firm for 2020. -------------------------------------------------------------------------------------------------------------------------- RELIANCE STEEL & ALUMINUM CO. Agenda Number: 935176190 -------------------------------------------------------------------------------------------------------------------------- Security: 759509102 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: RS ISIN: US7595091023 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Sarah J. Anderson Mgmt For For 1B. Election of Director: Lisa L. Baldwin Mgmt For For 1C. Election of Director: Karen W. Colonias Mgmt For For 1D. Election of Director: John G. Figueroa Mgmt For For 1E. Election of Director: David H. Hannah Mgmt For For 1F. Election of Director: James D. Hoffman Mgmt For For 1G. Election of Director: Mark V. Kaminski Mgmt For For 1H. Election of Director: Robert A. McEvoy Mgmt For For 1I. Election of Director: Andrew G. Sharkey, Mgmt For For III 1J. Election of Director: Douglas W. Stotlar Mgmt For For 2. To consider a non-binding, advisory vote to Mgmt For For approve the compensation of the Company's named executive officers. 3. To ratify the appointment of KPMG LLP as Mgmt For For the Company's independent registered public accounting firm for 2020. 4. To approve the amendment and restatement of Mgmt For For the Reliance Steel & Aluminum Co. Amended and Restated 2015 Incentive Award Plan. 5. To approve an amendment to the Reliance Mgmt For For Steel & Aluminum Co. Directors Equity Plan. 6. To consider a stockholder proposal Shr Against For requesting changes to the Reliance Steel & Aluminum Co. proxy access bylaw to remove the size limit on the stockholder nominating group. -------------------------------------------------------------------------------------------------------------------------- RENEWABLE ENERGY GROUP, INC. Agenda Number: 935163636 -------------------------------------------------------------------------------------------------------------------------- Security: 75972A301 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: REGI ISIN: US75972A3014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jeffrey Stroburg Mgmt For For 1B. Election of Director: Christopher D. Mgmt For For Sorrells 1C. Election of Director: Peter J.M. Harding Mgmt For For 2. Proposal to approve the advisory Mgmt For For (non-binding) resolution relating to executive compensation. 3. Ratification of the appointment of Deloitte Mgmt For For & Touche LLP as our independent registered public accounting firm for 2020. -------------------------------------------------------------------------------------------------------------------------- RIO TINTO PLC Agenda Number: 935143571 -------------------------------------------------------------------------------------------------------------------------- Security: 767204100 Meeting Type: Annual Meeting Date: 08-Apr-2020 Ticker: RIO ISIN: US7672041008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Receipt of the 2019 Annual report Mgmt For For 2. Approval of the Directors' Remuneration Mgmt For For Report: Implementation Report 3. Approval of the Directors' Remuneration Mgmt For For Report 4. Approval of potential termination benefits Mgmt For For 5. To elect Hinda Gharbi as a director Mgmt For For 6. To elect Jennifer Nason as a director Mgmt For For 7. To elect Ngaire Woods CBE as a director Mgmt For For 8. To re-elect Megan Clark AC as a director Mgmt For For 9. To re-elect David Constable as a director Mgmt For For 10. To re-elect Simon Henry as a director Mgmt For For 11. To re-elect Jean-Sebastien Jacques as a Mgmt For For director 12. To re-elect Sam Laidlaw as a director Mgmt For For 13. To re-elect Michael L'Estrange AO as a Mgmt For For director 14. To re-elect Simon McKeon AO as a director Mgmt For For 15. To re-elect Jakob Stausholm as a director Mgmt For For 16. To re-elect Simon Thompson as a director Mgmt For For 17. Appointment of auditors of Rio Tinto plc Mgmt For For and Rio Tinto Limited 18. Remuneration of auditors Mgmt For For 19. Authority to make political donations Mgmt For For 20. Amendments to Rio Tinto plc's articles of Mgmt For For association and Rio Tinto Limited's constitution - general updates and changes 21. Amendments to Rio Tinto plc's articles of Mgmt For For association and Rio Tinto Limited's constitution - hybrid and contemporaneous general meetings 22. General authority to allot shares Mgmt For For 23. Disapplication of pre-emption rights Mgmt For For 24. Authority to purchase Rio Tinto plc shares Mgmt For For 25. Notice period for general meetings other Mgmt For For than annual general meetings -------------------------------------------------------------------------------------------------------------------------- SHOE CARNIVAL, INC. Agenda Number: 935201525 -------------------------------------------------------------------------------------------------------------------------- Security: 824889109 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: SCVL ISIN: US8248891090 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. Election of Director: J. Wayne Weaver Mgmt For For 2. To approve, in an advisory (non-binding) Mgmt For For vote, the compensation paid to the Company's named executive officers. 