Chief Operations Officer

0000950123-21-001073.txt : 20210205 0000950123-21-001073.hdr.sgml : 20210205 20210205110700 ACCESSION NUMBER: 0000950123-21-001073 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210205 DATE AS OF CHANGE: 20210205 EFFECTIVENESS DATE: 20210205 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 21594615 BUSINESS ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001539948 XXXXXXXX 12-31-2020 12-31-2020 false United Asset Strategies, Inc.

377 Oak Street/STE 403 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Erin A. Gibbons Chief Operations Officer 516-222-0021 /s/ Erin A. Gibbons Garden City NY 02-05-2021 0 201 636152 false INFORMATION TABLE 2 2518.xml INFORMATION TABLE FOR FORM 13F ABBVIE INC COM 00287Y109 2676 24972 SH SOLE 24972 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 12067 24128 SH SOLE 24128 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 1154 7324 SH SOLE 7324 0 0 ADVANCED MICRO DEVICES INC COM 007903107 400 4362 SH SOLE 4362 0 0 AGCO CORP COM 001084102 805 7811 SH SOLE 7811 0 0 AGEAGLE AERIAL SYS INC NEW COM 00848K101 76 12703 SH SOLE 12703 0 0 AKARI THERAPEUTICS PLC SPONSORED ADR 00972G108 530 286611 SH SOLE 286611 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 804 5148 SH SOLE 5148 0 0 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 354 1519 SH SOLE 1519 0 0 ALPHABET INC CAP STK CL A 02079K305 11999 6846 SH SOLE 6846 0 0 ALPHABET INC CAP STK CL C 02079K107 1428 815 SH SOLE 815 0 0 ALTICE USA INC CL A 02156K103 8172 215789 SH SOLE 215789 0 0 ALTRIA GROUP INC COM 02209S103 434 10577 SH SOLE 10577 0 0 AMAZON COM INC COM 023135106 15249 4682 SH SOLE 4682 0 0 AMGEN INC COM 031162100 6662 28976 SH SOLE 28976 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 729 86313 SH SOLE 86313 0 0 APPLE INC COM 037833100 15919 119972 SH SOLE 119972 0 0 APPLE INC COM 037833100 14 400 SH Call SOLE 400 0 0 APPLE INC COM 037833100 1 100 SH Call SOLE 100 0 0 APPLIED MATLS INC COM 038222105 14556 168666 SH SOLE 168666 0 0 APTARGROUP INC COM 038336103 548 4000 SH SOLE 4000 0 0 ARK ETF TR AUTNMUS TECHNLGY 00214Q203 310 4058 SH SOLE 4058 0 0 ARK ETF TR INNOVATION ETF 00214Q104 989 7948 SH SOLE 7948 0 0 ARK ETF TR FINTECH INNOVA 00214Q708 340 6849 SH SOLE 6849 0 0 AT&T INC COM 00206R102 3687 128188 SH SOLE 128188 0 0 AUTODESK INC COM 052769106 918 3007 SH SOLE 3007 0 0 AUTONATION INC COM 05329W102 733 10497 SH SOLE 10497 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1275 5500 SH SOLE 5500 0 0 BIO RAD LABS INC CL A 090572207 426 730 SH SOLE 730 0 0 BK OF AMERICA CORP COM 060505104 3376 111369 SH SOLE 111369 0 0 BLACKSTONE GROUP INC COM CL A 09260D107 243 3750 SH SOLE 3750 0 0 BOEING CO COM 097023105 1069 4992 SH SOLE 4992 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 6850 182728 SH SOLE 182728 0 0 CADENCE DESIGN SYSTEM INC COM 127387108 861 6308 SH SOLE 6308 0 0 CATERPILLAR INC COM 149123101 348 1911 SH SOLE 1911 0 0 CHEVRON CORP NEW COM 166764100 707 8375 SH SOLE 8375 0 0 CIGNA CORP NEW COM 125523100 8222 39497 SH SOLE 39497 0 0 CISCO SYS INC COM 17275R102 1964 43885 SH SOLE 43885 0 0 CITIGROUP INC COM NEW 172967424 1136 18428 SH SOLE 18428 0 0 CLOROX CO DEL COM 189054109 1190 5892 SH SOLE 5892 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 1795 1950000 PRN SOLE 1950000 0 0 COCA COLA CO COM 191216100 9535 173864 SH SOLE 173864 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 9058 110533 SH SOLE 110533 0 0 COLGATE PALMOLIVE CO COM 194162103 387 4524 