0001209191-19-027495.txt : 20190503
0001209191-19-027495.hdr.sgml : 20190503
20190503173141
ACCESSION NUMBER: 0001209191-19-027495
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190501
FILED AS OF DATE: 20190503
DATE AS OF CHANGE: 20190503
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nelson Adam D
CENTRAL INDEX KEY: 0001621766
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36722
FILM NUMBER: 19797377
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Triumph Bancorp, Inc.
CENTRAL INDEX KEY: 0001539638
STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022]
IRS NUMBER: 200477066
STATE OF INCORPORATION: TX
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
BUSINESS PHONE: (214) 365-6900
MAIL ADDRESS:
STREET 1: 12700 PARK CENTRAL DRIVE
STREET 2: SUITE 1700
CITY: DALLAS
STATE: TX
ZIP: 75251
4/A
1
doc4a.xml
FORM 4/A SUBMISSION
X0306
4/A
2019-05-01
2019-05-03
0
0001539638
Triumph Bancorp, Inc.
TBK
0001621766
Nelson Adam D
12700 PARK CENTRAL DRIVE
SUITE 1700
DALLAS
TX
75251
0
1
0
0
EVP and General Counsel
Common Stock
2019-05-01
4
A
0
818
0.00
A
18556
D
Common Stock
2019-05-01
4
F
0
72
31.00
D
18484
D
Employee Stock Options
31.00
2019-05-01
4
A
0
2529
0.00
A
2029-05-01
Common Stock
2529
2529
D
Employee Stock Options
38.75
2028-05-01
Common Stock
3508
3508
D
Employee Stock Options
25.80
2027-04-01
Common Stock
5023
5023
D
Employee Stock Options
15.87
2026-04-01
Common Stock
10539
10539
D
Represents shares of restricted common stock of Issuer granted to the reporting person under Issuer's 2014 Omnibus Incentive Plan. One fourth of such shares shall vest on each of the first four anniversaries of the date of grant.
Consists of (i) 14,722 shares beneficially owned by reporting person, and (ii) 3,834 shares of restricted stock of the reporting person subject to future vesting requirements.
Represents 72 shares surrendered to satisfy applicable federal income tax withholding associated with the 5/1/19 vesting of 299 shares of restricted stock issued to reporting person.
Consists of (i) 14,949 shares beneficially owned by Reporting Person, and (ii) 3,535 shares of restricted stock of the reporting person subject to future vesting requirements.
Represents non-qualified stock options of Issuer granted to reporting person under Issuer's 2014 Omnibus Incentive Plan.
Exercise of the employee stock option is subject to vesting over four years from the date of grant, with one fourth of such options becoming exercisable on each of the first four anniversaries of the date of grant.
The original Form 4 filed on May 3, 2019 is amended by this Form 4 amendment to correctly reflect the number of non-qualified stock options granted on May 1, 2019 to reporting person under Issuer's 2014 Omnibus Incentive Plan. No oher changes have been made to the original Form 4.
/s/ Adam D. Nelson
2019-05-03