0000950123-16-020834.txt : 20161025 0000950123-16-020834.hdr.sgml : 20161025 20161025123150 ACCESSION NUMBER: 0000950123-16-020834 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20160930 FILED AS OF DATE: 20161025 DATE AS OF CHANGE: 20161025 EFFECTIVENESS DATE: 20161025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Smith Affiliated Capital Corp. CENTRAL INDEX KEY: 0001540138 IRS NUMBER: 131305799 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14634 FILM NUMBER: 161949792 BUSINESS ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: (212) 644-9440 MAIL ADDRESS: STREET 1: 88 PINE STREET CITY: NEW YORK STATE: NY ZIP: 10005 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001540138 XXXXXXXX 09-30-2016 09-30-2016 Smith Affiliated Capital Corp.
88 Pine Street New York NY 10005
13F HOLDINGS REPORT 028-14634 N
matthew smith President 2126449440 matthew smith new york NY 10-25-2016 0 123 188426693 false
INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F SPROTT PHYSICAL GOLD TRUST A-Share 85207H104 78868174 7202573 PRN SOLE 0 0 7202573 CENTRAL FD CDA LTD A-Share 153501101 92140743 6662382 PRN SOLE 0 0 6662382 DOMINION RESOURC 5.750 10/01+54 Preferred 25746UBY4 552583 534000 PRN SOLE 0 0 534000 AMERICAN EXPRESS 5.200 5/29/49 Preferred 025816BJ7 504375 500000 PRN SOLE 0 0 500000 NATIONAL RURAL U 5.250 4/20/46 Preferred 637432NK7 539750 500000 PRN SOLE 0 0 500000 STATE STREET COR 5.250 12/29/49 Preferred 857477AQ6 526250 500000 PRN SOLE 0 0 500000 JPMORGAN CHASE & 7.900 4/29/49 Preferred 46625HHA1 513750 500000 PRN SOLE 0 0 500000 BANK OF NEW YORK 4.950 12/29/49 Preferred 064058AD2 510045 500000 PRN SOLE 0 0 500000 WELLS FARGO & CO 7.980 3/29/49 Preferred 949746PM7 512099 490000 PRN SOLE 0 0 490000 BNSF FUNDING TRU 6.613 12/15+55 Preferred 05567SAA0 478860 415000 PRN SOLE 0 0 415000 JPMORGAN CHASE & 5.150 5/01/23 Preferred 48124BAC9 201000 200000 PRN SOLE 0 0 200000 MCEWEN MIN A-Share 58039P107 171855 46827 PRN SOLE 0 0 46827 PUBLIC STORAGE A-Share 74460W800 804220 31600 PRN SOLE 0 0 31600 SOUTHERN COMPANY A-Share 842587206 879428 31600 PRN SOLE 0 0 31600 THE CHARLES SCHWAB CORPORATION A-Share 808513402 817641 29700 PRN SOLE 0 0 29700 ENTERGY MISSISSIPPI, INC. A-Share 29364N108 637500 25500 PRN SOLE 0 0 25500 SCE TRUST V A-Share 78409W201 662087 22300 PRN SOLE 0 0 22300 U.S. BANCORP A-Share 902973833 608424 20200 PRN SOLE 0 0 20200 ISHARES TR MRTG PLS CAP IDX A-Share 464288539 132479 12605 PRN SOLE 0 0 12605 NAVIOS MARITIME PARTNERS L P A-Share 0Y6226710 15290 11000 PRN SOLE 0 0 11000 ANNALY CAP MGMT INC A-Share 035710409 105000 10000 PRN SOLE 0 0 10000 ISHARES TR RUSSELL 1000 A-Share 464287622 1137383 9442 PRN SOLE 0 0 9442 GENERAL ELECTRIC CO A-Share 369604103 273837 9245 PRN SOLE 0 0 9245 OASIS PETE INC NEW A-Share 674215108 91760 8000 PRN SOLE 0 0 8000 DOMINION RESOURCES, INC. A-Share 25746U844 193496 7600 PRN SOLE 0 0 7600 VERIZON COMMUNICATIONS INC. A-Share 92343V302 201168 7200 PRN SOLE 0 0 7200 GOLDCORP INC NEW A-Share 380956409 111973 6778 PRN SOLE 0 0 6778 FREEPORT-MCMORAN, INC. A-Share 