0001628280-24-020263.txt : 20240503
0001628280-24-020263.hdr.sgml : 20240503
20240503160046
ACCESSION NUMBER: 0001628280-24-020263
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240501
FILED AS OF DATE: 20240503
DATE AS OF CHANGE: 20240503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Graft Aaron P
CENTRAL INDEX KEY: 0001621666
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36722
FILM NUMBER: 24912839
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Triumph Financial, Inc.
CENTRAL INDEX KEY: 0001539638
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 200477066
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: (214) 365-6900
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
FORMER COMPANY:
FORMER CONFORMED NAME: Triumph Bancorp, Inc.
DATE OF NAME CHANGE: 20120113
4
1
wk-form4_1714766433.xml
FORM 4
X0508
4
2024-05-01
0
0001539638
Triumph Financial, Inc.
TFIN
0001621666
Graft Aaron P
12700 PARK CENTRAL DRIVE
SUITE 1700
DALLAS
TX
75251
1
1
0
0
President & CEO
0
Common Stock
2024-05-01
4
A
0
6293
0
A
173996
D
Common Stock
2024-05-01
4
A
0
5016
0
A
179012
D
Common Stock
2024-05-01
4
F
0
3806
72
D
175206
D
Common Stock
3315
I
By Spouse
Employee Stock Options
72
2024-05-01
4
A
0
12148
0
A
2034-05-01
Common Stock
12148
12148
D
Employee Stock Options
51.25
2033-05-01
Common Stock
15823
15823
D
Employee Stock Options
69.44
2032-05-01
Common Stock
10886
10886
D
Employee Stock Options
88.63
2031-05-01
Common Stock
8269
8269
D
Employee Stock Options
26.25
2030-05-01
Common Stock
9767
9767
D
Employee Stock Options
31
2029-05-01
Common Stock
7103
7103
D
Employee Stock Options
38.75
2028-05-01
Common Stock
9739
9739
D
Employee Stock Options
25.80
2027-05-01
Common Stock
11883
11883
D
Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock units and performance awards.
Consists of (i) 159,733 shares beneficially owned by reporting person, and (ii) 15,473 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA.
Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
/s/ Adam D. Nelson, Attorney-in-fact
2024-05-03