President

0000950123-20-004194.txt : 20200508 0000950123-20-004194.hdr.sgml : 20200508 20200508155002 ACCESSION NUMBER: 0000950123-20-004194 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200331 FILED AS OF DATE: 20200508 DATE AS OF CHANGE: 20200508 EFFECTIVENESS DATE: 20200508 FILER: COMPANY DATA: COMPANY CONFORMED NAME: United Asset Strategies, Inc. CENTRAL INDEX KEY: 0001539948 IRS NUMBER: 113104524 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15136 FILM NUMBER: 20860365 BUSINESS ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 BUSINESS PHONE: 516-222-0021 MAIL ADDRESS: STREET 1: 377 OAK STREET/STE 403 CITY: GARDEN CITY STATE: NY ZIP: 11530 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539948 XXXXXXXX 03-31-2020 03-31-2020 United Asset Strategies, Inc.

377 Oak Street/STE 403 Garden City NY 11530

13F HOLDINGS REPORT 028-15136 N Lee DeLorenzo President 516-222-0021 /s/ Lee DeLorenzo Garden City NY 05-08-2020 0 178 403160 false INFORMATION TABLE 2 form13fInfoTable.xml INFORMATION TABLE FOR FORM 13F ADOBE INC COM 00724F101 482 1515 SH SOLE 1515 0 0 ADVANCED MICRO DEVICES INC COM 007903107 203 4470 SH SOLE 4470 0 0 ALEXION PHARMACEUTICALS INC COM 015351109 386 4303 SH SOLE 4303 0 0 ALPHABET INC CAP STK CL C 02079K107 988 850 SH SOLE 850 0 0 ALPHABET INC CAP STK CL A 02079K305 7690 6618 SH SOLE 6618 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 44 12845 SH SOLE 12845 0 0 ALTRIA GROUP INC COM 02209S103 536 13859 SH SOLE 13859 0 0 AMAZON COM INC COM 023135106 9834 5044 SH SOLE 5044 0 0 AMGEN INC COM 031162100 5467 26969 SH SOLE 26969 0 0 ANNALY CAPITAL MANAGEMENT IN COM 035710409 420 82853 SH SOLE 82853 0 0 APPLE INC COM 037833100 8383 32967 SH SOLE 32967 0 0 APPLIED MATLS INC COM 038222105 608 13273 SH SOLE 13273 0 0 APTARGROUP INC COM 038336103 456 4584 SH SOLE 4584 0 0 AT&T INC COM 00206R102 3475 119194 SH SOLE 119194 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1098 6007 SH SOLE 6007 0 0 BIO RAD LABS INC CL A 090572207 256 730 SH SOLE 730 0 0 BK OF AMERICA CORP COM 060505104 418 19697 SH SOLE 19697 0 0 BOEING CO COM 097023105 623 4174 SH SOLE 4174 0 0 BOSTON PROPERTIES INC COM 101121101 5944 64443 SH SOLE 64443 0 0 BP PLC SPONSORED ADR 055622104 288 11796 SH SOLE 11796 0 0 BRITISH AMERN TOB PLC SPONSORED ADR 110448107 1669 48829 SH SOLE 48829 0 0 CATERPILLAR INC DEL COM 149123101 222 1912 SH SOLE 1912 0 0 CF INDS HLDGS INC COM 125269100 347 12770 SH SOLE 12770 0 0 CHEVRON CORP NEW COM 166764100 5011 69155 SH SOLE 69155 0 0 CIGNA CORP NEW COM 125523100 516 2913 SH SOLE 2913 0 0 CISCO SYS INC COM 17275R102 1811 46069 SH SOLE 46069 0 0 CITIGROUP INC COM NEW 172967424 3645 86539 SH SOLE 86539 0 0 CLOROX CO DEL COM 189054109 944 5448 SH SOLE 5448 0 0 CLOVIS ONCOLOGY INC NOTE 2.500% 9/1 189464AB6 1745 1960000 SH SOLE 1960000 0 0 COCA COLA CO COM 191216100 1656 37417 SH SOLE 37417 0 0 COGNIZANT TECHNOLOGY SOLUTIO CL A 192446102 3969 85404 SH SOLE 85404 0 0 COLGATE PALMOLIVE CO COM 194162103 1741 26231 SH SOLE 26231 0 0 COMCAST CORP NEW CL A 20030N101 1642 47767 SH SOLE 47767 0 0 COMERICA INC COM 200340107 682 23239 SH SOLE 23239 0 0 CONSOLIDATED EDISON INC COM 