0001538716-22-000030.txt : 20220307 0001538716-22-000030.hdr.sgml : 20220307 20220307173625 ACCESSION NUMBER: 0001538716-22-000030 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220303 FILED AS OF DATE: 20220307 DATE AS OF CHANGE: 20220307 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kirscht Patrick CENTRAL INDEX KEY: 0001786250 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39050 FILM NUMBER: 22719461 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oportun Financial Corp CENTRAL INDEX KEY: 0001538716 STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199] IRS NUMBER: 453361983 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 BUSINESS PHONE: (650) 810-8823 MAIL ADDRESS: STREET 1: 2 CIRCLE STAR WAY CITY: SAN CARLOS STATE: CA ZIP: 94070 FORMER COMPANY: FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc. DATE OF NAME CHANGE: 20120104 4 1 wf-form4_164669255302550.xml FORM 4 X0306 4 2022-03-03 0 0001538716 Oportun Financial Corp OPRT 0001786250 Kirscht Patrick OPORTUN FINANCIAL CORPORATION 2 CIRCLE STAR WAY SAN CARLOS CA 94070 0 1 0 0 Chief Credit Officer Common Stock 2022-03-03 4 M 0 8924 A 154320 D Common Stock 2022-03-03 4 F 0 3061 15.71 D 151259 D Restricted Stock Units 2022-03-03 4 M 0 8924 0 D Common Stock 8924.0 8925 D Each restricted stock unit represents the right to receive at settlement, one share of common stock. The number of shares beneficially owned has been adjusted pursuant to an internal review of the Reporting Person's holdings. No shares were sold - these shares were withheld by the Issuer to satisfy tax obligations in connection with the vesting of previously reported restricted stock units. The restricted stock units vest over four years from March 3, 2019 with twenty-five percent vesting on each one year anniversary, provided that the Reporting Person remains in continuous service on each vesting date. /s/ Kathleen Layton (Attorney-in-Fact) 2022-03-07