0001538380-14-000003.txt : 20140919 0001538380-14-000003.hdr.sgml : 20140919 20140918180910 ACCESSION NUMBER: 0001538380-14-000003 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20140919 DATE AS OF CHANGE: 20140918 EFFECTIVENESS DATE: 20140919 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Diversified Risk U.S. Small Cap Equity Fund, a series of The PanAgora Group Trust CENTRAL INDEX KEY: 0001538380 IRS NUMBER: 000000000 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-170934 FILM NUMBER: 141110710 BUSINESS ADDRESS: STREET 1: 470 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210 BUSINESS PHONE: 617-439-6300 MAIL ADDRESS: STREET 1: 470 ATLANTIC AVENUE CITY: BOSTON STATE: MA ZIP: 02210 FORMER COMPANY: FORMER CONFORMED NAME: PanAgora Risk Parity Equity US Small Cap Fund, a series of The PanAgora Group Trust DATE OF NAME CHANGE: 20111228 D/A 1 primary_doc.xml X0707 D/A LIVE 0001538380 Diversified Risk U.S. Small Cap Equity Fund, a series of The PanAgora Group Trust 470 ATLANTIC AVENUE 8th Floor BOSTON MA MASSACHUSETTS 02210 617-439-6300 MASSACHUSETTS PanAgora Risk Parity Equity US Small Cap Fund, a series of The PanAgora Group Trust Business Trust true N/A PanAgora Asset Management, Inc. 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Promoter Investment Manager of the Issuer Louis Xavier Iglesias 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer Chief Compliance Officer of the Investment Manager Eric H. Sorensen 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer Director President, CEO and Director of the Investment Manager Paul Sutton 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer CFO and Treasurer of the Investment Manager Robert J. Orr 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager Richard B. Tibbetts 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager Gregory Dennis Tretiak 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager Yutaka Ideguchi 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager Keisuke Kawasaki 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager George Deckey Mussalli 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer Chief Investment Officer of the Investment Manager Edward Enping Qian 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer Chief Investment Officer of the Investment Manager Robert Lloyd Reynolds 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Director Director of the Investment Manager Michael H. Turpin 470 Atlantic Avenue 8th Floor Boston MA MASSACHUSETTS 02210 Executive Officer Chief Operating Officer and Secretary of the Investment Manager N/A The Bank of New York Mellon One Wall Street New York NY NEW YORK 10286 Director Trustee of the Issuer Pooled Investment Fund Hedge Fund false Decline to Disclose 3C 3C.7 true 0000898432-11-001470 2010-10-01 true true false 0 N/A None Foreside Fund Services, LLC 46106 Three Canal Plaza Portland ME MAINE 04101 All States false Indefinite 21405000 Indefinite false 1 0 true 0 true 0 true false Diversified Risk U.S. Small Cap Equity Fund, a series of The PanAgora Group Trust /s/ Louis X. Iglesias Louis X. Iglesias Chief Compliance Officer 2014-09-18