0001538716-22-000046.txt : 20220314
0001538716-22-000046.hdr.sgml : 20220314
20220314181018
ACCESSION NUMBER: 0001538716-22-000046
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220310
FILED AS OF DATE: 20220314
DATE AS OF CHANGE: 20220314
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kirscht Patrick
CENTRAL INDEX KEY: 0001786250
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 22738024
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4
1
wf-form4_164729569304734.xml
FORM 4
X0306
4
2022-03-10
0
0001538716
Oportun Financial Corp
OPRT
0001786250
Kirscht Patrick
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
0
1
0
0
Chief Credit Officer
Common Stock
2022-03-10
4
M
0
9869
A
161128
D
Common Stock
2022-03-10
4
F
0
3105
13.26
D
158023
D
Common Stock
2022-03-10
4
F
0
1350
13.26
D
156673
D
Common Stock
2022-03-11
4
M
0
8617
1.87
A
165290
D
Restricted Stock Units
2022-03-10
4
M
0
9869
0
D
Common Stock
9869.0
19737
D
Stock Option (Right to Buy)
1.87
2022-03-11
4
M
0
8617
1.87
D
2022-12-03
Common Stock
8617.0
2761
D
Each restricted stock unit represents the right to receive at settlement, one share of common stock.
No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units.
1/4 of the restricted stock units vested on March 10, 2021 and 1/4 of the restricted stock units vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.
The option is fully vested.
/s/ Kathleen Layton (Attorney-in-Fact)
2022-03-14