3. To ratify the appointment of Deloitte & Mgmt For For Touche LLP as the independent registered public accounting firm for the Company for fiscal 2020. -------------------------------------------------------------------------------------------------------------------------- SYNNEX CORPORATION Agenda Number: 935130411 -------------------------------------------------------------------------------------------------------------------------- Security: 87162W100 Meeting Type: Annual Meeting Date: 17-Mar-2020 Ticker: SNX ISIN: US87162W1009 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Kevin Murai Mgmt For For Dwight Steffensen Mgmt For For Dennis Polk Mgmt For For Fred Breidenbach Mgmt For For Laurie Simon Hodrick Mgmt For For Hau Lee Mgmt For For Matthew Miau Mgmt For For Gregory Quesnel Mgmt For For Ann Vezina Mgmt For For Thomas Wurster Mgmt For For Duane Zitzner Mgmt For For Andrea Zulberti Mgmt For For 2. An advisory vote to approve our Executive Mgmt For For Compensation. 3. Approval of 2020 Stock Incentive Plan. Mgmt For For 4. Ratification of the appointment of KPMG LLP Mgmt For For as our independent auditors for 2020. -------------------------------------------------------------------------------------------------------------------------- TELEFONICA, S.A. Agenda Number: 935221488 -------------------------------------------------------------------------------------------------------------------------- Security: 879382208 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: TEF ISIN: US8793822086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Approval of the Annual Accounts and of the Mgmt For Management Report of both Telefonica, S.A. and its Consolidated Group of Companies for fiscal year 2019. 1.2 Approval of the Statement of Non-Financial Mgmt For Information of the Consolidated Group of Companies led by Telefonica, S.A. for fiscal year 2019 included in the Consolidated Management Report of Telefonica, S.A. and of its Group of Companies for such fiscal year. 1.3 Approval of the management of the Board of Mgmt For Directors of Telefonica, S.A. during fiscal year 2019. 2. Approval of the Proposed Allocation of the Mgmt For Profits/Losses of Telefonica, S.A. for fiscal year 2019. 3. Re-election of the Statutory Auditor for Mgmt For fiscal year 2020. 4.1 Re-election of Mr. Isidro Faine Casas as Mgmt For proprietary Director. 4.2 Re-election of Mr. Juan Ignacio Cirac Mgmt For Sasturain as independent Director. 4.3 Re-election of Mr. Jose Javier Echenique Mgmt For Landiribar as independent Director. 4.4 Re-election of Mr. Peter Erskine as other Mgmt For external Director. 4.5 Re-election of Ms. Sabina FluxaThienemann Mgmt For as independent Director. 4.6 Re-election of Mr. Peter Loscher as Mgmt For independent Director. 4.7 Ratification and appointment of Ms. Mgmt For Veronica Maria Pascual Boe as independent Director. 4.8 Ratification and appointment of Ms. Claudia Mgmt For Sender Ramirez as independent Director. 5.1 Shareholder compensation by means of scrip Mgmt For dividends: First scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ...(due to space limits, see proxy material for full proposal). 5.2 Shareholder compensation by means of scrip Mgmt For dividends: Second scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ...(due to space limits, see proxy material for full proposal). 6. Delegation to the Board of Directors, with Mgmt For express powers of substitution, for a term of five years, of the power to increase share capital pursuant to the provisions of section 297.1.b) of the Companies Act (Ley de Sociedades de Capital), with delegation of the power to exclude the pre-emptive rights of the shareholders pursuant to the provisions of section 506 of the Companies Act. 7. Delegation to the Board of Directors of the Mgmt For power to issue debentures, bonds, notes and other fixed-income securities and hybrid instruments, including preferred stock, in all cases be they simple, exchangeable and/or convertible and/or granting the holders thereof a share in the earnings of the company, as well as warrants, with the power to exclude the pre-emptive rights of shareholders. Authorization to guarantee issuances by companies of the Group. 