0000899243-15-007585.txt : 20151104 0000899243-15-007585.hdr.sgml : 20151104 20151104163006 ACCESSION NUMBER: 0000899243-15-007585 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151102 FILED AS OF DATE: 20151104 DATE AS OF CHANGE: 20151104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: KCG Holdings, Inc. CENTRAL INDEX KEY: 0001569391 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 BUSINESS PHONE: 201-222-9400 MAIL ADDRESS: STREET 1: 545 WASHINGTON BOULEVARD CITY: JERSEY CITY STATE: NJ ZIP: 07310 FORMER COMPANY: FORMER CONFORMED NAME: Knight Holdco, Inc. DATE OF NAME CHANGE: 20130211 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: McCarthy John A CENTRAL INDEX KEY: 0001539519 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54991 FILM NUMBER: 151197311 MAIL ADDRESS: STREET 1: 4009 64TH ST CITY: BETHESDA STATE: MD ZIP: 20816 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2015-11-02 0 0001569391 KCG Holdings, Inc. KCG 0001539519 McCarthy John A KCG HOLDINGS, INC. 545 WASHINGTON BOULEVARD JERSEY CITY NJ 07310 0 1 0 0 General Counsel Class A Common Stock, par value $0.01 per share 2015-11-02 4 S 0 27264 D 14953 D Class A Common Stock, par value $0.01 per share 2015-11-03 4 S 0 12736 D 2217 D Restricted Stock Units 88570 D Represents the sale of 27,264 shares in multiple transactions at prices ranging from $12.74 to $13.00 per share, resulting in a weighted average sale price per share of $12.95. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. Represents the sale of 12,736 shares in multiple transactions at prices ranging from $12.77 to $13.04 per share, resulting in a weighted average sale price per share of $12.97. The reporting person undertakes to provide the SEC, the Issuer, or any security holder of the Issuer, upon request, full information pertaining to the number of shares sold at each price. /s/ Robert McQueen as attorney-in-fact for John McCarthy 2015-11-04