0001104659-23-010352.txt : 20230203 0001104659-23-010352.hdr.sgml : 20230203 20230203123735 ACCESSION NUMBER: 0001104659-23-010352 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230130 FILED AS OF DATE: 20230203 DATE AS OF CHANGE: 20230203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Westbrook Hunter CENTRAL INDEX KEY: 0001553051 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-35593 FILM NUMBER: 23584860 MAIL ADDRESS: STREET 1: C/O HOMETRUST BANCSHARES, INC. STREET 2: 10 WOODFIN STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HomeTrust Bancshares, Inc. CENTRAL INDEX KEY: 0001538263 STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 10 WOODFIN STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 BUSINESS PHONE: 828-259-3939 MAIL ADDRESS: STREET 1: 10 WOODFIN STREET CITY: ASHEVILLE STATE: NC ZIP: 28801 FORMER COMPANY: FORMER CONFORMED NAME: HomeTrustBancshares, Inc. DATE OF NAME CHANGE: 20111227 4/A 1 tm235431-2_4aseq1.xml OWNERSHIP DOCUMENT X0306 4/A 2023-01-30 2023-02-01 0 0001538263 HomeTrust Bancshares, Inc. HTBI 0001553051 Westbrook Hunter HOMETRUST BANCSHARES, INC. 10 WOODFIN STREET ASHEVILLE NC 28801 1 1 0 0 President and CEO Common Stock 2023-01-30 4 M 0 2265 14.37 A 65348 D Common Stock 2023-01-30 4 S 0 2265 26.6999 D 63083 D Common Stock 2023-01-31 4 M 0 6889 14.37 A 69972 D Common Stock 2023-01-31 4 S 0 6369 26.6369 D 63603 D Common Stock 2023-01-31 4 S 0 520 27.00 D 63083 D Common Stock 5487 I By KSOP Stock Option 31.35 2032-02-11 Common Stock 10000 10000 D Stock Option 26 2028-02-11 Common Stock 40000 40000 D Stock Option 24.95 2027-02-11 Common Stock 20000 20000 D Stock Option 14.37 2023-01-30 4 M 0 2265 0 D 2023-02-11 Common Stock 2265 14369 D Stock Option 14.37 2023-01-31 4 M 0 6889 0 D 2023-02-11 Common Stock 6889 7480 D The purpose of this amendment is to correct the original Form 4, which reported that on January 30, 2023, the reporting person acquired 4,250 shares upon the exercise of a stock option and sold those shares. As reflected in this amendment, the number of shares acquired and sold on January 30, 2023 was 2,265, not 4,250, and the information in Table I and Table II has been corrected accordingly. The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.63 to $26.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.95, inclusive. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023. Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018. /s/ Tony J. VunCannon, Attorney-in-Fact for Hunter Westbrook 2023-02-03