8. Delegation of powers to formalize, Mgmt For interpret, rectify and carry out the resolutions adopted by the shareholders at the General Shareholders' Meeting. 9. Consultative vote on the 2019 Annual Report Mgmt For on Director Remuneration. -------------------------------------------------------------------------------------------------------------------------- TENET HEALTHCARE CORPORATION Agenda Number: 935179247 -------------------------------------------------------------------------------------------------------------------------- Security: 88033G407 Meeting Type: Annual Meeting Date: 28-May-2020 Ticker: THC ISIN: US88033G4073 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Ronald A. Rittenmeyer Mgmt For For 1B. Election of Director: J. Robert Kerrey Mgmt For For 1C. Election of Director: Lloyd J. Austin, III Mgmt For For 1D. Election of Director: James L. Bierman Mgmt For For 1E. Election of Director: Richard W. Fisher Mgmt For For 1F. Election of Director: Meghan M. FitzGerald Mgmt For For 1G. Election of Director: Christopher S. Lynch Mgmt For For 1H. Election of Director: Richard J. Mark Mgmt For For 1I. Election of Director: Tammy Romo Mgmt For For 1J. Election of Director: Nadja Y. West Mgmt For For 2. Proposal to approve, on an advisory basis, Mgmt For For the company's executive compensation. 3. Proposal to ratify the selection of Mgmt For For Deloitte & Touche LLP as independent registered public accountants for the year ending December 31, 2020. 4. Shareholder proposal regarding an Shr For Against independent chairman. -------------------------------------------------------------------------------------------------------------------------- TERNIUM S.A. Agenda Number: 935181216 -------------------------------------------------------------------------------------------------------------------------- Security: 880890108 Meeting Type: Annual Meeting Date: 27-Apr-2020 Ticker: TX ISIN: US8808901081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1. Consideration of the Board of Directors' Mgmt For For and independent auditor's reports on the Company's consolidated financial statements. Approval of the Company's consolidated financial statements as of December 31, 2019 and 2018 and for the years ended December 31, 2019, 2018 and 2017. A2. Consideration of the independent auditor' Mgmt For For report on the Company's annual accounts. Approval of the Company's annual accounts as at December 31, 2019. A3. Allocation of results and approval of Mgmt For For dividend payment for the year ended December 31, 2019. A4. Discharge of members of the Board of Mgmt For For Directors for the exercise of their mandate during the year ended December 31, 2019. A5. Election of the members of the Board of Mgmt For For Directors. A6. Authorization of the compensation of the Mgmt For For members of the Board of Directors. A7. Appointment of the independent auditors for Mgmt For For the fiscal year ending December 31, 2020 and approval of their fees. A8. Authorization to the Board of Directors to Mgmt For For appoint one or more of its members as the Company' attorney-in-fact. E1. Decision on the renewal of the authorized Mgmt For For share capital of the Company and related authorizations and waivers by: a) The renewal of the validity period of the Company' authorized share capital for a period starting on the date of the Extraordinary General Meeting of Shareholders and ending on the fifth anniversary of the date of the publication in the Recueil electronique des societes et associations of the deed recording the minutes of such meeting. b) The renewal of the ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- TERNIUM S.A. Agenda Number: 935215423 -------------------------------------------------------------------------------------------------------------------------- Security: 880890108 Meeting Type: Annual Meeting Date: 05-Jun-2020 Ticker: TX ISIN: US8808901081 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management A1. Consideration of the Consolidated Mgmt For For Management's and independent auditor's reports on the Company's consolidated financial statements. Approval of the Company's consolidated financial statements as of December 31, 2019 and 2018 and for the years ended December 31, 2019, 2018 and 2017. A2. Consideration of the independent auditor's Mgmt For For report on the Company's annual accounts. Approval of the Company's annual accounts as at December 31, 2019. A3. Allocation of results for the year ended Mgmt For For December 