0001653247-23-000032.txt : 20230412 0001653247-23-000032.hdr.sgml : 20230412 20230412172622 ACCESSION NUMBER: 0001653247-23-000032 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230411 FILED AS OF DATE: 20230412 DATE AS OF CHANGE: 20230412 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Pritchard Thomas C. CENTRAL INDEX KEY: 0001540289 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37788 FILM NUMBER: 23816536 MAIL ADDRESS: STREET 1: 3 RIVERWAY, STE. 1800 CITY: HOUSTON STATE: TX ZIP: 77056 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Waitr Holdings Inc. CENTRAL INDEX KEY: 0001653247 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 263828008 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 214 JEFFERSON STREET STREET 2: SUITE 200 CITY: LAFAYETTE STATE: LA ZIP: 70501 BUSINESS PHONE: 1-337-534-6881 MAIL ADDRESS: STREET 1: 214 JEFFERSON STREET STREET 2: SUITE 200 CITY: LAFAYETTE STATE: LA ZIP: 70501 FORMER COMPANY: FORMER CONFORMED NAME: Landcadia Holdings, Inc. DATE OF NAME CHANGE: 20150916 4 1 wf-form4_168133477084350.xml FORM 4 X0407 4 2023-04-11 0 0001653247 Waitr Holdings Inc. ASAP 0001540289 Pritchard Thomas C. C/O WAITR HOLDINGS INC. 214 JEFFERSON STREET, SUITE 200 LAFAYETTE LA 70501 0 1 0 0 General Counsel 0 Common Stock 2023-04-11 4 M 0 3250 0 A 18359 D Common Stock 2023-04-11 4 F 0 792 0.2891 D 17567 D Restricted Stock Units (RSUs) - 041122 2023-04-11 4 M 0 3250 0 D Common Stock 3250.0 6500 D Restricted Stock Units (RSUs) - 070120 Common Stock 6666.0 6666 D Restricted Stock Units (RSUs) - 081921 Common Stock 13333.0 13333 D On November 22, 2022, the Issuer effected a one-for-twenty reverse stock split (the "Reverse Stock Split") of all of its issued and outstanding shares of common stock ("Common Stock"), which resulted in the Reporting Person's ownership of issued and outstanding Common Stock being reduced from 302,183 shares of Common Stock to 15,109 shares of Common Stock as of November 22, 2022. The Reverse Stock Split also impacted outstanding derivative securities issued pursuant to the Issuer's 2018 Amended and Restated Omnibus Incentive Plan, which resulted in the Reporting Person's ownership of derivative securities being reduced accordingly. Each RSU represents a contingent right to receive one share of the issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares). One-third of the grant of 9,750 RSUs (as adjusted for the Reverse Stock Split) shall vest each year over the course of three years, pursuant to the Restricted Stock Unit Award Agreement entered into by the Reporting Person as of April 11, 2022, beginning on the first anniversary of such date and continuing thereafter, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date, provided that the RSUs shall fully vest in the event of a Change in Control (as defined in the Waitr Holdings Inc. Amended and Restated 2018 Omnibus Incentive Plan). Each RSU represents a contingent right to receive one share of the issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares). One-third of the grant of 20,000 RSUs (as adjusted for the Reverse Stock Split) shall vest each year over the course of three years, pursuant to the Restricted Stock Unit Award Agreement entered into by the Reporting Person as of July 1, 2020, beginning on the first anniversary of such date and continuing thereafter, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date, provided that the RSUs shall fully vest in the event of a Change in Control (as defined in the Waitr Holdings Inc. Amended and Restated 2018 Omnibus Incentive Plan). Each RSU represents a contingent right to receive one share of the issuer's common stock or an equivalent amount in cash (or partly in cash and partly in shares). One-third of the grant of 20,000 RSUs (as adjusted for the Reverse Stock Split) shall vest each year over the course of three years, pursuant to the Restricted Stock Unit Award Agreement entered into by the Reporting Person as of August 19, 2021, beginning on the first anniversary of such date and continuing thereafter, subject to the Reporting Person's continued employment with the Issuer through the applicable vesting date, provided that the RSUs shall fully vest in the event of a Change in Control (as defined in the Waitr Holdings Inc. Amended and Restated 2018 Omnibus Incentive Plan). /s/ Annette Finch, Attorney-in-Fact 2023-04-12