209115104 597 7654 SH SOLE 7654 0 0 COSTCO WHSL CORP NEW COM 22160K105 788 2764 SH SOLE 2764 0 0 CROWN CASTLE INTL CORP NEW COM 22822V101 854 5914 SH SOLE 5914 0 0 D R HORTON INC COM 23331A109 319 9384 SH SOLE 9384 0 0 DISNEY WALT CO COM DISNEY 254687106 2 100 SH Call SOLE 100 0 0 DISNEY WALT CO COM DISNEY 254687106 4734 49007 SH SOLE 49007 0 0 DOLLAR GEN CORP NEW COM 256677105 7671 50797 SH SOLE 50797 0 0 DOMINION ENERGY INC COM 25746U109 6799 94176 SH SOLE 94176 0 0 EATON VANCE TX MNG BY WRT OP COM 27828Y108 941 78005 SH SOLE 78005 0 0 ECOLAB INC COM 278865100 3345 21468 SH SOLE 21468 0 0 EMERSON ELEC CO COM 291011104 1933 40561 SH SOLE 40561 0 0 ENSERVCO CORP COM 29358Y102 4 30000 SH SOLE 30000 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 279 19503 SH SOLE 19503 0 0 EPAM SYS INC COM 29414B104 516 2779 SH SOLE 2779 0 0 EXELON CORP COM 30161N101 277 7518 SH SOLE 7518 0 0 EXPEDITORS INTL WASH INC COM 302130109 3197 47924 SH SOLE 47924 0 0 EXXON MOBIL CORP COM 30231G102 1115 29364 SH SOLE 29364 0 0 EXXON MOBIL CORP COM 30231G102 0 1300 SH Call SOLE 1300 0 0 FACEBOOK INC CL A 30303M102 0 100 SH Call SOLE 100 0 0 FACEBOOK INC CL A 30303M102 7379 44236 SH SOLE 44236 0 0 FIRSTENERGY CORP COM 337932107 8976 224005 SH SOLE 224005 0 0 FLIR SYS INC COM 302445101 854 26776 SH SOLE 26776 0 0 FORD MTR CO DEL COM 345370860 74 15232 SH SOLE 15232 0 0 FREEPORT-MCMORAN INC CL B 35671D857 97 14328 SH SOLE 14328 0 0 GENERAL DYNAMICS CORP COM 369550108 5281 39912 SH SOLE 39912 0 0 GENERAL ELECTRIC CO COM 369604103 0 500 SH Call SOLE 500 0 0 GENERAL ELECTRIC CO COM 369604103 230 28907 SH SOLE 28907 0 0 GILEAD SCIENCES INC COM 375558103 1274 17037 SH SOLE 17037 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 2015 53180 SH SOLE 53180 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1126 7284 SH SOLE 7284 0 0 GRAINGER W W INC COM 384802104 444 1785 SH SOLE 1785 0 0 GW PHARMACEUTICALS PLC ADS 36197T103 362 4133 SH SOLE 4133 0 0 HOME DEPOT INC COM 437076102 8543 45754 SH SOLE 45754 0 0 HUMANA INC COM 444859102 421 1340 SH SOLE 1340 0 0 INTEL CORP COM 458140100 6710 123985 SH SOLE 123985 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1149 10360 SH SOLE 10360 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 169 10000 SH SOLE 10000 0 0 INVESCO EXCHANGE TRADED FD T AEROSPACE DEFN 46137V100 1505 30184 SH SOLE 30184 0 0 INVESCO EXCHANGE-TRADED FD T SR LN ETF 46138G508 1716 83847 SH SOLE 83847 0 0 INVESCO EXCHANGE-TRADED FD T PFD ETF 46138E511 1878 142741 SH SOLE 142741 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 772 4054 SH SOLE 4054 0 0 ISHARES GOLD TRUST ISHARES 464285105 597 39625 SH SOLE 39625 0 0 ISHARES INC CORE MSCI EMKT 46434G103 6178 152665 SH SOLE 152665 0 0 ISHARES TR S&P 500 VAL ETF 464287408 4062 42207 SH SOLE 42207 0 0 ISHARES TR 1 3 YR TREAS BD 464287457 966 11150 SH SOLE 11150 0 0 ISHARES TR U.S. BAS MTL ETF 464287838 382 5508 SH SOLE 5508 0 0 ISHARES TR 20 YR TR BD ETF 464287432 2299 13936 SH SOLE 13936 0 0 ISHARES TR BARCLAYS 7 10 YR 464287440 661 5440 SH SOLE 5440 0 0 ISHARES TR EAFE GRWTH ETF 464288885 813 11440 SH SOLE 11440 0 0 ISHARES TR CORE MSCI EURO 46434V738 5630 