0001539338-18-000009.txt : 20181009 0001539338-18-000009.hdr.sgml : 20181009 20181009114553 ACCESSION NUMBER: 0001539338-18-000009 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180930 FILED AS OF DATE: 20181009 DATE AS OF CHANGE: 20181009 EFFECTIVENESS DATE: 20181009 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Advisory Group CENTRAL INDEX KEY: 0001539338 IRS NUMBER: 760536640 STATE OF INCORPORATION: TX FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14635 FILM NUMBER: 181112883 BUSINESS ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-627-7660 MAIL ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001539338 XXXXXXXX 09-30-2018 09-30-2018 Financial Advisory Group

5599 SAN FELIPE SUITE 900 HOUSTON TX 77056

13F HOLDINGS REPORT 028-14635 N Steven J Rife 713-624-4208 Steven J Rife Houston TX 10-09-2018 0 66 378790 false INFORMATION TABLE 2 exported.xml FINGROUP2018Q313F 3M COMPANY COM 88579Y101 831 3946 SH SOLE 0 0 0 3946 ABBOTT LABS COM 002824100 242 3300 SH SOLE 0 0 0 3300 ABBVIE INC COM 00287Y109 378 4000 SH SOLE 0 0 0 4000 ALPHABET INC CAP STK CL C 02079K107 463 388 SH SOLE 0 0 0 388 ALPHABET INC CAP STK CL A 02079K305 527 437 SH SOLE 0 0 0 437 ALTRIA GROUP INC COM 02209S103 241 4000 SH SOLE 0 0 0 4000 AMAZON COM INC COM 023135106 803 401 SH SOLE 0 0 0 401 AMERICAN ELECTRIC TECHS COM 025576109 21 29207 SH SOLE 0 0 0 29207 AMGEN INC COM 031162100 213 1027 SH SOLE 0 0 0 1027 ANTHEM INC COM 036752103 223 812 SH SOLE 0 0 0 812 APPLE INC COM 037833100 3814 16896 SH SOLE 0 0 0 16896 BAXTER INTERNATIONAL INC COM 071813109 439 5694 SH SOLE 0 0 0 5694 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 1584 7400 SH SOLE 0 0 0 7400 BERKSHIRE HATHAWAY INC DEL CL A 084670108 320 1 SH SOLE 0 0 0 1 BOEING CO COM 097023105 1513 4068 SH SOLE 0 0 0 4068 CENTERSTATE BANKS INC COM 15201P109 428 15261 SH SOLE 0 0 0 15261 CHEVRON CORPORATION COM 166764100 344 2810 SH SOLE 0 0 0 2810 COCA COLA CO COM 191216100 218 4720 SH SOLE 0 0 0 4720 CONTINENTAL RESOURCES INC COM 212015101 322 4720 SH SOLE 0 0 0 4720 DBX ETF TR XTRAK MSCI EAFE 233051200 55225 1707636 SH SOLE 0 0 0 1707636 ENTERPRISE PRODS PARTNERS L COM 293792107 303 10558 SH SOLE 0 0 0 10558 EXXON MOBIL CORPORATION COM 30231G102 1959 23043 SH SOLE 0 0 0 23043 FACEBOOK INC CL A 30303M102 287 1746 SH SOLE 0 0 0 1746 HOME DEPOT INC COM 437076102 1160 5601 SH SOLE 0 0 0 5601 INVESCO ACTIVELY MANAGD ETF ULTRA SHRT DUR 46090A887 26254 522718 SH SOLE 0 0 0 522718 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 3561 33338 SH SOLE 0 0 0 33338 INVESCO EXCHANGE TRADED FD T S&P500 PUR VAL 46137V258 12131 176710 SH SOLE 0 0 0 176710 INVESCO EXCH TRD SLF IDX FD BULSHS2018 COR 46138J106 1061 50182 SH SOLE 0 0 0 50182 INVESCO EXCH TRD SLF IDX FD BULSHS 