0001144204-16-140709.txt : 20161221 0001144204-16-140709.hdr.sgml : 20161221 20161221170023 ACCESSION NUMBER: 0001144204-16-140709 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161220 FILED AS OF DATE: 20161221 DATE AS OF CHANGE: 20161221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Stellar Biotechnologies, Inc. CENTRAL INDEX KEY: 0001540159 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: A1 FISCAL YEAR END: 1029 BUSINESS ADDRESS: STREET 1: 332 EAST SCOTT STREET CITY: PORT HUENEME STATE: CA ZIP: 93041 BUSINESS PHONE: (805) 488-2800 MAIL ADDRESS: STREET 1: 332 EAST SCOTT STREET CITY: PORT HUENEME STATE: CA ZIP: 93041 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NIFFENEGGER KATHI CENTRAL INDEX KEY: 0001620146 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37619 FILM NUMBER: 162064434 MAIL ADDRESS: STREET 1: C/O STELLAR BIOTECHNOLOGIES, INC. STREET 2: 332 EAST SCOTT STREET CITY: PORT HUENEME STATE: CA ZIP: 93041 4 1 v455475_4.xml OWNERSHIP DOCUMENT X0306 4 2016-12-20 0 0001540159 Stellar Biotechnologies, Inc. SBOT 0001620146 NIFFENEGGER KATHI C/O STELLAR BIOTECHNOLOGIES, INC. 332 EAST SCOTT STREET PORT HUENEME CA 93041 0 1 0 0 Chief Financial Officer Share Option (Right to Buy) 2.03 2016-12-20 4 A 0 10000 0 A 2023-12-20 Common Shares 10000 10000 D Option grant under the 2013 Fixed Share Option Plan, which shall vest as to one-third immediately, as to one-third on December 20, 2017 and as to the remaining one-third on June 20, 2018. /s/ Kathi Niffenegger 2016-12-21