35671D857 65160 6000 PRN SOLE 0 0 6000 ANNALY CAP MGMT INC A-Share 035710888 126550 5000 PRN SOLE 0 0 5000 NEWMONT MINING CORP A-Share 651639106 163996 4174 PRN SOLE 0 0 4174 JPMORGAN CHASE & CO. A-Share 46637G124 101422 3800 PRN SOLE 0 0 3800 THE ALLSTATE CORPORATION A-Share 020002408 96120 3600 PRN SOLE 0 0 3600 COCA COLA CO A-Share 191216100 127933 3023 PRN SOLE 0 0 3023 AMERICAN ELEC PWR INC A-Share 025537101 173367 2700 PRN SOLE 0 0 2700 VANECK VECTORS ETF TR A-Share 92189F791 117236 2647 PRN SOLE 0 0 2647 ROYAL GOLD INC A-Share 780287108 202944 2621 PRN SOLE 0 0 2621 CONOCOPHILLIPS A-Share 20825C104 113022 2600 PRN SOLE 0 0 2600 BP PLC A-Share 055622104 87900 2500 PRN SOLE 0 0 2500 FRANCO NEVADA CORP A-Share 351858105 173627 2485 PRN SOLE 0 0 2485 BRISTOL MYERS SQUIBB CO A-Share 110122108 124501 2309 PRN SOLE 0 0 2309 SOUTHWEST AIRLS CO A-Share 844741108 80075 2059 PRN SOLE 0 0 2059 GENERAL ELEC CAP CORP A-Share 369622428 51480 2000 PRN SOLE 0 0 2000 PNC FINANCIAL SERVICES GROUP INC A-Share 693475857 58340 2000 PRN SOLE 0 0 2000 WINTRUST FINL CORP A-Share 97650W405 58860 2000 PRN SOLE 0 0 2000 CAPITAL ONE FINANCIAL CORPORATIO A-Share 14040H709 56260 2000 PRN SOLE 0 0 2000 AT&T INC A-Share 00206R102 81220 2000 PRN SOLE 0 0 2000 QWEST CORPORATION A-Share 74913G105 54100 2000 PRN SOLE 0 0 2000 CARLYLE GROUP L P A-Share 14309L102 31140 2000 PRN SOLE 0 0 2000 VIRNETX HLDG CORP A-Share 92823T108 6120 2000 PRN SOLE 0 0 2000 AEGON N.V. A-Share 007924608 53400 2000 PRN SOLE 0 0 2000 TEXAS INSTRS INC A-Share 882508104 136009 1938 PRN SOLE 0 0 1938 APPLE INC A-Share 037833100 207447 1835 PRN SOLE 0 0 1835 VISA INC A-Share 92826C839 148860 1800 PRN SOLE 0 0 1800 VIRGIN AMER INC A-Share 92765X208 96318 1800 PRN SOLE 0 0 1800 SILVER WHEATON CORP A-Share 828336107 48411 1791 PRN SOLE 0 0 1791 BLACKROCK CORPOR HI YLD FD INC A-Share 09255P107 19357 1789 PRN SOLE 0 0 1789 JETBLUE AIRWAYS CORP A-Share 477143101 29308 1700 PRN SOLE 0 0 1700 DELTA AIR LINES INC DEL A-Share 247361702 66912 1700 PRN SOLE 0 0 1700 NISOURCE INC A-Share 65473P105 38576 1600 PRN SOLE 0 0 1600 KRAFT HEINZ CO /THE A-Share 500754106 143216 1600 PRN SOLE 0 0 1600 PPG INDS INC A-Share 693506107 148838 1440 PRN SOLE 0 0 1440 ALTRIA GROUP INC A-Share 02209S103 82199 1300 PRN SOLE 0 0 1300 SANOFI A-Share 80105N105 47738 1250 PRN SOLE 0 0 1250 WGL HLDGS INC A-Share 92924F106 71603 1142 PRN SOLE 0 0 1142 ISHARES BC 3-7 TREASURY BOND A-Share 464288661 142358 1125 PRN SOLE 0 0 1125 LOWES COS INC A-Share 548661107 79431 1100 PRN SOLE 0 0 1100 MPLX LP A-Share 55336V100 36907 1090 PRN SOLE 0 0 1090 AGNICO EAGLE MINES LTD A-Share 008474108 56456 1042 PRN SOLE 0 0 1042 APOLLO COMMERCIAL REAL ESTATE FI A-Share 03762U402 25750 1000 PRN SOLE 0 0 1000 TJX COS INC NEW A-Share 872540109 74780 1000 PRN SOLE 0 0 1000 PROCTER & GAMBLE CO A-Share 742718109 89750 1000 PRN SOLE 0 0 1000 PFIZER INC A-Share 717081103 33870 1000 PRN SOLE 0 0 1000 TPG SPECIALTY LENDING INC A-Share 87265K102 18110 1000 PRN SOLE 0 0 1000 ALASKA AIR GROUP INC A-Share 011659109 65860 