0001209191-23-011120.txt : 20230221 0001209191-23-011120.hdr.sgml : 20230221 20230221160553 ACCESSION NUMBER: 0001209191-23-011120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230216 FILED AS OF DATE: 20230221 DATE AS OF CHANGE: 20230221 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Voss William B. CENTRAL INDEX KEY: 0001878805 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 23648067 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE, SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Financial, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 FORMER COMPANY: FORMER CONFORMED NAME: Triumph Bancorp, Inc. DATE OF NAME CHANGE: 20120113 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-16 0 0001539638 Triumph Financial, Inc. TFIN 0001878805 Voss William B. 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 0 1 0 0 Chief Financial Officer Common Stock 2023-02-16 4 A 0 8520 0.00 A 20390 D Common Stock 2023-02-16 4 F 0 3271 64.17 D 17119 D Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards. Consists of (i) 12,032 shares beneficially owned by reporting person, and (ii) 5,087 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. /s/ Adam D. Nelson, Attorney-in-fact 2023-02-21