0001209191-23-005719.txt : 20230131 0001209191-23-005719.hdr.sgml : 20230131 20230131164535 ACCESSION NUMBER: 0001209191-23-005719 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221223 FILED AS OF DATE: 20230131 DATE AS OF CHANGE: 20230131 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graft Aaron P CENTRAL INDEX KEY: 0001621666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 23573107 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Financial, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 FORMER COMPANY: FORMER CONFORMED NAME: Triumph Bancorp, Inc. DATE OF NAME CHANGE: 20120113 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-12-23 0 0001539638 Triumph Financial, Inc. TFIN 0001621666 Graft Aaron P 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 1 1 0 0 President & CEO Common Stock 2022-12-23 5 G 0 E 2950 0.00 D 245157 D Common Stock 2022-12-27 5 G 0 E 175 0.00 D 244982 D Common Stock 2023-01-30 4 S 0 34000 54.00 D 210982 D Common Stock 3315 I By Spouse Represents a gift by the reporting person to a 501(c)(3) charitable organization. The reported price in column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price. Consists of (i) 201,244 shares beneficially owned by reporting person, and (ii) 9,738 shares of restricted stock of the reporting person subject to future vesting requirements. 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA /s/ Adam D. Nelson, Attorney-in-fact 2023-01-31