0000950123-17-009210.txt : 20171025
0000950123-17-009210.hdr.sgml : 20171025
20171025145149
ACCESSION NUMBER: 0000950123-17-009210
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20170930
FILED AS OF DATE: 20171025
DATE AS OF CHANGE: 20171025
EFFECTIVENESS DATE: 20171025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smith Affiliated Capital Corp.
CENTRAL INDEX KEY: 0001540138
IRS NUMBER: 131305799
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14634
FILM NUMBER: 171152901
BUSINESS ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: (212) 644-9440
MAIL ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001540138
XXXXXXXX
09-30-2017
09-30-2017
Smith Affiliated Capital Corp.
88 Pine Street
New York
NY
10005
13F HOLDINGS REPORT
028-14634
N
matthew smith
President
2126449440
matthew smith
new york
NY
10-16-2017
0
122
81415610
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
CENTRAL FD CDA LTD
A-Share
153501101
58902864
4580316
PRN
SOLE
0
0
4584054
U.S. BANCORP 5.300 2/02
A-Share
902973AZ9
1146094
1125000
PRN
SOLE
0
0
1225000
PRUDENTIAL FINAN 5.200 3/15/44
A-Share
744320AN2
872738
850000
PRN
SOLE
0
0
988000
TRANSCANADA TRUS 5.300 3/15
A-Share
89356BAC2
828053
838000
PRN
SOLE
0
0
884000
DOMINION RESOURC 5.750 10/01
A-Share
25746UBY4
811440
784000
PRN
SOLE
0
0
850000
NORTHERN TRUST C 4.600 4/01
A-Share
665859AQ7
637000
650000
PRN
SOLE
0
0
815000
JPMORGAN CHASE & 7.900 4/29/49
A-Share
46625HHA1
621750
600000
PRN
SOLE
0
0
750000
NATIONAL RURAL U 5.250 4/20/46
A-Share
637432NK7
588532
565000
PRN
SOLE
0
0
650000
AMERICAN EXPRESS 5.200 5/29/49
A-Share
025816BJ7
561688
550000
PRN
SOLE
0
0
600000
THE CHARLES SCHW 4.625 12/29
A-Share
808513AP0
492500
500000
PRN
SOLE
0
0
550000
STATE STREET COR 5.250 12/29/49
A-Share
857477AQ6
523750
500000
PRN
SOLE
0
0
535000
THE ALLSTATE COR 5.750 8/15
A-Share
020002BB6
536550
500000
PRN
SOLE
0
0
500000
BANK OF NEW YORK 4.950 12/29/49
A-Share
064058AD2
515780
500000
PRN
SOLE
0
0
500000
WELLS FARGO & CO 7.980 3/29/49
A-Share
949746PM7
512050
490000
PRN
SOLE
0
0
500000
BNSF FUNDING TRU 6.613 12/15
A-Share
05567SAA0
529000
460000
PRN
SOLE
0
0
493000
THE CHUBB CORPOR 6.375 3/29
A-Share
171232AP6
435375
450000
PRN
SOLE
0
0
490000
SPROTT PHYSICAL GOLD TRUST
A-Share
85207H104
3565390
348864
PRN
SOLE
0
0
400000
JPMORGAN CHASE & 5.150 5/01/23
A-Share
48124BAC9
302625
300000
PRN
SOLE
0
0
355310
INGLEWOOD CALIF 5.000 5/01/21
A-Share
34637QAD4
280855
250000
PRN
SOLE
0
0
200000
AMERICAN EXPRESS 4.900 9/15
A-Share
025816BL2
199750
200000
PRN
SOLE
0
0
200000
PNC FINANCIAL SE 5.000 11/01
A-Share
693475AQ8
199000
200000
PRN
SOLE
0
0
51971
AGRITEK HLDGS INC
A-Share
00856J103
1213
50000
PRN
SOLE
0
0
50000
MCEWEN MIN
A-Share
58039P107
121600
40000
PRN
SOLE
0
0
41600
SOUTHERN COMPANY
A-Share
842587206
715440
27100
PRN
SOLE
0
0
37100
NAVIOS MARITIME PARTNERS L P
A-Share
Y62267102
22770
11000
PRN
SOLE
0
0
31600
ANNALY CAP MGMT INC
A-Share
035710409
111100
10000
PRN
SOLE
0
0
22300
ISHARES TR RUSSELL 1000
A-Share
464287622
1286513
9802
PRN
SOLE
0
0
18100
GENERAL ELECTRIC CO
A-Share
369604103
275501
9245
PRN
SOLE
0
0
17000
OASIS PETE INC NEW
A-Share
674215108
114080
8000
PRN
SOLE
0
0
11000
FREEPORT-MCMORAN, INC.
