0000950123-16-020834.txt : 20161025
0000950123-16-020834.hdr.sgml : 20161025
20161025123150
ACCESSION NUMBER: 0000950123-16-020834
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160930
FILED AS OF DATE: 20161025
DATE AS OF CHANGE: 20161025
EFFECTIVENESS DATE: 20161025
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Smith Affiliated Capital Corp.
CENTRAL INDEX KEY: 0001540138
IRS NUMBER: 131305799
STATE OF INCORPORATION: NY
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-14634
FILM NUMBER: 161949792
BUSINESS ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
BUSINESS PHONE: (212) 644-9440
MAIL ADDRESS:
STREET 1: 88 PINE STREET
CITY: NEW YORK
STATE: NY
ZIP: 10005
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001540138
XXXXXXXX
09-30-2016
09-30-2016
Smith Affiliated Capital Corp.
88 Pine Street
New York
NY
10005
13F HOLDINGS REPORT
028-14634
N
matthew smith
President
2126449440
matthew smith
new york
NY
10-25-2016
0
123
188426693
false
INFORMATION TABLE
2
form13fInfoTable.xml
INFORMATION TABLE FOR FORM 13F
SPROTT PHYSICAL GOLD TRUST
A-Share
85207H104
78868174
7202573
PRN
SOLE
0
0
7202573
CENTRAL FD CDA LTD
A-Share
153501101
92140743
6662382
PRN
SOLE
0
0
6662382
DOMINION RESOURC 5.750 10/01+54
Preferred
25746UBY4
552583
534000
PRN
SOLE
0
0
534000
AMERICAN EXPRESS 5.200 5/29/49
Preferred
025816BJ7
504375
500000
PRN
SOLE
0
0
500000
NATIONAL RURAL U 5.250 4/20/46
Preferred
637432NK7
539750
500000
PRN
SOLE
0
0
500000
STATE STREET COR 5.250 12/29/49
Preferred
857477AQ6
526250
500000
PRN
SOLE
0
0
500000
JPMORGAN CHASE & 7.900 4/29/49
Preferred
46625HHA1
513750
500000
PRN
SOLE
0
0
500000
BANK OF NEW YORK 4.950 12/29/49
Preferred
064058AD2
510045
500000
PRN
SOLE
0
0
500000
WELLS FARGO & CO 7.980 3/29/49
Preferred
949746PM7
512099
490000
PRN
SOLE
0
0
490000
BNSF FUNDING TRU 6.613 12/15+55
Preferred
05567SAA0
478860
415000
PRN
SOLE
0
0
415000
JPMORGAN CHASE & 5.150 5/01/23
Preferred
48124BAC9
201000
200000
PRN
SOLE
0
0
200000
MCEWEN MIN
A-Share
58039P107
171855
46827
PRN
SOLE
0
0
46827
PUBLIC STORAGE
A-Share
74460W800
804220
31600
PRN
SOLE
0
0
31600
SOUTHERN COMPANY
A-Share
842587206
879428
31600
PRN
SOLE
0
0
31600
THE CHARLES SCHWAB CORPORATION
A-Share
808513402
817641
29700
PRN
SOLE
0
0
29700
ENTERGY MISSISSIPPI, INC.
A-Share
29364N108
637500
25500
PRN
SOLE
0
0
25500
SCE TRUST V
A-Share
78409W201
662087
22300
PRN
SOLE
0
0
22300
U.S. BANCORP
A-Share
902973833
608424
20200
PRN
SOLE
0
0
20200
ISHARES TR MRTG PLS CAP IDX
A-Share
464288539
132479
12605
PRN
SOLE
0
0
12605
NAVIOS MARITIME PARTNERS L P
A-Share
0Y6226710
15290
11000
PRN
SOLE
0
0
11000
ANNALY CAP MGMT INC
A-Share
035710409
105000
10000
PRN
SOLE
0
0
10000
ISHARES TR RUSSELL 1000
A-Share
464287622
1137383
9442
PRN
SOLE
0
0
9442
GENERAL ELECTRIC CO
A-Share
369604103
273837
9245
PRN
SOLE
0
0
9245
OASIS PETE INC NEW
A-Share
674215108
91760
8000
PRN
SOLE
0
0
8000
DOMINION RESOURCES, INC.
A-Share
25746U844
193496
7600
PRN
SOLE
0
0
7600
VERIZON COMMUNICATIONS INC.
A-Share
92343V302
201168
7200
PRN
SOLE
0
0
7200
GOLDCORP INC NEW
A-Share
380956409
111973
6778
PRN
SOLE
0
0
6778
FREEPORT-MCMORAN, INC.
A-Share
35671D857
65160
6000
PRN
SOLE
0
0
6000
ANNALY CAP MGMT INC
A-Share
035710888
126550
5000
PRN
SOLE
0
0
5000
NEWMONT MINING CORP
A-Share
651639106
163996
4174
PRN
SOLE
0
0
4174
JPMORGAN CHASE & CO.
