0001179110-20-003578.txt : 20200312
0001179110-20-003578.hdr.sgml : 20200312
20200312171633
ACCESSION NUMBER: 0001179110-20-003578
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200303
FILED AS OF DATE: 20200312
DATE AS OF CHANGE: 20200312
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Vazquez Raul
CENTRAL INDEX KEY: 0001578544
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-39050
FILM NUMBER: 20709778
MAIL ADDRESS:
STREET 1: 500 STAPLES DR.
CITY: FRAMINGHAM
STATE: MA
ZIP: 01702
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Oportun Financial Corp
CENTRAL INDEX KEY: 0001538716
STANDARD INDUSTRIAL CLASSIFICATION: FINANCE SERVICES [6199]
IRS NUMBER: 453361983
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
BUSINESS PHONE: (650) 810-8823
MAIL ADDRESS:
STREET 1: 2 CIRCLE STAR WAY
CITY: SAN CARLOS
STATE: CA
ZIP: 94070
FORMER COMPANY:
FORMER CONFORMED NAME: Progreso Financiero Holdings, Inc.
DATE OF NAME CHANGE: 20120104
4/A
1
edgar.xml
FORM 4/A -
X0306
4/A
2020-03-03
2020-03-04
0
0001538716
Oportun Financial Corp
OPRT
0001578544
Vazquez Raul
OPORTUN FINANCIAL CORPORATION
2 CIRCLE STAR WAY
SAN CARLOS
CA
94070
1
1
0
0
Chief Executive Officer
Common Stock
2020-03-03
4
M
0
17848
A
202673
D
Restricted Stock Units
2020-03-03
4
M
0
17848
0
D
Common Stock
17848
53546
D
Shares will be delivered to the Reporting Person in May 2020. This amount will be adjusted for the sale of shares to cover applicable taxes on the delivery date.
Each RSU represents the right to receive, at settlement, one share of common stock.
The Reporting Person was granted RSUs which represent a contingent right to receive one share of Common Stock for each RSU. Twenty-Five per cent (25%) of the RSUs vested on March 3, 2020 and the balance vests annually over three (3) years, provided that the Reporting Person remains in continuous service to the Issuer on each vesting date.
As a result of a clerical error, this amendment is being filed to correct the number of shares acquired in Table I from 17,488 shares to 17,848 shares, and to show that 17,848 shares were disposed of, and not acquired, in Table II.
/s/Kathleen Layton (Attorney-in-Fact)
2020-03-12