0001538716-22-000042.txt : 20220310
0001538716-22-000042.hdr.sgml : 20220310
20220310181756
ACCESSION NUMBER: 0001538716-22-000042
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220309
FILED AS OF DATE: 20220310
DATE AS OF CHANGE: 20220310
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vazquez Raul
CENTRAL INDEX KEY: 0001578544
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 22730436
MAIL ADDRESS:
STREET 1: 500 STAPLES DR.
CITY: FRAMINGHAM
STATE: MA
ZIP: 01702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4
1
wf-form4_164695425463422.xml
FORM 4
X0306
4
2022-03-09
0
0001538716
Oportun Financial Corp
OPRT
0001578544
Vazquez Raul
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
1
1
0
0
Chief Executive Officer
Common Stock
2022-03-09
4
M
0
791318
1.32
A
1181422
D
Common Stock
2022-03-09
4
F
0
431118
13.58
D
750304
D
Common Stock
172864
I
See footnote
Stock Option (Right to Buy)
1.32
2022-03-09
4
M
0
791318
1.32
D
2022-04-08
Common Stock
791318.0
0
D
Represents shares withheld by the Issuer to pay the exercise price and taxes pursuant to the "net exercise" of 791,318 option shares.
These shares are held in a family trust for which the Reporting Person is the Trustee.
The option is fully vested.
/s/ Kathleen Layton (Attorney-in-Fact)
2022-03-10