0001538716-22-000042.txt : 20220310 0001538716-22-000042.hdr.sgml : 20220310 20220310181756 ACCESSION NUMBER: 0001538716-22-000042 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220309 FILED AS OF DATE: 20220310 DATE AS OF CHANGE: 20220310 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vazquez Raul CENTRAL INDEX KEY: 0001578544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 22730436 MAIL ADDRESS: STREET 1: 500 STAPLES DR. CITY: FRAMINGHAM STATE: MA ZIP: 01702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_164695425463422.xml FORM 4 X0306 4 2022-03-09 0 0001538716 Oportun Financial Corp OPRT 0001578544 Vazquez Raul OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 1 1 0 0 Chief Executive Officer Common Stock 2022-03-09 4 M 0 791318 1.32 A 1181422 D Common Stock 2022-03-09 4 F 0 431118 13.58 D 750304 D Common Stock 172864 I See footnote Stock Option (Right to Buy) 1.32 2022-03-09 4 M 0 791318 1.32 D 2022-04-08 Common Stock 791318.0 0 D Represents shares withheld by the Issuer to pay the exercise price and taxes pursuant to the "net exercise" of 791,318 option shares. These shares are held in a family trust for which the Reporting Person is the Trustee. The option is fully vested. /s/ Kathleen Layton (Attorney-in-Fact) 2022-03-10