31, 2019. A4. Discharge of members of the Board of Mgmt For For Directors for the exercise of their mandate during the year ended December 31, 2019. A5. Election of the members of the Board of Mgmt For For Directors. A6. Authorization of the compensation of the Mgmt For For members of the Board of Directors. A7. Appointment of the independent auditors for Mgmt For For the fiscal year ending December 31, 2020 and approval of their fees. A8. Authorization to the Board of Directors to Mgmt For For appoint one or more of its members as the Company's attorney-in-fact. E1. Decision on the renewal of the authorized Mgmt For For share capital of the Company and related authorizations and waivers by: a) The renewal of the validity period of the Company's authorized share capital for a period starting on the date of the Extraordinary General Meeting of Shareholders and ending on the fifth anniversary of the date of the publication in the Recueil electronique des societes et associations, Luxembourg (the "RESA") of the deed recording the minutes of such meeting. ...(due to space limits, see proxy material for full proposal). -------------------------------------------------------------------------------------------------------------------------- TEXTRON INC. Agenda Number: 935139356 -------------------------------------------------------------------------------------------------------------------------- Security: 883203101 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: TXT ISIN: US8832031012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Scott C. Donnelly Mgmt For For 1B. Election of Director: Kathleen M. Bader Mgmt For For 1C. Election of Director: R. Kerry Clark Mgmt For For 1D. Election of Director: James T. Conway Mgmt For For 1E. Election of Director: Paul E. Gagne Mgmt For For 1F. Election of Director: Ralph D. Heath Mgmt For For 1G. Election of Director: Deborah Lee James Mgmt For For 1H. Election of Director: Lionel L. Nowell III Mgmt For For 1I. Election of Director: James L. Ziemer Mgmt For For 1J. Election of Director: Maria T. Zuber Mgmt For For 2. Approval of the advisory (non-binding) Mgmt For For resolution to approve executive compensation. 3. Ratification of appointment of independent Mgmt For For registered public accounting firm. -------------------------------------------------------------------------------------------------------------------------- THE BANK OF NEW YORK MELLON CORPORATION Agenda Number: 935134940 -------------------------------------------------------------------------------------------------------------------------- Security: 064058100 Meeting Type: Annual Meeting Date: 15-Apr-2020 Ticker: BK ISIN: US0640581007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Linda Z. Cook Mgmt For For 1B. Election of Director: Joseph J. Echevarria Mgmt For For 1C. Election of Director: Thomas P. "Todd" Mgmt For For Gibbons 1D. Election of Director: Jeffrey A. Goldstein Mgmt For For 1E. Election of Director: Edmund F. "Ted" Kelly Mgmt For For 1F. Election of Director: Jennifer B. Morgan Mgmt For For 1G. Election of Director: Elizabeth E. Robinson Mgmt For For 1H. Election of Director: Samuel C. Scott III Mgmt For For 1I. Election of Director: Frederick O. Terrell Mgmt For For 1J. Election of Director: Alfred W. "Al" Zollar Mgmt For For 2. Advisory resolution to approve the 2019 Mgmt For For compensation of our named executive officers. 3. Ratification of KPMG LLP as our independent Mgmt For For auditor for 2020. 4. Stockholder proposal regarding pay equity Shr Against For report. 5. Stockholder proposal regarding stockholder Shr Against For vote on bylaw and charter amendments. -------------------------------------------------------------------------------------------------------------------------- THE GOODYEAR TIRE & RUBBER COMPANY Agenda Number: 935139558 -------------------------------------------------------------------------------------------------------------------------- Security: 382550101 Meeting Type: Annual Meeting Date: 06-Apr-2020 Ticker: GT ISIN: US3825501014 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: James A. Firestone Mgmt For For 1B. Election of Director: Werner Geissler Mgmt For For 1C. Election of Director: Peter S. Hellman Mgmt For For 1D. Election of Director: Laurette T. Koellner Mgmt For For 1E. Election of Director: Richard J. Kramer Mgmt For For 1F. Election of Director: W. Alan McCollough Mgmt For For 1G. Election of Director: John E. McGlade Mgmt For For 1H. Election of Director: Roderick A. Palmore Mgmt For For 1I. Election of Director: Hera Siu Mgmt For For 1J. Election of Director: Stephanie A. Streeter Mgmt For For 1K. Election of Director: Michael R. Wessel Mgmt For For 1L. Election of Director: Thomas L. Williams Mgmt For For 2. Advisory vote to approve executive Mgmt For For compensation. 