0001544890-20-000011.txt : 20200702 0001544890-20-000011.hdr.sgml : 20200702 20200702162212 ACCESSION NUMBER: 0001544890-20-000011 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200702 DATE AS OF CHANGE: 20200702 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Romano Paul Anthony JR CENTRAL INDEX KEY: 0001544180 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35816 FILM NUMBER: 201009653 MAIL ADDRESS: STREET 1: 1103 KING EDWARD CITY: ST. CHARLES STATE: IL ZIP: 60174 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Atlas Financial Holdings, Inc. CENTRAL INDEX KEY: 0001539894 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 275466079 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 953 AMERICAN LANE, 3RD FLOOR CITY: SCHAUMBURG STATE: IL ZIP: 60173 BUSINESS PHONE: 847-472-6700 MAIL ADDRESS: STREET 1: 953 AMERICAN LANE, 3RD FLOOR CITY: SCHAUMBURG STATE: IL ZIP: 60173 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-03-12 0 0001539894 Atlas Financial Holdings, Inc. AFH 0001544180 Romano Paul Anthony JR 1103 KING EDWARD ST. CHARLES IL 60174 0 1 0 0 CFO Restricted Common Stock 2020-03-12 4 J 0 20000 D 79922 D Options (Common Shares) 20.29 2020-03-12 4 J 0 20000 0 D 2020-03-12 2020-03-12 Common Shares 20000 40000 D Atlas Financial Holdings, Inc. issued its executive officers restricted shares, the vesting of which was linked to the book value of the company's stock over a 5 year period. A portion of these shares did not qualify for vesting during the subject period and therefore were classified as unvested at the end of the award period of 3/12/2020. As a result of the unvested nature and the tolling of the award period these shares were cancelled as of 3/12/2020 to authorized and unissued accordingly. Pursuant to grant. Cost basis zero. Atlas Financial Holdings, Inc. issued its executive officers stock options, the vesting of which was linked to the book value of the company's stock over a 5 year period. A portion of these options did not qualify for vesting during the subject period and therefore were classified as unvested at the end of the award period of 3/12/2020. As a result of the unvested nature and the tolling of the award period these options are cancelled as of 3/12/2020. //Paul Romano// 2020-03-12