0001628280-24-003058.txt : 20240202
0001628280-24-003058.hdr.sgml : 20240202
20240202160742
ACCESSION NUMBER: 0001628280-24-003058
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240201
FILED AS OF DATE: 20240202
DATE AS OF CHANGE: 20240202
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rafferty Michael P
CENTRAL INDEX KEY: 0001621769
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36722
FILM NUMBER: 24591419
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Triumph Financial, Inc.
CENTRAL INDEX KEY: 0001539638
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
ORGANIZATION NAME: 02 Finance
IRS NUMBER: 200477066
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: (214) 365-6900
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
FORMER COMPANY:
FORMER CONFORMED NAME: Triumph Bancorp, Inc.
DATE OF NAME CHANGE: 20120113
4
1
wk-form4_1706908050.xml
FORM 4
X0508
4
2024-02-01
0
0001539638
Triumph Financial, Inc.
TFIN
0001621769
Rafferty Michael P
12700 PARK CENTRAL DRIVE
SUITE 1700
DALLAS
TX
75251
1
0
0
0
0
Common Stock
2024-02-01
4
A
0
538
0
A
36469
D
Depository Shares
8000
D
Represents shares of common stock of issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. All of such shares were fully vested as of the date of grant.
Consists of (i) 20,335 shares of common stock of Issuer beneficially owned by reporting person, and (ii) 16,134 shares of common stock of Issuer beneficially owned jointly with reporting person's spouse Linda Rafferty.
Each Depository Share represents a 1/40th interest in a share of the Issuer's 7.125% Series C Fixed Rate Non-Cumulative Perpetual Preferred Stock, par value $0.01 per share.
/s/ Adam D. Nelson, Attorney-in-fact
2024-02-02