3. Ratification of appointment of Mgmt For For PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. 4. Shareholder Proposal re: Shareholder vote Shr Against For on Bylaw and Charter amendments. -------------------------------------------------------------------------------------------------------------------------- THE MICHAELS COMPANIES, INC. Agenda Number: 935197435 -------------------------------------------------------------------------------------------------------------------------- Security: 59408Q106 Meeting Type: Annual Meeting Date: 10-Jun-2020 Ticker: MIK ISIN: US59408Q1067 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Josh Bekenstein Mgmt For For Ashley Buchanan Mgmt For For Mark S. Cosby Mgmt For For Ryan Cotton Mgmt For For Monte E. Ford Mgmt For For Karen Kaplan Mgmt For For Matthew S. Levin Mgmt For For John J. Mahoney Mgmt For For James A. Quella Mgmt For For Beryl B. Raff Mgmt For For 2. To approve the amendment and restatement of Mgmt For For the Second Amended and Restated Michaels 2014 Omnibus Long-Term Incentive Plan (such amendment and restatement, the "Proposed Plan"), which provides for an increase of the shares of Common Stock available for award under the Proposed Plan and the removal of certain technical changes to provisions that are no longer applicable following the enactment of the Tax Cuts and Jobs Act of 2017. 3. To ratify the appointment of Ernst & Young, Mgmt For For LLP as the independent registered public accounting firm of the Company for the current fiscal year. -------------------------------------------------------------------------------------------------------------------------- THE RMR GROUP INC. Agenda Number: 935125181 -------------------------------------------------------------------------------------------------------------------------- Security: 74967R106 Meeting Type: Annual Meeting Date: 11-Mar-2020 Ticker: RMR ISIN: US74967R1068 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Jennifer B. Clark Mgmt For For 1B. Election of Director: Ann Logan Mgmt For For 1C. Election of Director: Rosen Plevneliev Mgmt For For 1D. Election of Director: Adam D. Portnoy Mgmt For For 1E. Election of Director: Walter C. Watkins, Mgmt For For Jr. 2. Ratification of the appointment of Ernst & Mgmt For For Young LLP as independent auditors to serve for the 2020 fiscal year. -------------------------------------------------------------------------------------------------------------------------- TRUEBLUE, INC Agenda Number: 935160375 -------------------------------------------------------------------------------------------------------------------------- Security: 89785X101 Meeting Type: Annual Meeting Date: 13-May-2020 Ticker: TBI ISIN: US89785X1019 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Colleen B. Brown Mgmt For For 1B. Election of Director: A. Patrick Beharelle Mgmt For For 1C. Election of Director: Steven C. Cooper Mgmt For For 1D. Election of Director: William C. Goings Mgmt For For 1E. Election of Director: Kim Harris Jones Mgmt For For 1F. Election of Director: Jeffrey B. Sakaguchi Mgmt For For 1G. Election of Director: Kristi A. Savacool Mgmt For For 1H. Election of Director: Bonnie W. Soodik Mgmt For For 2. To approve, by advisory vote, compensation Mgmt For For for our named executive officers. 3. To ratify the selection of Deloitte & Mgmt For For Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 27, 2020. -------------------------------------------------------------------------------------------------------------------------- UNITED AIRLINES HOLDINGS, INC. Agenda Number: 935175554 -------------------------------------------------------------------------------------------------------------------------- Security: 910047109 Meeting Type: Annual Meeting Date: 20-May-2020 Ticker: UAL ISIN: US9100471096 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Director: Carolyn Corvi Mgmt For For 1B. Election of Director: Barney Harford Mgmt For For 1C. Election of Director: Michele J. Hooper Mgmt For For 1D. Election of Director: Walter Isaacson Mgmt For For 1E. Election of Director: James A. C. Kennedy Mgmt For For 1F. Election of Director: J. Scott Kirby Mgmt For For 1G. Election of Director: Oscar Munoz Mgmt For For 1H. Election of Director: Edward M. Philip Mgmt For For 1I. Election of Director: Edward L. Shapiro Mgmt For For 1J. Election of Director: David J. Vitale Mgmt For For 1K. Election of Director: James M. Whitehurst Mgmt For For 2. Ratification of the Appointment