0001538716-22-000046.txt : 20220314 0001538716-22-000046.hdr.sgml : 20220314 20220314181018 ACCESSION NUMBER: 0001538716-22-000046 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220310 FILED AS OF DATE: 20220314 DATE AS OF CHANGE: 20220314 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirscht Patrick CENTRAL INDEX KEY: 0001786250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 22738024 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_164729569304734.xml FORM 4 X0306 4 2022-03-10 0 0001538716 Oportun Financial Corp OPRT 0001786250 Kirscht Patrick OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 Chief Credit Officer Common Stock 2022-03-10 4 M 0 9869 A 161128 D Common Stock 2022-03-10 4 F 0 3105 13.26 D 158023 D Common Stock 2022-03-10 4 F 0 1350 13.26 D 156673 D Common Stock 2022-03-11 4 M 0 8617 1.87 A 165290 D Restricted Stock Units 2022-03-10 4 M 0 9869 0 D Common Stock 9869.0 19737 D Stock Option (Right to Buy) 1.87 2022-03-11 4 M 0 8617 1.87 D 2022-12-03 Common Stock 8617.0 2761 D Each restricted stock unit represents the right to receive at settlement, one share of common stock. No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. 1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date. The option is fully vested. /s/ Kathleen Layton (Attorney-in-Fact) 2022-03-14