0001179110-20-003581.txt : 20200312
0001179110-20-003581.hdr.sgml : 20200312
20200312172141
ACCESSION NUMBER: 0001179110-20-003581
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200310
FILED AS OF DATE: 20200312
DATE AS OF CHANGE: 20200312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vazquez Raul
CENTRAL INDEX KEY: 0001578544
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 20709828
MAIL ADDRESS:
STREET 1: 500 STAPLES DR.
CITY: FRAMINGHAM
STATE: MA
ZIP: 01702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4
1
edgar.xml
FORM 4 -
X0306
4
2020-03-10
0
0001538716
Oportun Financial Corp
OPRT
0001578544
Vazquez Raul
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
1
1
0
0
Chief Executive Officer
Resricted Stock Units
2020-03-10
4
A
0
92106
0
A
Common Stock
92106
92106
D
Stock Option (Right to Buy)
19
2020-03-10
4
A
0
193364
0
A
2030-03-09
Common Stock
193364
193364
D
Each restricted stock unit represents the right to receive, at settlement, one share of common stock.
1/4 of the restricted stock units shall vest on March 10, 2021 and 1/4 of the restricted stock units shall vest annually over three years, subject to the continued service of the Reporting Person on each vesting date.
1/4 of the option shall vest on March 10, 2021 and 1/36 of the remaining option shares shall vest monthly over three years, subject to the continued service of the Reporting Person on each vesting date.
/s/Kathleen Layton (Attorney-in-Fact)
2020-03-12