of Ernst & Mgmt For For Young LLP as the Company's Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2020 3. Advisory Vote to Approve the Compensation Mgmt For For of the Company's Named Executive Officers 4. Stockholder Proposal Regarding Stockholder Shr Against For Action by Written Consent, if Properly Presented Before the Meeting 5. Stockholder Proposal Regarding a Report on Shr Against For Lobbying Spending, if Properly Presented Before the Meeting 6. Stockholder Proposal Regarding a Report on Shr Against For Global Warming-Related Lobbying Activities, if Properly Presented B Before the Meeting -------------------------------------------------------------------------------------------------------------------------- VANDA PHARMACEUTICALS INC. Agenda Number: 935196801 -------------------------------------------------------------------------------------------------------------------------- Security: 921659108 Meeting Type: Annual Meeting Date: 11-Jun-2020 Ticker: VNDA ISIN: US9216591084 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1A. Election of Class II Director: Richard W. Mgmt For For Dugan 1B. Election of Class II Director: Anne Mgmt For For Sempowski Ward 2. To ratify the selection by the Audit Mgmt For For Committee of our Board of Directors of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020. 3. To approve on an advisory basis the named Mgmt For For executive officer compensation. 4. To approve an amendment and restatement of Mgmt For For the Company's amended and restated 2016 Equity Incentive Plan ("2016 Plan") to, among other things, increase the aggregate number of shares authorized for issuance under the 2016 Plan. -------------------------------------------------------------------------------------------------------------------------- VODAFONE GROUP PLC Agenda Number: 935052174 -------------------------------------------------------------------------------------------------------------------------- Security: 92857W308 Meeting Type: Annual Meeting Date: 23-Jul-2019 Ticker: VOD ISIN: US92857W3088 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. To receive the Company's accounts, the Mgmt For For strategic report and reports of the Directors and the auditor for the year ended 31 March 2019 2. To elect Sanjiv Ahuja as a Director Mgmt For For 3. To elect David Thodey as a Director Mgmt For For 4. To re-elect Gerard Kleisterlee as a Mgmt For For Director 5. To re-elect Nick Read as a Director Mgmt For For 6. To re-elect Margherita Della Valle as a Mgmt For For Director 7. To re-elect Sir Crispin Davis as a Director Mgmt For For 8. To re-elect Michel Demare as a Director Mgmt For For 9. To re-elect Dame Clara Furse as a Director Mgmt For For 10. To re-elect Valerie Gooding as a Director Mgmt For For 11. To re-elect Renee James as a Director Mgmt For For 12. To re-elect Maria Amparo Moraleda Martinez Mgmt For For as a Director 13. To re-elect David Nish as a Director Mgmt For For 14. To declare a final dividend of 4.16 Mgmt For For eurocents per ordinary share for the year ended 31 March 2019 15. To approve the Annual Report on Mgmt For For Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2019 16. To appoint Ernst & Young LLP as the Mgmt For For Company's auditor until the end of the next general meeting at which accounts are laid before the Company 17. To authorise the Audit and Risk Committee Mgmt For For to determine the remuneration of the auditor 18. To authorise the Directors to allot shares Mgmt For For 19. To authorise the Directors to dis-apply Mgmt For For pre-emption rights (Special Resolution) 20. To authorise the Directors to dis-apply Mgmt For For pre-emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment (Special Resolution) 21. To authorise the Company to purchase its Mgmt For For own shares (Special Resolution) 22. To authorise political donations and Mgmt For For expenditure 23. To authorise the Company to call general Mgmt For For meetings (other than AGMs) on 14 clear days' notice (Special Resolution) -------------------------------------------------------------------------------------------------------------------------- WADDELL & REED FINANCIAL, INC. Agenda Number: 935147909 -------------------------------------------------------------------------------------------------------------------------- Security: 930059100 Meeting Type: Annual Meeting Date: 29-Apr-2020 Ticker: WDR ISIN: US9300591008 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Sharilyn S. Gasaway Mgmt For For Katherine M.A. Kline Mgmt For For Jerry W. Walton Mgmt For For 2. Advisory vote to approve named executive Mgmt For For officer compensation. 