SH SOLE 4524 0 0 COMCAST CORP NEW CL A 20030N101 3266 62337 SH SOLE 62337 0 0 CONSOLIDATED EDISON INC COM 209115104 460 6369 SH SOLE 6369 0 0 COSTCO WHSL CORP NEW COM 22160K105 289 767 SH SOLE 767 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 1040 6531 SH SOLE 6531 0 0 DERMTECH INC COM 24984K105 274 8460 SH SOLE 8460 0 0 DISNEY WALT CO COM 254687106 2519 13902 SH SOLE 13902 0 0 DOLLAR GEN CORP NEW COM 256677105 10297 48962 SH SOLE 48962 0 0 DOMINION ENERGY INC COM 25746U109 8753 116396 SH SOLE 116396 0 0 EATON VANCE TAX-MANAGED BUY- COM 27828Y108 1195 77842 SH SOLE 77842 0 0 EBAY INC. COM 278642103 618 12300 SH SOLE 12300 0 0 ECOLAB INC COM 278865100 3645 16845 SH SOLE 16845 0 0 EMERSON ELEC CO COM 291011104 404 5021 SH SOLE 5021 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 404 20616 SH SOLE 20616 0 0 EPAM SYS INC COM 29414B104 782 2182 SH SOLE 2182 0 0 EXELON CORP COM 30161N101 337 7988 SH SOLE 7988 0 0 EXPEDITORS INTL WASH INC COM 302130109 5776 60726 SH SOLE 60726 0 0 EXXON MOBIL CORP COM 30231G102 421 10225 SH SOLE 10225 0 0 FACEBOOK INC CL A 30303M102 12029 44035 SH SOLE 44035 0 0 FIRSTENERGY CORP COM 337932107 680 22210 SH SOLE 22210 0 0 FORD MTR CO DEL COM 345370860 342 38896 SH SOLE 38896 0 0 FREEPORT-MCMORAN INC CL B 35671D857 357 13713 SH SOLE 13713 0 0 FREEPORT-MCMORAN INC CL B 35671D857 1 400 SH Call SOLE 400 0 0 GENERAL DYNAMICS CORP COM 369550108 447 3006 SH SOLE 3006 0 0 GENERAL ELECTRIC CO COM 369604103 293 27123 SH SOLE 27123 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 1721 46772 SH SOLE 46772 0 0 GLOBAL X FDS US INFR DEV ETF 37954Y673 8558 403487 SH SOLE 403487 0 0 HOME DEPOT INC COM 437076102 12314 46358 SH SOLE 46358 0 0 HUMANA INC COM 444859102 590 1439 SH SOLE 1439 0 0 INNOVATIVE INDL PPTYS INC COM 45781V101 243 1324 SH SOLE 1324 0 0 INTEL CORP COM 458140100 1699 34109 SH SOLE 34109 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1156 9182 SH SOLE 9182 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 852 25424 SH SOLE 25424 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 3027 135849 SH SOLE 135849 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 1142 16821 SH SOLE 16821 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 1462 4659 SH SOLE 4659 0 0 INVITATION HOMES INC COM 46187W107 6999 235671 SH SOLE 235671 0 0 ISHARES GOLD TRUST ISHARES 464285105 740 40827 SH SOLE 40827 0 0 ISHARES INC CORE MSCI EMKT 46434G103 9483 152857 SH SOLE 152857 0 0 ISHARES TR S&P 500 VAL ETF 464287408 4760 37179 SH SOLE 37179 0 0 ISHARES TR RUS 1000 ETF 464287622 1125 5312 SH SOLE 5312 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 223 924 SH SOLE 924 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 8672 44234 SH SOLE 44234 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 3840 29147 SH SOLE 29147 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 1528 5328 SH SOLE 5328 0 0 ISHARES TR RUS MD CP GR ETF 464287481 645 6286 SH SOLE 6286 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 331 2920 SH SOLE 2920 0 0 ISHARES TR NASDAQ BIOTECH 464287556 640 4223 SH SOLE 4223 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 963 11151 SH SOLE 11151 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 1517 12650 SH SOLE 12650 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2584 16381 SH SOLE 16381 0 0 ISHARES TR EXPANDED TECH 464287515 485 1369 SH SOLE 1369 0 0 ISHARES TR CORE US AGGBD ET 464287226 1328 11238 SH SOLE 11238 0 0 ISHARES TR EAFE VALUE ETF 464288877 2136 