A-Share
46637G124
101422
3800
PRN
SOLE
0
0
3800
THE ALLSTATE CORPORATION
A-Share
020002408
96120
3600
PRN
SOLE
0
0
3600
COCA COLA CO
A-Share
191216100
127933
3023
PRN
SOLE
0
0
3023
AMERICAN ELEC PWR INC
A-Share
025537101
173367
2700
PRN
SOLE
0
0
2700
VANECK VECTORS ETF TR
A-Share
92189F791
117236
2647
PRN
SOLE
0
0
2647
ROYAL GOLD INC
A-Share
780287108
202944
2621
PRN
SOLE
0
0
2621
CONOCOPHILLIPS
A-Share
20825C104
113022
2600
PRN
SOLE
0
0
2600
BP PLC
A-Share
055622104
87900
2500
PRN
SOLE
0
0
2500
FRANCO NEVADA CORP
A-Share
351858105
173627
2485
PRN
SOLE
0
0
2485
BRISTOL MYERS SQUIBB CO
A-Share
110122108
124501
2309
PRN
SOLE
0
0
2309
SOUTHWEST AIRLS CO
A-Share
844741108
80075
2059
PRN
SOLE
0
0
2059
GENERAL ELEC CAP CORP
A-Share
369622428
51480
2000
PRN
SOLE
0
0
2000
PNC FINANCIAL SERVICES GROUP INC
A-Share
693475857
58340
2000
PRN
SOLE
0
0
2000
WINTRUST FINL CORP
A-Share
97650W405
58860
2000
PRN
SOLE
0
0
2000
CAPITAL ONE FINANCIAL CORPORATIO
A-Share
14040H709
56260
2000
PRN
SOLE
0
0
2000
AT&T INC
A-Share
00206R102
81220
2000
PRN
SOLE
0
0
2000
QWEST CORPORATION
A-Share
74913G105
54100
2000
PRN
SOLE
0
0
2000
CARLYLE GROUP L P
A-Share
14309L102
31140
2000
PRN
SOLE
0
0
2000
VIRNETX HLDG CORP
A-Share
92823T108
6120
2000
PRN
SOLE
0
0
2000
AEGON N.V.
A-Share
007924608
53400
2000
PRN
SOLE
0
0
2000
TEXAS INSTRS INC
A-Share
882508104
136009
1938
PRN
SOLE
0
0
1938
APPLE INC
A-Share
037833100
207447
1835
PRN
SOLE
0
0
1835
VISA INC
A-Share
92826C839
148860
1800
PRN
SOLE
0
0
1800
VIRGIN AMER INC
A-Share
92765X208
96318
1800
PRN
SOLE
0
0
1800
SILVER WHEATON CORP
A-Share
828336107
48411
1791
PRN
SOLE
0
0
1791
BLACKROCK CORPOR HI YLD FD INC
A-Share
09255P107
19357
1789
PRN
SOLE
0
0
1789
JETBLUE AIRWAYS CORP
A-Share
477143101
29308
1700
PRN
SOLE
0
0
1700
DELTA AIR LINES INC DEL
A-Share
247361702
66912
1700
PRN
SOLE
0
0
1700
NISOURCE INC
A-Share
65473P105
38576
1600
PRN
SOLE
0
0
1600
KRAFT HEINZ CO /THE
A-Share
500754106
143216
1600
PRN
SOLE
0
0
1600
PPG INDS INC
A-Share
693506107
148838
1440
PRN
SOLE
0
0
1440
ALTRIA GROUP INC
A-Share
02209S103
82199
1300
PRN
SOLE
0
0
1300
SANOFI
A-Share
80105N105
47738
1250
PRN
SOLE
0
0
1250
WGL HLDGS INC
A-Share
92924F106
71603
1142
PRN
SOLE
0
0
1142
ISHARES BC 3-7 TREASURY BOND
A-Share
464288661
142358
1125
PRN
SOLE
0
0
1125
LOWES COS INC
A-Share
548661107
79431
1100
PRN
SOLE
0
0
1100
MPLX LP
A-Share
55336V100
36907
1090
PRN
SOLE
0
0
1090
AGNICO EAGLE MINES LTD
A-Share
008474108
56456
1042
PRN
SOLE
0
0
1042
APOLLO COMMERCIAL REAL ESTATE FI
A-Share
03762U402
25750
1000
PRN
SOLE
0
0
1000
TJX COS INC NEW
A-Share
872540109
74780
1000
PRN
SOLE
0
0
1000
PROCTER & GAMBLE CO
A-Share
742718109
89750
1000
PRN
SOLE
0
0
1000
PFIZER INC
A-Share
717081103
33870
1000
PRN
SOLE
0
0
1000
TPG SPECIALTY LENDING INC
A-Share
87265K102
18110
1000
PRN
SOLE
0
0
1000
ALASKA AIR GROUP INC
A-Share
011659109
65860
1000
PRN
SOLE
0
0
1000
AETNA INC NEW
A-Share
00817Y108
113834
986
PRN
SOLE
0
0
986
LOCKHEED MARTIN CORP
