0001209191-19-027495.txt : 20190503 0001209191-19-027495.hdr.sgml : 20190503 20190503173141 ACCESSION NUMBER: 0001209191-19-027495 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190501 FILED AS OF DATE: 20190503 DATE AS OF CHANGE: 20190503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Nelson Adam D CENTRAL INDEX KEY: 0001621766 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 19797377 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Bancorp, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 4/A 1 doc4a.xml FORM 4/A SUBMISSION X0306 4/A 2019-05-01 2019-05-03 0 0001539638 Triumph Bancorp, Inc. TBK 0001621766 Nelson Adam D 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 0 1 0 0 EVP and General Counsel Common Stock 2019-05-01 4 A 0 818 0.00 A 18556 D Common Stock 2019-05-01 4 F 0 72 31.00 D 18484 D Employee Stock Options 31.00 2019-05-01 4 A 0 2529 0.00 A 2029-05-01 Common Stock 2529 2529 D Employee Stock Options 38.75 2028-05-01 Common Stock 3508 3508 D Employee Stock Options 25.80 2027-04-01 Common Stock 5023 5023 D Employee Stock Options 15.87 2026-04-01 Common Stock 10539 10539 D Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant. Consists of (i) 14,722 shares beneficially owned by reporting person, and (ii) 3,834 shares of restricted stock of the reporting person subject to future vesting requirements. Represents 72 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/19 vesting of 299 shares of restricted stock issued to reporting person. Consists of (i) 14,949 shares beneficially owned by Reporting Person, and (ii) 3,535 shares of restricted stock of the reporting person subject to future vesting requirements. Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan. Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant. The original Form 4 filed on May 3, 2019 is amended by this Form 4 amendment to correctly reflect the number of non-qualified stock options granted on May 1, 2019 to reporting person under Issuer's 2014 Omnibus Incentive Plan. No oher changes have been made to the original Form 4. /s/ Adam D. Nelson 2019-05-03