0001538716-22-000034.txt : 20220307 0001538716-22-000034.hdr.sgml : 20220307 20220307174634 ACCESSION NUMBER: 0001538716-22-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220303 FILED AS OF DATE: 20220307 DATE AS OF CHANGE: 20220307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Vazquez Raul CENTRAL INDEX KEY: 0001578544 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 22719540 MAIL ADDRESS: STREET 1: 500 STAPLES DR. CITY: FRAMINGHAM STATE: MA ZIP: 01702 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_164669317538580.xml FORM 4 X0306 4 2022-03-03 0 0001538716 Oportun Financial Corp OPRT 0001578544 Vazquez Raul OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 1 1 0 0 Chief Executive Officer Common Stock 2022-03-03 4 M 0 17848 A 396380 D Common Stock 2022-03-03 4 F 0 6276 15.71 D 390104 D Common Stock 172864 I See footnote Restricted Stock Units 2022-03-03 4 M 0 17848 0 D Common Stock 17848.0 17849 D Each restricted stock unit represents the right to receive at settlement, one share of common stock. No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. These shares are held in a family trust for which the Reporting Person is the Trustee. Twenty-Five percent of the restricted stock units vested on March 3, 2020 and the balance vests annually over three years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date. /s/ Kathleen Layton (Attorney-in-Fact) 2022-03-07