45262 SH SOLE 45262 0 0 ISHARES TR EAFE GRWTH ETF 464288885 673 6668 SH SOLE 6668 0 0 ISHARES TR U.S. MED DVC ETF 464288810 495 1511 SH SOLE 1511 0 0 ISHARES TR JPMORGAN USD EMG 464288281 574 4953 SH SOLE 4953 0 0 ISHARES TR 0-5 YR TIPS ETF 46429B747 951 9109 SH SOLE 9109 0 0 ISHARES TR US TREAS BD ETF 46429B267 275 10111 SH SOLE 10111 0 0 ISHARES TR CORE MSCI EURO 46434V738 7790 151902 SH SOLE 151902 0 0 ISHARES TR ESG AW MSCI EAFE 46435G516 237 3244 SH SOLE 3244 0 0 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 295 5887 SH SOLE 5887 0 0 JACOBS ENGR GROUP INC COM 469814107 10102 92715 SH SOLE 92715 0 0 JOHNSON & JOHNSON COM 478160104 754 4789 SH SOLE 4789 0 0 JOHNSON CTLS INTL PLC SHS G51502105 2913 62517 SH SOLE 62517 0 0 JPMORGAN CHASE & CO COM 46625H100 11770 92629 SH SOLE 92629 0 0 KIMBERLY-CLARK CORP COM 494368103 720 5341 SH SOLE 5341 0 0 KLA CORP COM NEW 482480100 789 3048 SH SOLE 3048 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 5220 25645 SH SOLE 25645 0 0 LINDE PLC SHS G5494J103 1273 4832 SH SOLE 4832 0 0 LOCKHEED MARTIN CORP COM 539830109 1788 5036 SH SOLE 5036 0 0 MANAGED PORTFOLIO SERIES TORTOISE NRAM PI 56167N720 782 45142 SH SOLE 45142 0 0 MARATHON OIL CORP COM 565849106 105 15680 SH SOLE 15680 0 0 MASTERCARD INCORPORATED CL A 57636Q104 11812 33092 SH SOLE 33092 0 0 MCDONALDS CORP COM 580135101 3455 16102 SH SOLE 16102 0 0 MCKESSON CORP COM 58155Q103 7012 40320 SH SOLE 40320 0 0 MEDTRONIC PLC SHS G5960L103 10719 91502 SH SOLE 91502 0 0 MERCADOLIBRE INC COM 58733R102 312 186 SH SOLE 186 0 0 MERCK & CO. INC COM 58933Y105 602 7356 SH SOLE 7356 0 0 METLIFE INC COM 59156R108 1411 30044 SH SOLE 30044 0 0 MICRON TECHNOLOGY INC COM 595112103 248 3305 SH SOLE 3305 0 0 MICROSOFT CORP COM 594918104 20551 92399 SH SOLE 92399 0 0 MICROVISION INC DEL COM NEW 594960304 59 11000 SH SOLE 11000 0 0 MONDELEZ INTL INC CL A 609207105 7397 126515 SH SOLE 126515 0 0 NETFLIX INC COM 64110L106 484 895 SH SOLE 895 0 0 NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 10 10000 PRN SOLE 10000 0 0 NEXTERA ENERGY INC COM 65339F101 330 4274 SH SOLE 4274 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 108 11145 SH SOLE 11145 0 0 NVIDIA CORPORATION COM 67066G104 269 516 SH SOLE 516 0 0 ORACLE CORP COM 68389X105 930 14379 SH SOLE 14379 0 0 PALO ALTO NETWORKS INC COM 697435105 16919 47608 SH SOLE 47608 0 0 PAYCHEX INC COM 704326107 1368 14680 SH SOLE 14680 0 0 PAYPAL HLDGS INC COM 70450Y103 360 1537 SH SOLE 1537 0 0 PEPSICO INC COM 713448108 3235 21811 SH SOLE 21811 0 0 PFIZER INC COM 717081103 4927 133862 SH SOLE 133862 0 0 PHILIP MORRIS INTL INC COM 718172109 453 5477 SH SOLE 5477 0 0 PROCTER AND GAMBLE CO COM 742718109 3197 22980 SH SOLE 22980 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 712 39627 SH SOLE 39627 0 0 QORVO INC COM 74736K101 815 4901 SH SOLE 4901 0 0 QUALCOMM INC COM 747525103 1360 8928 SH SOLE 8928 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 1557 21772 SH SOLE 21772 0 0 ROCKWELL AUTOMATION INC COM 773903109 246 980 SH SOLE 980 0 0 ROKU INC COM CL A 77543R102 245 738 SH SOLE 738 0 0 SALESFORCE COM INC COM 79466L302 257 1153 SH SOLE 1153 0 0 SALESFORCE COM INC COM 79466L302 0 100 SH Call SOLE 100 0 0 SCHWAB CHARLES CORP COM 808513105 7692 145018 SH SOLE 145018 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 3486 55599 SH SOLE 55599 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 3586 49544 SH SOLE 49544 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 9156 241581 SH SOLE 