A-Share
35671D857
80160
6000
PRN
SOLE
0
0
10219
NEWMONT MINING CORP
A-Share
651639106
115360
3500
PRN
SOLE
0
0
10000
PETROGRESS INC
A-Share
71650A101
77
3345
PRN
SOLE
0
0
9245
ISHARES TR
A-Share
46435G342
137319
3032
PRN
SOLE
0
0
9200
COCA COLA CO
A-Share
191216100
128296
3023
PRN
SOLE
0
0
8000
FRANCO NEVADA CORP
A-Share
351858105
188996
2885
PRN
SOLE
0
0
7200
AMERICAN ELEC PWR INC
A-Share
025537101
181251
2700
PRN
SOLE
0
0
6000
CONOCOPHILLIPS
A-Share
20825C104
129662
2600
PRN
SOLE
0
0
5000
SILVER WHEATON CORP
A-Share
828336107
53996
2591
PRN
SOLE
0
0
3800
BP PLC
A-Share
055622104
86300
2500
PRN
SOLE
0
0
3345
BRISTOL MYERS SQUIBB CO
A-Share
110122108
125563
2309
PRN
SOLE
0
0
3200
SOUTHWEST AIRLS CO
A-Share
844741108
110692
2059
PRN
SOLE
0
0
3032
ROYAL GOLD INC
A-Share
780287108
140100
2000
PRN
SOLE
0
0
3023
CARLYLE GROUP L P
A-Share
14309L102
31900
2000
PRN
SOLE
0
0
2885
TEXAS INSTRS INC
A-Share
882508104
156125
1938
PRN
SOLE
0
0
2700
SPDR GOLD TRUST
A-Share
78463V107
216308
1822
PRN
SOLE
0
0
2600
VISA INC
A-Share
92826C839
159966
1800
PRN
SOLE
0
0
2591
BLACKROCK CORPOR HI YLD FD INC
A-Share
09255P107
19536
1789
PRN
SOLE
0
0
2500
JETBLUE AIRWAYS CORP
A-Share
477143101
35037
1700
PRN
SOLE
0
0
2309
DELTA AIR LINES INC DEL
A-Share
247361702
78132
1700
PRN
SOLE
0
0
2059
NISOURCE INC
A-Share
65473P105
38064
1600
PRN
SOLE
0
0
2000
KRAFT HEINZ CO /THE
A-Share
500754106
145296
1600
PRN
SOLE
0
0
2000
AGNICO EAGLE MINES LTD
A-Share
008474108
65442
1542
PRN
SOLE
0
0
2000
PPG INDS INC
A-Share
693506107
151315
1440
PRN
SOLE
0
0
1938
ALTRIA GROUP INC
A-Share
02209S103
92846
1300
PRN
SOLE
0
0
1822
RANDGOLD RES LTD
A-Share
752344309
109973
1260
PRN
SOLE
0
0
1800
SANOFI
A-Share
80105N105
56563
1250
PRN
SOLE
0
0
1789
WGL HLDGS INC
A-Share
92924F106
94249
1142
PRN
SOLE
0
0
1700
ISHARES BC 3-7 TREASURY BOND
A-Share
464288661
138431
1125
PRN
SOLE
0
0
1700
COLGATE PALMOLIVE CO
A-Share
194162103
80509
1100
PRN
SOLE
0
0
1600
LOWES COS INC
A-Share
548661107
90431
1100
PRN
SOLE
0
0
1600
MPLX LP
A-Share
55336V100
39327
1090
PRN
SOLE
0
0
1542
TJX COS INC NEW
A-Share
872540109
79080
1000
PRN
SOLE
0
0
1440
PROCTER & GAMBLE CO
A-Share
742718109
89850
1000
PRN
SOLE
0
0
1310
PFIZER INC
A-Share
717081103
34210
1000
PRN
SOLE
0
0
1300
TPG SPECIALTY LENDING INC
A-Share
87265K102
20390
1000
PRN
SOLE
0
0
1250
COMCAST CORP NEW
A-Share
20030N101
37590
1000
PRN
SOLE
0
0
1142
AETNA INC NEW
A-Share
00817Y108
125764
986
PRN
SOLE
0
0
1125
GILEAD SCIENCES INC
A-Share
375558103
61128
900
PRN
SOLE
0
0
1100
DUKE ENERGY CORP NEW
A-Share
26441C204
71349
870
PRN
SOLE
0
0
1100
CINCINNATI FINL CORP
A-Share
172062101
57816
800
PRN
SOLE
0
0
1090
DEVON ENERGY CORP NEW
A-Share
25179M103
33376
800
PRN
SOLE
0
0
1000
PEPSICO INC
A-Share
713448108
89488
800
PRN
SOLE
0
0
1000
UNITED CONTINENTAL HLDGS
A-Share
910047109
52980
750
PRN
SOLE
0
0
1000
AMGEN INC
A-Share
031162100
115669
705
PRN
SOLE
0
0
1000
UNITED TECHNOLOGIES CORP