3. Approve the Waddell & Reed Financial, Inc. Mgmt For For Stock Incentive Plan, as amended and restated. 4. Ratify the appointment of KPMG LLP as the Mgmt For For independent registered public accounting firm for the fiscal year 2020. -------------------------------------------------------------------------------------------------------------------------- WERNER ENTERPRISES, INC. Agenda Number: 935169171 -------------------------------------------------------------------------------------------------------------------------- Security: 950755108 Meeting Type: Annual Meeting Date: 12-May-2020 Ticker: WERN ISIN: US9507551086 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Gerald H. Timmerman Mgmt For For Diane K. Duren Mgmt For For 2. To approve the advisory resolution on Mgmt For For executive compensation. 3. To ratify the appointment of KPMG LLP as Mgmt For For the independent registered public accounting firm of Werner Enterprises, Inc. for the year ending December 31, 2020. -------------------------------------------------------------------------------------------------------------------------- WINNEBAGO INDUSTRIES, INC. Agenda Number: 935096974 -------------------------------------------------------------------------------------------------------------------------- Security: 974637100 Meeting Type: Annual Meeting Date: 17-Dec-2019 Ticker: WGO ISIN: US9746371007 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Robert M. Chiusano Mgmt For For Richard (Rick) D. Moss Mgmt For For John M. Murabito Mgmt For For 2. Approve, on an advisory basis, the Mgmt For For compensation of our Named Executive Officers. 3. Ratify the selection of Deloitte & Touche Mgmt For For LLP as our independent registered public accountant for Fiscal 2020. -------------------------------------------------------------------------------------------------------------------------- XEROX HOLDINGS CORPORATION Agenda Number: 935171885 -------------------------------------------------------------------------------------------------------------------------- Security: 98421M106 Meeting Type: Annual Meeting Date: 21-May-2020 Ticker: XRX ISIN: US98421M1062 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1.1 Election of Director: Keith Cozza Mgmt For For 1.2 Election of Director: Jonathan Christodoro Mgmt For For 1.3 Election of Director: Joseph J. Echevarria Mgmt For For 1.4 Election of Director: Nicholas Graziano Mgmt For For 1.5 Election of Director: Cheryl Gordon Mgmt For For Krongard 1.6 Election of Director: Scott Letier Mgmt For For 1.7 Election of Director: Giovanni ("John") Mgmt For For Visentin 2. Ratification of the appointment of Mgmt For For PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2020. 3. Approval, on an advisory basis, of the 2019 Mgmt For For compensation of our named executive officers. 4. Approval of the Company's Performance Mgmt For For Incentive Plan. -------------------------------------------------------------------------------------------------------------------------- ZIOPHARM ONCOLOGY, INC. Agenda Number: 935220070 -------------------------------------------------------------------------------------------------------------------------- Security: 98973P101 Meeting Type: Annual Meeting Date: 29-Jun-2020 Ticker: ZIOP ISIN: US98973P1012 -------------------------------------------------------------------------------------------------------------------------- Prop.# Proposal Proposal Proposal Vote For/Against Type Management 1. DIRECTOR Christopher Bowden Mgmt For For Scott Braunstein Mgmt For For Laurence J. N. Cooper Mgmt For For Elan Z. Ezickson Mgmt For For Heidi Hagen Mgmt For For Douglas W. Pagan Mgmt For For Scott Tarriff Mgmt For For 2. To ratify the selection by the audit Mgmt For For committee of the board of directors of RSM US LLP as the Company's independent registered public accounting firm of the Company for its fiscal year ending December 31, 2020. 3. To approve, on an advisory basis, the Mgmt For For compensation of the Company's named executive officers as disclosed in the proxy statement. 4. To approve the Company's 2020 Equity Mgmt For For Incentive Plan. 5. To approve an amendment to the Company's Mgmt For For amended and restated certificate of incorporation to increase the authorized number of shares of common stock from 250,000,000 shares to 445,000,000 shares. * Management position unknown
SIGNATURES Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. (Registrant) ETF Series Solutions By (Signature and Title)* /s/ Kristina Nelson Kristina Nelson, President (principal executive officer) Date: 8/26/2020 * Print the name and title of each signing officer under his or her signature.