A-Share
539830109
215748
900
PRN
SOLE
0
0
900
GILEAD SCIENCES INC
A-Share
375558103
71208
900
PRN
SOLE
0
0
900
DUKE ENERGY CORP NEW
A-Share
26441C204
69635
870
PRN
SOLE
0
0
870
DEVON ENERGY CORP NEW
A-Share
25179M103
35288
800
PRN
SOLE
0
0
800
PEPSICO INC
A-Share
713448108
87016
800
PRN
SOLE
0
0
800
RANDGOLD RES LTD
A-Share
752344309
76053
760
PRN
SOLE
0
0
760
UNITED CONTINENTAL HLDGS
A-Share
910047109
39352
750
PRN
SOLE
0
0
750
AMGEN INC
A-Share
031162100
117601
705
PRN
SOLE
0
0
705
UNITED TECHNOLOGIES CORP
A-Share
913017109
69901
688
PRN
SOLE
0
0
688
GENERAL MTRS CORP
A-Share
37045V100
21445
675
PRN
SOLE
0
0
675
KIMBERLY CLARK CORP
A-Share
494368103
78711
624
PRN
SOLE
0
0
624
COLGATE PALMOLIVE CO
A-Share
194162103
44484
600
PRN
SOLE
0
0
600
DIAGEO P L C
A-Share
25243Q205
69624
600
PRN
SOLE
0
0
600
CLOROX CO DEL
A-Share
189054109
75108
600
PRN
SOLE
0
0
600
AMERICAN EXPRESS CO
A-Share
025816109
36823
575
PRN
SOLE
0
0
575
WASTE MGMT INC DEL
A-Share
94106L109
35068
550
PRN
SOLE
0
0
550
ROCKWELL AUTOMATION INC
A-Share
773903109
65085
532
PRN
SOLE
0
0
532
COMCAST CORP NEW
A-Share
20030N101
33170
500
PRN
SOLE
0
0
500
DTE ENERGY CO
A-Share
233331107
46835
500
PRN
SOLE
0
0
500
SIEBERT FINL CORP
A-Share
826176109
690
500
PRN
SOLE
0
0
500
MICROSOFT CORP
A-Share
594918104
28800
500
PRN
SOLE
0
0
500
PAYCHEX INC
A-Share
704326107
28935
500
PRN
SOLE
0
0
500
SPDR GOLD TRUST
A-Share
78463V107
53020
422
PRN
SOLE
0
0
422
VERIZON COMMUNICATIONS INC
A-Share
92343V104
20792
400
PRN
SOLE
0
0
400
BOEING CO
A-Share
097023105
52696
400
PRN
SOLE
0
0
400
BORGWARNER INC
A-Share
099724106
14072
400
PRN
SOLE
0
0
400
AIR PRODS & CHEMS INC
A-Share
009158106
60136
400
PRN
SOLE
0
0
400
HONEYWELL INTL INC
A-Share
438516106
44304
380
PRN
SOLE
0
0
380
ROCKWELL COLLINS INC
A-Share
774341101
26989
320
PRN
SOLE
0
0
320
INTERNATIONAL BUSINESS MACHS
A-Share
459200101
47655
300
PRN
SOLE
0
0
300
CINCINNATI FINL CORP
A-Share
172062101
22626
300
PRN
SOLE
0
0
300
EATON CORP
A-Share
0G2918310
18005
274
PRN
SOLE
0
0
274
THERMO FISHER SCIENTIFIC INC
A-Share
883556102
39765
250
PRN
SOLE
0
0
250
ECOLAB INC
A-Share
278865100
30430
250
PRN
SOLE
0
0
250
L BRANDS,
A-Share
501797104
15569
220
PRN
SOLE
0
0
220
UNILEVER N V
A-Share
904784709
9220
200
PRN
SOLE
0
0
200
EQUIFAX INC
A-Share
294429105
26916
200
PRN
SOLE
0
0
200
PHILIP MORRIS INTL INC
A-Share
718172109
14583
150
PRN
SOLE
0
0
150
STARBUCKS CORP
A-Share
855244109
8121
150
PRN
SOLE
0
0
150
MEDTRONIC PLC
A-Share
0G5960L10
12355
143
PRN
SOLE
0
0
143
3M CO
A-Share
88579Y101
22029
125
PRN
SOLE
0
0
125
ISHARES TR
A-Share
46429B747
12132
120
PRN
SOLE
0
0
120
BIOGEN INC
A-Share
09062X103
31303
100
PRN
SOLE
0
0
100
UNITED PARCEL SERVICE INC
A-Share
911312106
10936
100
PRN
SOLE
0
0
100
REVLON INC
A-Share
761525609
3678
100
PRN
SOLE
0
0
100
GOOGLE INC CL C
A-Share
02079K107
31092
40
PRN
SOLE
0
0
40
ALPHABET INC CLASS A
A-Share
02079K305
32162
40
PRN
SOLE
0
0
40
ISHARES TR
A-Share
464287226
1686
15
PRN
SOLE
0
0
15