0001209191-22-027120.txt : 20220504 0001209191-22-027120.hdr.sgml : 20220504 20220504164143 ACCESSION NUMBER: 0001209191-22-027120 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220501 FILED AS OF DATE: 20220504 DATE AS OF CHANGE: 20220504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Adam D CENTRAL INDEX KEY: 0001621766 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 22892183 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Bancorp, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2022-05-01 0 0001539638 Triumph Bancorp, Inc. TBK 0001621766 Nelson Adam D 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 0 1 0 0 EVP and General Counsel Common Stock 2022-05-01 4 A 0 1012 0.00 A 12188 D Common Stock 2022-05-01 4 A 0 2864 0.00 A 15052 D Employee Stock Options 69.44 2022-05-01 4 A 0 2187 0.00 A 2032-05-01 Common Stock 2187 2187 D Employee Stock Options 88.63 2031-05-01 Common Stock 1802 1802 D Employee Stock Options 26.25 2030-05-01 Common Stock 4598 4598 D Employee Stock Options 31.00 2029-05-01 Common Stock 2529 2529 D Employee Stock Options 38.75 2028-05-01 Common Stock 3508 3508 D Employee Stock Options 25.80 2027-04-01 Common Stock 5023 5023 D Employee Stock Options 15.87 2026-04-01 Common Stock 10539 10539 D Each share is represented by a Restricted Stock Unit ("RSU"). The RSUs will vest on the ratably on each of the first four anniversaries of the grant date. Represents the number of shares earned upon satisfaction of performance goals in connection with performance-based restricted stock units. Consists of (i) 12,519 shares beneficially owned by reporting person, and (ii) 2,533 shares of restricted stock or restricted stock units of the reporting person subject to future vesting requirements. Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. /s/ Adam D. Nelson 2022-05-04