0001628280-23-015247.txt : 20230503
0001628280-23-015247.hdr.sgml : 20230503
20230503163804
ACCESSION NUMBER: 0001628280-23-015247
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230501
FILED AS OF DATE: 20230503
DATE AS OF CHANGE: 20230503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Adam D
CENTRAL INDEX KEY: 0001621766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36722
FILM NUMBER: 23884765
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Triumph Financial, Inc.
CENTRAL INDEX KEY: 0001539638
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 200477066
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: (214) 365-6900
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
FORMER COMPANY:
FORMER CONFORMED NAME: Triumph Bancorp, Inc.
DATE OF NAME CHANGE: 20120113
4
1
wf-form4_168314626403283.xml
FORM 4
X0407
4
2023-05-01
0
0001539638
Triumph Financial, Inc.
TFIN
0001621766
Nelson Adam D
12700 PARK CENTRAL DRIVE
SUITE 1700
DALLAS
TX
75251
0
1
0
0
EVP and General Counsel
0
Common Stock
2023-05-01
4
A
0
1463
0
A
27901
D
Common Stock
2023-05-01
4
A
0
5428
0
A
33329
D
Common Stock
2023-05-01
4
F
0
2279
51.25
D
31050
D
Employee Stock Options
51.25
2023-05-01
4
A
0
2976
0
A
2033-05-01
Common Stock
2976.0
2976
D
Employee Stock Options
69.44
2032-05-01
Common Stock
2187.0
2187
D
Employee Stock Options
88.63
2031-05-01
Common Stock
1802.0
1802
D
Employee Stock Options
26.25
2030-05-01
Common Stock
4598.0
4598
D
Employee Stock Options
31.0
2029-05-01
Common Stock
2529.0
2529
D
Employee Stock Options
38.75
2028-05-01
Common Stock
3508.0
3508
D
Employee Stock Options
25.8
2027-04-01
Common Stock
5023.0
5023
D
Employee Stock Options
15.87
2026-04-01
Common Stock
10539.0
10539
D
Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date.
Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of restricted stock or restricted stock unit and performance awards.
Consists of (i) 28,080 shares beneficially owned by reporting person, and (ii) 2,970 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
Adam D. Nelson
2023-05-03