151847 SH SOLE 151847 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 599 3974 SH SOLE 3974 0 0 ISHARES TR NASDAQ BIOTECH 464287556 755 7008 SH SOLE 7008 0 0 ISHARES TR US TREAS BD ETF 46429B267 1343 47936 SH SOLE 47936 0 0 ISHARES TR RUS MD CP GR ETF 464287481 418 3437 SH SOLE 3437 0 0 ISHARES TR IBOXX INV CP ETF 464287242 825 6682 SH SOLE 6682 0 0 ISHARES TR JPMORGAN USD EMG 464288281 835 8634 SH SOLE 8634 0 0 ISHARES TR PFD AND INCM SEC 464288687 1983 62283 SH SOLE 62283 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 334 2112 SH SOLE 2112 0 0 ISHARES TR U.S. REAL ES ETF 464287739 642 9227 SH SOLE 9227 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 1465 17861 SH SOLE 17861 0 0 ISHARES TR RUS 1000 ETF 464287622 838 5919 SH SOLE 5919 0 0 ISHARES U S ETF TR SHT MAT BD ETF 46431W507 417 8602 SH SOLE 8602 0 0 JACOBS ENGR GROUP INC COM 469814107 2543 32077 SH SOLE 32077 0 0 JOHNSON & JOHNSON COM 478160104 726 5540 SH SOLE 5540 0 0 JOHNSON CTLS INTL PLC SHS G51502105 1183 43867 SH SOLE 43867 0 0 JPMORGAN CHASE & CO COM 46625H100 5720 63535 SH SOLE 63535 0 0 KELLOGG CO COM 487836108 1110 18498 SH SOLE 18498 0 0 KIMBERLY CLARK CORP COM 494368103 636 4971 SH SOLE 4971 0 0 KINDER MORGAN INC DEL COM 49456B101 140 10052 SH SOLE 10052 0 0 KLA CORPORATION COM NEW 482480100 431 3001 SH SOLE 3001 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 2833 22412 SH SOLE 22412 0 0 LAUDER ESTEE COS INC CL A 518439104 431 2705 SH SOLE 2705 0 0 LOCKHEED MARTIN CORP COM 539830109 1795 5294 SH SOLE 5294 0 0 LOWES COS INC COM 548661107 671 7795 SH SOLE 7795 0 0 MARATHON OIL CORP COM 565849106 59 17910 SH SOLE 17910 0 0 MASTERCARD INC CL A 57636Q104 3192 13216 SH SOLE 13216 0 0 MCDONALDS CORP COM 580135101 1892 11444 SH SOLE 11444 0 0 MCKESSON CORP COM 58155Q103 2082 15392 SH SOLE 15392 0 0 MEDTRONIC PLC SHS G5960L103 8393 93066 SH SOLE 93066 0 0 MERCK & CO. INC COM 58933Y105 621 8068 SH SOLE 8068 0 0 METLIFE INC COM 59156R108 904 29574 SH SOLE 29574 0 0 MICRON TECHNOLOGY INC COM 595112103 558 13259 SH SOLE 13259 0 0 MICROSOFT CORP COM 594918104 15647 99216 SH SOLE 99216 0 0 MONDELEZ INTL INC CL A 609207105 2245 44831 SH SOLE 44831 0 0 NETFLIX INC COM 64110L106 339 902 SH SOLE 902 0 0 NEW YORK MTG TR INC NOTE 6.250% 1/1 649604AD7 4 10000 SH SOLE 10000 0 0 NIKE INC CL B 654106103 2227 26916 SH SOLE 26916 0 0 NUVEEN PFD & INCM SECURTIES COM 67072C105 94 12895 SH SOLE 12895 0 0 ORACLE CORP COM 68389X105 693 14331 SH SOLE 14331 0 0 PALO ALTO NETWORKS INC COM 697435105 7694 46924 SH SOLE 46924 0 0 PAYCHEX INC COM 704326107 933 14827 SH SOLE 14827 0 0 PEPSICO INC COM 713448108 2020 16823 SH SOLE 16823 0 0 PFIZER INC COM 717081103 1900 58223 SH SOLE 58223 0 0 PHILIP MORRIS INTL INC COM 718172109 431 5908 SH SOLE 5908 0 0 PRECISION DRILLING CORP COM 2010 74022D308 6 17975 SH SOLE 17975 0 0 PROCTER & GAMBLE CO COM 742718109 2787 25340 SH SOLE 25340 0 0 PROSHARES TR SHORT S&P 500 NE 74347B425 3501 126583 SH SOLE 126583 0 0 QUALCOMM INC COM 747525103 501 7412 SH SOLE 7412 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 2825 50981 SH SOLE 50981 0 0 SELECT SECTOR SPDR TR RL EST SEL SEC 81369Y860 297 9588 SH