0001628280-24-031096.txt : 20240703 0001628280-24-031096.hdr.sgml : 20240703 20240703160742 ACCESSION NUMBER: 0001628280-24-031096 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240701 FILED AS OF DATE: 20240703 DATE AS OF CHANGE: 20240703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Anderson Charles A CENTRAL INDEX KEY: 0001623596 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 241100113 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Financial, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] ORGANIZATION NAME: 02 Finance IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 FORMER COMPANY: FORMER CONFORMED NAME: Triumph Bancorp, Inc. DATE OF NAME CHANGE: 20120113 4 1 wk-form4_1720037255.xml FORM 4 X0508 4 2024-07-01 0 0001539638 Triumph Financial, Inc. TFIN 0001623596 Anderson Charles A 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 1 0 0 0 0 Common Stock 2024-07-01 4 A 0 468 0 A 129658 D Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant. Consists of (i) 115,317 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 14,341 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Kim Anderson. /s/ Adam D. Nelson, Attorney-in-fact 2024-07-03