0000899243-17-003015.txt : 20170207 0000899243-17-003015.hdr.sgml : 20170207 20170207205513 ACCESSION NUMBER: 0000899243-17-003015 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170203 FILED AS OF DATE: 20170207 DATE AS OF CHANGE: 20170207 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 646-682-6000 MAIL ADDRESS: STREET 1: 300 VESEY STREET CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy John A CENTRAL INDEX KEY: 0001539519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 17580710 MAIL ADDRESS: STREET 1: 4009 64TH ST CITY: BETHESDA STATE: MD ZIP: 20816 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-02-03 0 0001569391 KCG Holdings, Inc. KCG 0001539519 McCarthy John A KCG HOLDINGS, INC. 300 VESEY STREET NEW YORK NY 10282 0 1 0 0 General Counsel Restricted Stock Units 2017-02-03 4 M 0 21541 D 99838 D Class A Common Stock, par value $0.01 per share 2017-02-03 4 M 0 21541 A 51634 D Class A Common Stock, par value $0.01 per share 2017-02-03 4 F 0 7955 14.24 D 43679 D Restricted Stock Units 2017-02-04 4 M 0 13603 D 86235 D Class A Common Stock, par value $0.01 per share 2017-02-04 4 M 0 13603 A 57282 D Class A Common Stock, par value $0.01 per share 2017-02-04 4 F 0 5010 14.24 D 52272 D Restricted Stock Units 2017-02-05 4 M 0 15042 D 71193 D Class A Common Stock, par value $0.01 per share 2017-02-05 4 M 0 15042 A 67314 D Class A Common Stock, par value $0.01 per share 2017-02-05 4 F 0 5547 14.24 D 61767 D Represents restricted stock units that vested into Class A Common Stock of KCG Holdings, Inc. on a one-for-one basis. /s/ Robert McQueen as attorney-in-fact for John McCarthy 2017-02-07