0001538716-22-000176.txt : 20220901 0001538716-22-000176.hdr.sgml : 20220901 20220901172003 ACCESSION NUMBER: 0001538716-22-000176 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220830 FILED AS OF DATE: 20220901 DATE AS OF CHANGE: 20220901 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vazquez Raul CENTRAL INDEX KEY: 0001578544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 221222337 MAIL ADDRESS: STREET 1: 500 STAPLES DR. CITY: FRAMINGHAM STATE: MA ZIP: 01702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_166206718963638.xml FORM 4 X0306 4 2022-08-30 0 0001538716 Oportun Financial Corp OPRT 0001578544 Vazquez Raul OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 1 1 0 0 Chief Executive Officer Common Stock 2022-05-25 5 G 0 E 7948 0 D 954776 D Common Stock 2022-05-25 5 G 0 E 7948 0 A 180812 I See footnote Common Stock 2022-08-30 4 M 0 29353 A 984129 D Common Stock 2022-08-30 4 F 0 14554 5.33 D 969575 D Restricted Stock Units 2022-08-30 4 M 0 29353 0 D Common Stock 29353.0 0 D This transaction involved a transfer of securities by the Reporting Person to a family trust for which the Reporting Person is the Trustee. These shares are held in a family trust for which the Reporting Person is the Trustee. Each restricted stock unit represents the right to receive at settlement, one share of common stock. No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. The restricted stock units fully vested on August 30, 2022. /s/ Kathleen Layton (Attorney-in-Fact) 2022-09-01