0001538716-23-000103.txt : 20230615
0001538716-23-000103.hdr.sgml : 20230615
20230615165037
ACCESSION NUMBER: 0001538716-23-000103
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230614
FILED AS OF DATE: 20230615
DATE AS OF CHANGE: 20230615
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kirscht Patrick
CENTRAL INDEX KEY: 0001786250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 231018108
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4
1
wk-form4_1686862228.xml
FORM 4
X0407
4
2023-06-14
0
0001538716
Oportun Financial Corp
OPRT
0001786250
Kirscht Patrick
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
1
0
0
Chief Credit Officer
0
Common Stock
2023-06-14
4
M
0
22727
4.40
A
262403
D
Common Stock
2023-06-14
4
F
0
17065
5.86
D
245338
D
Common Stock
2023-06-14
4
M
0
45454
4.40
A
290792
D
Common Stock
2023-06-14
4
F
0
40521
5.86
D
250271
D
Common Stock
2900
I
By Child 1
Common Stock
2900
I
By Child 2
Stock Option (Right to Buy)
4.40
2023-06-14
4
M
0
22727
4.40
D
2023-07-24
Common Stock
22727
0
D
Stock Option (Right to Buy)
4.40
2023-06-14
4
M
0
45454
4.40
D
2023-08-09
Common Stock
45454
0
D
Represents tender of previously owned shares to cover the exercise price of the stock options.
Represents shares withheld by the issuer to pay the exercise price and taxes pursuant to the "net exercise" of 45,454 option shares.
The option is fully vested.
/s/Kathleen Layton (Attorney-in-Fact)
2023-06-15