0001209191-23-011118.txt : 20230221
0001209191-23-011118.hdr.sgml : 20230221
20230221160533
ACCESSION NUMBER: 0001209191-23-011118
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230216
FILED AS OF DATE: 20230221
DATE AS OF CHANGE: 20230221
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Adam D
CENTRAL INDEX KEY: 0001621766
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36722
FILM NUMBER: 23648062
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Triumph Financial, Inc.
CENTRAL INDEX KEY: 0001539638
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 200477066
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: (214) 365-6900
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
FORMER COMPANY:
FORMER CONFORMED NAME: Triumph Bancorp, Inc.
DATE OF NAME CHANGE: 20120113
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2023-02-16
0
0001539638
Triumph Financial, Inc.
TFIN
0001621766
Nelson Adam D
12700 PARK CENTRAL DRIVE
SUITE 1700
DALLAS
TX
75251
0
1
0
0
EVP and General Counsel
Common Stock
2023-02-16
4
A
0
17750
0.00
A
32802
D
Common Stock
2023-02-16
4
F
0
6364
64.17
D
26438
D
Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units.
Represents the number of shares forfeited to cover tax withholding obligations in connection with the vesting of performance awards.
Consists of (i) 23,905 shares beneficially owned by reporting person, and (ii) 2,533 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements.
/s/ Adam D. Nelson
2023-02-21