2019 CB 46138J304 8990 426455 SH SOLE 0 0 0 426455 INVESCO EXCH TRD SLF IDX FD BULSHS 2020 CB 46138J502 2018 95746 SH SOLE 0 0 0 95746 INVESCO EXCH TRD SLF IDX FD BULSHS 2021 CB 46138J700 2613 126002 SH SOLE 0 0 0 126002 INVESCO EXCH TRD SLF IDX FD BULSHS 2022 CB 46138J882 2543 123126 SH SOLE 0 0 0 123126 INVESCO EXCH TRD SLF IDX FD BULSHS 2023 CB 46138J866 2098 103749 SH SOLE 0 0 0 103749 INVESCO EXCH TRD SLF IDX FD BULSHS 2024 CB 46138J841 1030 51230 SH SOLE 0 0 0 51230 ISHARES TR 7-10 Y TR BD ETF 464287440 48038 474827 SH SOLE 0 0 0 474827 ISHARES TR CORE MSCI EAFE 46432F842 1165 18178 SH SOLE 0 0 0 18178 ISHARES TR CORE MSCI EMKT 46434G103 390 7530 SH SOLE 0 0 0 7530 ISHARES TR HDG MSCI EAFE 46434V803 1737 58000 SH SOLE 0 0 0 58000 ISHARES TR RUSSELL MIDCAP 464287499 1947 8832 SH SOLE 0 0 0 8832 JOHNSON JOHNSON COM 478160104 846 6121 SH SOLE 0 0 0 6121 JP MORGAN CHASE CO ALERIAN ML ETN 46625H365 346 12600 SH SOLE 0 0 0 12600 MC DONALDS CORP COM 580135101 705 4213 SH SOLE 0 0 0 4213 MICROSOFT CORP COM 594918104 691 6045 SH SOLE 0 0 0 6045 PEPSICO INCORPORATED COM 713448108 1000 8944 SH SOLE 0 0 0 8944 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 965 9497 SH SOLE 0 0 0 9497 POWERSHARES ETF TR II SP500 LOW VOL 73937B779 11055 223243 SH SOLE 0 0 0 223243 POWERSHS QQQ TRUST SER 1 UNIT SER 1 73935A104 3300 17763 SH SOLE 0 0 0 17763 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 274 4015 SH SOLE 0 0 0 4015 SPDR GOLD TRUST GOLD SHS 78463V107 237 2105 SH SOLE 0 0 0 2105 S P D R SP 500 ETF TR EXPIRING 01/22/21 TR UNIT 78462F103 82053 282240 SH SOLE 0 0 0 282240 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 602 8650 SH SOLE 0 0 0 8650 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 622 10759 SH SOLE 0 0 0 10759 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 35492 134237 SH SOLE 0 0 0 134237 SPDR SERIES TRUST SP DIVID ETF 78464A763 509 5195 SH SOLE 0 0 0 5195 SPDR SP MIDCAP 400 ETF TR UTSER1 SPDCRP 78467Y107 33836 92079 SH SOLE 0 0 0 92079 TEXAS INSTRS INC COM 882508104 233 2170 SH SOLE 0 0 0 2170 ULTRA PETROLEUM CORP COM NEW 903914208 23 20326 SH SOLE 0 0 0 20326 UNION PACIFIC CORP COM 907818108 586 3600 SH SOLE 0 0 0 3600 UNITED TECHNOLOGIES CORP COM 913017109 1222 8737 SH SOLE 0 0 0 8737 VANGUARD INDEX FDS LARGE CAP ETF 922908637 10160 76101 SH SOLE 0 0 0 76101 VANGUARD INDEX FDS GROWTH ETF 922908736 4703 29204 SH SOLE 0 0 0 29204 VANGUARD INDEX FDS TOTAL STK MKT 922908769 238 1591 SH SOLE 0 0 0 1591 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 299 2700 SH SOLE 0 0 0 2700 WALGREENS BOOTS ALLIANCE INC COM 931427108 576 7900 SH SOLE 0 0 0 7900 WAL-MART STORES INC COM 931142103 503 5355 SH SOLE 0 0 0 5355 WELLS FARGO & CO NEW COM 949746101 280 5324 SH SOLE 0 0 0 5324