1000 PRN SOLE 0 0 1000 AETNA INC NEW A-Share 00817Y108 113834 986 PRN SOLE 0 0 986 LOCKHEED MARTIN CORP A-Share 539830109 215748 900 PRN SOLE 0 0 900 GILEAD SCIENCES INC A-Share 375558103 71208 900 PRN SOLE 0 0 900 DUKE ENERGY CORP NEW A-Share 26441C204 69635 870 PRN SOLE 0 0 870 DEVON ENERGY CORP NEW A-Share 25179M103 35288 800 PRN SOLE 0 0 800 PEPSICO INC A-Share 713448108 87016 800 PRN SOLE 0 0 800 RANDGOLD RES LTD A-Share 752344309 76053 760 PRN SOLE 0 0 760 UNITED CONTINENTAL HLDGS A-Share 910047109 39352 750 PRN SOLE 0 0 750 AMGEN INC A-Share 031162100 117601 705 PRN SOLE 0 0 705 UNITED TECHNOLOGIES CORP A-Share 913017109 69901 688 PRN SOLE 0 0 688 GENERAL MTRS CORP A-Share 37045V100 21445 675 PRN SOLE 0 0 675 KIMBERLY CLARK CORP A-Share 494368103 78711 624 PRN SOLE 0 0 624 COLGATE PALMOLIVE CO A-Share 194162103 44484 600 PRN SOLE 0 0 600 DIAGEO P L C A-Share 25243Q205 69624 600 PRN SOLE 0 0 600 CLOROX CO DEL A-Share 189054109 75108 600 PRN SOLE 0 0 600 AMERICAN EXPRESS CO A-Share 025816109 36823 575 PRN SOLE 0 0 575 WASTE MGMT INC DEL A-Share 94106L109 35068 550 PRN SOLE 0 0 550 ROCKWELL AUTOMATION INC A-Share 773903109 65085 532 PRN SOLE 0 0 532 COMCAST CORP NEW A-Share 20030N101 33170 500 PRN SOLE 0 0 500 DTE ENERGY CO A-Share 233331107 46835 500 PRN SOLE 0 0 500 SIEBERT FINL CORP A-Share 826176109 690 500 PRN SOLE 0 0 500 MICROSOFT CORP A-Share 594918104 28800 500 PRN SOLE 0 0 500 PAYCHEX INC A-Share 704326107 28935 500 PRN SOLE 0 0 500 SPDR GOLD TRUST A-Share 78463V107 53020 422 PRN SOLE 0 0 422 VERIZON COMMUNICATIONS INC A-Share 92343V104 20792 400 PRN SOLE 0 0 400 BOEING CO A-Share 097023105 52696 400 PRN SOLE 0 0 400 BORGWARNER INC A-Share 099724106 14072 400 PRN SOLE 0 0 400 AIR PRODS & CHEMS INC A-Share 009158106 60136 400 PRN SOLE 0 0 400 HONEYWELL INTL INC A-Share 438516106 44304 380 PRN SOLE 0 0 380 ROCKWELL COLLINS INC A-Share 774341101 26989 320 PRN SOLE 0 0 320 INTERNATIONAL BUSINESS MACHS A-Share 459200101 47655 300 PRN SOLE 0 0 300 CINCINNATI FINL CORP A-Share 172062101 22626 300 PRN SOLE 0 0 300 EATON CORP A-Share 0G2918310 18005 274 PRN SOLE 0 0 274 THERMO FISHER SCIENTIFIC INC A-Share 883556102 39765 250 PRN SOLE 0 0 250 ECOLAB INC A-Share 278865100 30430 250 PRN SOLE 0 0 250 L BRANDS, A-Share 501797104 15569 220 PRN SOLE 0 0 220 UNILEVER N V A-Share 904784709 9220 200 PRN SOLE 0 0 200 EQUIFAX INC A-Share 294429105 26916 200 PRN SOLE 0 0 200 PHILIP MORRIS INTL INC A-Share 718172109 14583 150 PRN SOLE 0 0 150 STARBUCKS CORP A-Share 855244109 8121 150 PRN SOLE 0 0 150 MEDTRONIC PLC A-Share 0G5960L10 12355 143 PRN SOLE 0 0 143 3M CO A-Share 88579Y101 22029 125 PRN SOLE 0 0 125 ISHARES TR A-Share 46429B747 12132 120 PRN SOLE 0 0 120 BIOGEN INC A-Share 09062X103 31303 100 PRN SOLE 0 0 100 UNITED PARCEL SERVICE INC A-Share 911312106 10936 100 PRN SOLE 0 0 100 REVLON INC A-Share 761525609 3678 100 PRN SOLE 0 0 100 GOOGLE INC CL C A-Share 02079K107 31092 40 PRN SOLE 0 0 40 ALPHABET INC CLASS A A-Share 02079K305 32162 40 PRN SOLE 0 0 40 ISHARES TR A-Share 464287226 1686 15 PRN SOLE 0 0 15