0001209191-18-060957.txt : 20181204 0001209191-18-060957.hdr.sgml : 20181204 20181204172020 ACCESSION NUMBER: 0001209191-18-060957 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181203 FILED AS OF DATE: 20181204 DATE AS OF CHANGE: 20181204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Graft Aaron P CENTRAL INDEX KEY: 0001621666 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36722 FILM NUMBER: 181217819 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Triumph Bancorp, Inc. CENTRAL INDEX KEY: 0001539638 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 200477066 STATE OF INCORPORATION: TX FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 BUSINESS PHONE: (214) 365-6900 MAIL ADDRESS: STREET 1: 12700 PARK CENTRAL DRIVE STREET 2: SUITE 1700 CITY: DALLAS STATE: TX ZIP: 75251 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-12-03 0 0001539638 Triumph Bancorp, Inc. TBK 0001621666 Graft Aaron P 12700 PARK CENTRAL DRIVE SUITE 1700 DALLAS TX 75251 1 1 0 0 President & CEO Common Stock 2018-12-03 4 S 0 10000 37.84 D 335291 D Common Stock 3315 I By Spouse Shares were sold pursuant to a Rule 10b5-1 trading plan established by the Reporting Person. Sale was for 10,000 of the 40,000 total shares subject to the plan, the remainder of which shares may be sold during the next 11 months, subject to certain restrictions and limitations. The reported price in Column 4 represents the weighted average sale price. Consists of (i) 325,928 shares beneficially owned by reporting person, and (ii) 9,363 shares of restricted stock of the reporting person subject to future time vesting requirements. 3,315 shares indirectly owned through reporting person's spouse, by Goldman Sachs custodian FBO Kimberly Graft Roth IRA. Reporting person disclaims beneficial ownership of these shares except to the extent of his pecuniary interest therein. /s/ Adam D. Nelson, Attorney-in-fact 2018-12-04