A-Share
913017109
77200
688
PRN
SOLE
0
0
1000
GENERAL MTRS CORP
A-Share
37045V100
23868
675
PRN
SOLE
0
0
986
KIMBERLY CLARK CORP
A-Share
494368103
82137
624
PRN
SOLE
0
0
900
CLOROX CO DEL
A-Share
189054109
80898
600
PRN
SOLE
0
0
870
DIAGEO P L C
A-Share
25243Q205
69348
600
PRN
SOLE
0
0
800
AMERICAN EXPRESS CO
A-Share
025816109
45488
575
PRN
SOLE
0
0
800
EMERSON ELEC CO
A-Share
291011104
32923
550
PRN
SOLE
0
0
800
WASTE MGMT INC DEL
A-Share
94106L109
40106
550
PRN
SOLE
0
0
750
ROCKWELL AUTOMATION INC
A-Share
773903109
82838
532
PRN
SOLE
0
0
705
SIEBERT FINL CORP
A-Share
826176109
1805
500
PRN
SOLE
0
0
688
DTE ENERGY CO
A-Share
233331107
51055
500
PRN
SOLE
0
0
675
PAYCHEX INC
A-Share
704326107
29450
500
PRN
SOLE
0
0
624
MICROSOFT CORP
A-Share
594918104
32930
500
PRN
SOLE
0
0
600
EQUIFAX INC
A-Share
294429105
61533
450
PRN
SOLE
0
0
600
AIR PRODS & CHEMS INC
A-Share
009158106
54116
400
PRN
SOLE
0
0
575
BOEING CO
A-Share
097023105
70744
400
PRN
SOLE
0
0
550
VERIZON COMMUNICATIONS INC
A-Share
92343V104
19500
400
PRN
SOLE
0
0
550
BORGWARNER INC
A-Share
099724106
16716
400
PRN
SOLE
0
0
532
HONEYWELL INTL INC
A-Share
438516106
47451
380
PRN
SOLE
0
0
500
3M CO
A-Share
88579Y101
62182
325
PRN
SOLE
0
0
500
ROCKWELL COLLINS INC
A-Share
774341101
31091
320
PRN
SOLE
0
0
500
JOHNSON & JOHNSON
A-Share
478160104
37365
300
PRN
SOLE
0
0
500
INTERNATIONAL BUSINESS MACHS
A-Share
459200101
52242
300
PRN
SOLE
0
0
450
EATON CORP
A-Share
G29183103
20317
274
PRN
SOLE
0
0
400
THERMO FISHER SCIENTIFIC INC
A-Share
883556102
38400
250
PRN
SOLE
0
0
400
ECOLAB INC
A-Share
278865100
31335
250
PRN
SOLE
0
0
400
L BRANDS,
A-Share
501797104
10362
220
PRN
SOLE
0
0
400
UNILEVER N V
A-Share
904784709
9936
200
PRN
SOLE
0
0
380
APPLE INC
A-Share
037833100
28732
200
PRN
SOLE
0
0
325
STARBUCKS CORP
A-Share
855244109
8759
150
PRN
SOLE
0
0
320
PHILIP MORRIS INTL INC
A-Share
718172109
16935
150
PRN
SOLE
0
0
300
MEDTRONIC PLC
A-Share
G5960L103
11520
143
PRN
SOLE
0
0
300
ISHARES TR
A-Share
46429B747
12174
120
PRN
SOLE
0
0
274
UNITED PARCEL SERVICE INC
A-Share
911312106
10730
100
PRN
SOLE
0
0
250
REVLON INC
A-Share
761525609
2785
100
PRN
SOLE
0
0
250
BIOGEN INC
A-Share
09062X103
27342
100
PRN
SOLE
0
0
220
ALPHABET INC CLASS A
A-Share
02079K305
33912
40
PRN
SOLE
0
0
200
GOOGLE INC CL C
A-Share
02079K107
33182
40
PRN
SOLE
0
0
200
ISHARES TR
A-Share
464287226
1410
13
PRN
SOLE
0
0
150
PHILIP MORRIS INTL INC
A-Share
718172109
17618
150
PRN
SOLE
0
0
150
MEDTRONIC PLC
A-Share
G5960L103
12691
143
PRN
SOLE
0
0
143
ISHARES TR
A-Share
46429B747
12046
120
PRN
SOLE
0
0
120
UNITED PARCEL SERVICE INC
A-Share
911312106
11059
100
PRN
SOLE
0
0
100
REVLON INC
A-Share
761525609
2370
100
PRN
SOLE
0
0
100
BIOGEN INC
A-Share
09062X103
27136
100
PRN
SOLE
0
0
100
ALPHABET INC CLASS A
A-Share
02079K305
37187
40
PRN
SOLE
0
0
40
GOOGLE INC CL C
A-Share
02079K107
36349
40
PRN
SOLE
0
0
40
ISHARES TR
A-Share
464287226
1424
13
PRN
SOLE
0
0
13