SOLE 9588 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 18330 228069 SH SOLE 228069 0 0 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 381 8462 SH SOLE 8462 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 4230 43124 SH SOLE 43124 0 0 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 7351 82985 SH SOLE 82985 0 0 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 6927 332690 SH SOLE 332690 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 3821 64759 SH SOLE 64759 0 0 SELECT SECTOR SPDR TR COMMUNICATION 81369Y852 890 20120 SH SOLE 20120 0 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 10235 187906 SH SOLE 187906 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 842 28980 SH SOLE 28980 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 14286 96494 SH SOLE 96494 0 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 358 12582 SH SOLE 12582 0 0 SPDR INDEX SHS FDS PORTFOLIO DEVLPD 78463X889 685 28625 SH SOLE 28625 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 4321 16763 SH SOLE 16763 0 0 SPDR SER TR SPDR BLOOMBERG 78468R663 19024 207613 SH SOLE 207613 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 307 6424 SH SOLE 6424 0 0 SPDR SER TR PORTFOLIO S&P600 78468R853 306 14032 SH SOLE 14032 0 0 SPDR SER TR S&P BIOTECH 78464A870 739 9543 SH SOLE 9543 0 0 SPDR SER TR PORTFOLIO S&P500 78464A854 4552 150495 SH SOLE 150495 0 0 SPDR SER TR PORTFOLIO S&P400 78464A847 317 12497 SH SOLE 12497 0 0 STARBUCKS CORP COM 855244109 234 3556 SH SOLE 3556 0 0 TEKLA HEALTHCARE INVS SH BEN INT 87911J103 1297 72845 SH SOLE 72845 0 0 TESLA INC COM 88160R101 340 649 SH SOLE 649 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 5321 18764 SH SOLE 18764 0 0 TJX COS INC NEW COM 872540109 207 4321 SH SOLE 4321 0 0 TRAVELERS COMPANIES INC COM 89417E109 516 5191 SH SOLE 5191 0 0 TRUIST FINL CORP COM 89832Q109 3960 128409 SH SOLE 128409 0 0 UBER TECHNOLOGIES INC COM 90353T100 289 10353 SH SOLE 10353 0 0 UBER TECHNOLOGIES INC COM 90353T100 7 500 SH Call SOLE 500 0 0 UNION PAC CORP COM 907818108 243 1726 SH SOLE 1726 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1254 13421 SH SOLE 13421 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1548 16411 SH SOLE 16411 0 0 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 624 11084 SH SOLE 11084 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 211 1640 SH SOLE 1640 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 740 6247 SH SOLE 6247 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 310 9252 SH SOLE 9252 0 0 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 455 3305 SH SOLE 3305 0 0 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 228 1375 SH SOLE 1375 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 1283 23874 SH SOLE 23874 0 0 VIACOMCBS INC CL B 92556H206 1277 91131 SH SOLE 91131 0 0 VISA INC COM CL A 92826C839 526 3262 SH SOLE 3262 0 0 WASTE MGMT INC DEL COM 94106L109 5483 59236 SH SOLE 59236 0 0 WELLS FARGO CO NEW COM 949746101 200 6970 SH SOLE 6970 0 0 WISDOMTREE TR FLOATNG RAT TREA 97717X628 7926 315641 SH SOLE 315641 0 0 ZIMMER BIOMET HOLDINGS INC COM 98956P102 1128 11157 SH SOLE 11157 0 0