241581 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 9918 336439 SH SOLE 336439 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 4611 52074 SH SOLE 52074 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 24345 187243 SH SOLE 187243 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 3945 58494 SH SOLE 58494 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 6309 55619 SH SOLE 55619 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4741 29487 SH SOLE 29487 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 1899 28143 SH SOLE 28143 0 0 SHERWIN WILLIAMS CO COM 824348106 642 874 SH SOLE 874 0 0 SHOPIFY INC CL A 82509L107 328 290 SH SOLE 290 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 754 4932 SH SOLE 4932 0 0 SOUTHERN CO COM 842587107 2163 35203 SH SOLE 35203 0 0 SPDR GOLD TR GOLD SHS 78463V107 17845 100051 SH SOLE 100051 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 922 21872 SH SOLE 21872 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 697 20642 SH SOLE 20642 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 3910 10459 SH SOLE 10459 0 0 SPDR SER TR S&P BIOTECH 78464A870 1231 8744 SH SOLE 8744 0 0 SPDR SER TR S&P HOMEBUILD 78464A888 498 8635 SH SOLE 8635 0 0 SPDR SER TR S&P REGL BKG 78464A698 1019 19623 SH SOLE 19623 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 1508 37320 SH SOLE 37320 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 393 4741 SH SOLE 4741 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 5311 58031 SH SOLE 58031 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 5389 122595 SH SOLE 122595 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 942 26313 SH SOLE 26313 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 278 6096 SH SOLE 6096 0 0 SYNCHRONY FINANCIAL COM 87165B103 7916 228063 SH SOLE 228063 0 0 T-MOBILE US INC COM 872590104 7785 57731 SH SOLE 57731 0 0 TAKE-TWO INTERACTIVE SOFTWAR COM 874054109 790 3804 SH SOLE 3804 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1777 74559 SH SOLE 74559 0 0 TESLA INC COM 88160R101 1862 2638 SH SOLE 2638 0 0 TEXAS INSTRS INC COM 882508104 358 2184 SH SOLE 2184 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 8744 18774 SH SOLE 18774 0 0 UBER TECHNOLOGIES INC COM 90353T100 281 5519 SH SOLE 5519 0 0 UBER TECHNOLOGIES INC COM 90353T100 18 500 SH Call SOLE 500 0 0 UNION PAC CORP COM 907818108 409 1964 SH SOLE 1964 0 0 UNITED PARCEL SERVICE INC CL B 911312106 2273 13500 SH SOLE 13500 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 491 2246 SH SOLE 2246 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 231 1116 SH SOLE 1116 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 932 5306 SH SOLE 5306 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 365 7292 SH SOLE 7292 0 0 VANGUARD SCOTTSDALE FDS MORTG-BACK SEC 92206C771 13179 243746 SH SOLE 243746 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 341 1960 SH SOLE 1960 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 224 1000 SH SOLE 1000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1501 25545 SH SOLE 25545 0 0 VISA INC COM CL A 92826C839 673 3076 SH SOLE 3076 0 0 WARNER MUSIC GROUP CORP COM CL A 934550203 4863 128011 SH SOLE 128011 0 0 WASTE MGMT INC DEL COM 94106L109 7600 64441 SH SOLE 64441 0 0 WILLIAMS COS INC COM 969457100 1169 58319 SH SOLE 58319 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 12991 517559 SH SOLE 517559 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 1607 10428 SH SOLE 10428 0 0