0001539338-15-000006.txt : 20151110 0001539338-15-000006.hdr.sgml : 20151110 20151106181038 ACCESSION NUMBER: 0001539338-15-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20150930 FILED AS OF DATE: 20151109 DATE AS OF CHANGE: 20151106 EFFECTIVENESS DATE: 20151109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Financial Advisory Group CENTRAL INDEX KEY: 0001539338 IRS NUMBER: 760536640 STATE OF INCORPORATION: TX FISCAL YEAR END: 1211 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-14635 FILM NUMBER: 151213551 BUSINESS ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 BUSINESS PHONE: 713-627-7660 MAIL ADDRESS: STREET 1: 5599 SAN FELIPE STREET 2: SUITE 900 CITY: HOUSTON STATE: TX ZIP: 77056 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001539338 XXXXXXXX 09-30-2015 09-30-2015 Financial Advisory Group

5599 SAN FELIPE SUITE 900 HOUSTON TX 77056

13F HOLDINGS REPORT 028-14635 N Steven J Rife 713-627-7660 Steven J Rife Houston TX 11-06-2015 0 52 201637 false INFORMATION TABLE 2 fingroup13F2015Q3.xml AMERICAN ELECTRIC TECH INC COM 025576109 76 29207 SH SOLE 0 0 0 29207 APPLE INC COM 037833100 600 5437 SH SOLE 0 0 0 5437 BAXTER INTL INC COM 071813109 187 5694 SH SOLE 0 0 0 5694 BOEING CO COM 097023105 998 7622 SH SOLE 0 0 0 7622 CHEVRON CORP NEW COM 166764100 500 6343 SH SOLE 0 0 0 6343 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2022 18383M258 206 10010 SH SOLE 0 0 0 10010 CLAYMORE EXCHANGE TRD FD TR GUGG BULSH 2021 18383M266 481 23093 SH SOLE 0 0 0 23093 CLAYMORE EXCHANGE TRD FD TR GUGG BULL 2015 18383M423 12133 468818 SH SOLE 0 0 0 468818 CLAYMORE EXCHANGE TRD FD TR GUG BULL2020 E 18383M514 730 34308 SH SOLE 0 0 0 34308 CLAYMORE EXCHANGE TRD FD TR GUG BULL2019 E 18383M522 11103 521746 SH SOLE 0 0 0 521746 CLAYMORE EXCHANGE TRD FD TR GUG BULL2018 E 18383M530 1620 76334 SH SOLE 0 0 0 76334 COCA COLA CO COM 191216100 271 6749 SH SOLE 0 0 0 6749 DBX ETF TR XTRAK MSCI EAFE 233051200 29425 1128255 SH SOLE 0 0 0 1128255 DISNEY WALT CO COM DISNEY 254687106 830 8122 SH SOLE 0 0 0 8122 EMERSON ELEC CO COM 291011104 189 4275 SH SOLE 0 0 0 4275 ENERGY TRANSFER EQUITY L P COM UT LTD PTN 29273V100 213 10212 SH SOLE 0 0 0 10212 ENTERPRISE PRODS PARTNERS L COM 293792107 286 11482 SH SOLE 0 0 0 11482 EXXON MOBIL CORP COM 30231G102 2250 30268 SH SOLE 0 0 0 30268 GENERAL ELECTRIC CO COM 369604103 306 12152 SH SOLE 0 0 0 12152 ALPHABET INC CL A 38259P508 358 589 SH SOLE 0 0 0 589 ALPHABET INC CL C 38259P706 376 589 SH SOLE 0 0 0 589 HOME DEPOT INC COM 437076102 828 7170 SH SOLE 0 0 0 7170 ISHARES TR RUS MID-CAP ETF 464287499 4122 26496 SH SOLE 0 0 0 26496 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 4909 161527 SH SOLE 0 0 0 161527 JOHNSON & JOHNSON COM 478160104 295 3157 SH SOLE 0 0 0 3157 MCDONALDS CORP COM 580135101 584 5928 SH SOLE 0 0 0 5928 MICROSOFT CORP COM 594918104 222 5014 SH SOLE 0 0 0 5014 NAVIDEA BIOPHARMACEUTICALS I COM 63937X103 23 10000 SH SOLE 0 0 0 10000 NIKE INC CL B 654106103 369 3000 SH SOLE 0 0 0 3000 PEPSICO INC COM 713448108 1372 14548 SH SOLE 0 0 0 14548 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 1815 18015 SH SOLE 0 0 0 18015 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 5353 52601 SH SOLE 0 0 0 52601 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 10612 295273 SH SOLE 0 0 0 295273 PRECISION CASTPARTS CORP COM 740189105 299 1300 SH SOLE 0 0 0 1300 PROCTER & GAMBLE CO COM 742718109 260 3619 SH SOLE 0 0 0 3619 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 3434 46678 SH SOLE 0 0 0 46678 SPDR S&P 500 ETF TR TR UNIT 78462F103 27456 143305 SH SOLE 0 0 0 143305 SPDR GOLD TRUST GOLD SHS 78463V107 266 2485 SH SOLE 0 0 0 2485 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1927 26704 SH SOLE 0 0 0 26704 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 32597 200560 SH SOLE 0 0 0 200560 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 19297 77532 SH SOLE 0 0 0 77532 SCHLUMBERGER LTD COM 806857108 371 5373 SH SOLE 0 0 0 5373 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 157 3144 SH SOLE 0 0 0 3144 SPECTRA ENERGY CORP COM 847560109 251 9540 SH SOLE 0 0 0 9540 3M CO COM 88579Y101 534 3768 SH SOLE 0 0 0 3768 UNION PAC CORP COM 907818108 301 3400 SH SOLE 0 0 0 3400 UNITED TECHNOLOGIES CORP COM 913017109 770 8657 SH SOLE 0 0 0 8657 VANGUARD INDEX FDS LARGE CAP ETF 922908637 8260 93815 SH SOLE 0 0 0 93815 VANGUARD INDEX FDS GROWTH ETF 922908736 10735 107037 SH SOLE 0 0 0 107037 WAL-MART STORES INC COM 931142103 725 11189 SH SOLE 0 0 0 11189 WELLS FARGO & CO NEW COM 949746101 218 4242 SH SOLE 0 0 0 4242 TRANSOCEAN LTD REG SHS H8817H100 137 10636 SH SOLE 0 0 0 10636