0001538716-22-000074.txt : 20220329
0001538716-22-000074.hdr.sgml : 20220329
20220329172951
ACCESSION NUMBER: 0001538716-22-000074
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220325
FILED AS OF DATE: 20220329
DATE AS OF CHANGE: 20220329
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vazquez Raul
CENTRAL INDEX KEY: 0001578544
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 22782206
MAIL ADDRESS:
STREET 1: 500 STAPLES DR.
CITY: FRAMINGHAM
STATE: MA
ZIP: 01702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4
1
wf-form4_164858937743794.xml
FORM 4
X0306
4
2022-03-25
0
0001538716
Oportun Financial Corp
OPRT
0001578544
Vazquez Raul
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
1
1
0
0
Chief Executive Officer
Common Stock
2022-03-25
4
A
0
197964
A
962724
D
Common Stock
172864
I
See footnote
Stock Option (Right to Buy)
13.39
2022-03-25
4
A
0
111548
13.39
A
2032-03-24
Common Stock
111548.0
111548
D
1/4 of the restricted stock units will vest on March 10, 2023 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.
Each restricted stock unit represents the right to receive at settlement, one share of common stock.
These shares are held in a family trust for which the Reporting Person is the Trustee.
The stock options vest over four years from March 10, 2022 with 1/4 of the options vesting on March 10, 2023 and 1/36 of the remaining option shares vesting monthly over three years, subject to the continued service of the Reporting Person on each vesting date.
/s/ Kathleen Layton (Attorney-in-Fact)
2022-03-29