0000899243-17-004026.txt : 20170214 0000899243-17-004026.hdr.sgml : 20170214 20170214175323 ACCESSION NUMBER: 0000899243-17-004026 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170210 FILED AS OF DATE: 20170214 DATE AS OF CHANGE: 20170214 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy John A CENTRAL INDEX KEY: 0001539519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 17611504 MAIL ADDRESS: STREET 1: 4009 64TH ST CITY: BETHESDA STATE: MD ZIP: 20816 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-10 0 0001569391 KCG Holdings, Inc. KCG 0001539519 McCarthy John A KCG HOLDINGS, INC., 300 VESEY STREET NEW YORK NY 10282 0 1 0 0 General Counsel Class A Common Stock, par value $0.01 per share 2017-02-10 4 S 0 9495 D 43179 D Class A Common Stock, par value $0.01 per share 2017-02-13 4 S 0 22179 D 21000 D Represents the sale of 9,495 shares in multiple transactions at prices ranging from $14.56 to $14.57 per share, resulting in a weighted average sale price per share of $14.56. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. Represents the sale of 22,179 shares in multiple transactions at prices ranging from $14.39 to $14.66 per share, resulting in a weighted average sale price per share of $14.50. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. /s/ Robert McQueen as attorney-in-fact for John McCarthy 2017-02-14