0001104659-23-010352.txt : 20230203
0001104659-23-010352.hdr.sgml : 20230203
20230203123735
ACCESSION NUMBER: 0001104659-23-010352
CONFORMED SUBMISSION TYPE: 4/A
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230130
FILED AS OF DATE: 20230203
DATE AS OF CHANGE: 20230203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Westbrook Hunter
CENTRAL INDEX KEY: 0001553051
FILING VALUES:
FORM TYPE: 4/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35593
FILM NUMBER: 23584860
MAIL ADDRESS:
STREET 1: C/O HOMETRUST BANCSHARES, INC.
STREET 2: 10 WOODFIN STREET
CITY: ASHEVILLE
STATE: NC
ZIP: 28801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HomeTrust Bancshares, Inc.
CENTRAL INDEX KEY: 0001538263
STANDARD INDUSTRIAL CLASSIFICATION: SAVINGS INSTITUTION, FEDERALLY CHARTERED [6035]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 0630
BUSINESS ADDRESS:
STREET 1: 10 WOODFIN STREET
CITY: ASHEVILLE
STATE: NC
ZIP: 28801
BUSINESS PHONE: 828-259-3939
MAIL ADDRESS:
STREET 1: 10 WOODFIN STREET
CITY: ASHEVILLE
STATE: NC
ZIP: 28801
FORMER COMPANY:
FORMER CONFORMED NAME: HomeTrustBancshares, Inc.
DATE OF NAME CHANGE: 20111227
4/A
1
tm235431-2_4aseq1.xml
OWNERSHIP DOCUMENT
X0306
4/A
2023-01-30
2023-02-01
0
0001538263
HomeTrust Bancshares, Inc.
HTBI
0001553051
Westbrook Hunter
HOMETRUST BANCSHARES, INC.
10 WOODFIN STREET
ASHEVILLE
NC
28801
1
1
0
0
President and CEO
Common Stock
2023-01-30
4
M
0
2265
14.37
A
65348
D
Common Stock
2023-01-30
4
S
0
2265
26.6999
D
63083
D
Common Stock
2023-01-31
4
M
0
6889
14.37
A
69972
D
Common Stock
2023-01-31
4
S
0
6369
26.6369
D
63603
D
Common Stock
2023-01-31
4
S
0
520
27.00
D
63083
D
Common Stock
5487
I
By KSOP
Stock Option
31.35
2032-02-11
Common Stock
10000
10000
D
Stock Option
26
2028-02-11
Common Stock
40000
40000
D
Stock Option
24.95
2027-02-11
Common Stock
20000
20000
D
Stock Option
14.37
2023-01-30
4
M
0
2265
0
D
2023-02-11
Common Stock
2265
14369
D
Stock Option
14.37
2023-01-31
4
M
0
6889
0
D
2023-02-11
Common Stock
6889
7480
D
The purpose of this amendment is to correct the original Form 4, which reported that on January 30, 2023, the reporting person acquired 4,250 shares upon the exercise of a stock option and sold those shares. As reflected in this amendment, the number of shares acquired and sold on January 30, 2023 was 2,265, not 4,250, and the information in Table I and Table II has been corrected accordingly.
The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on December 15, 2022.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.63 to $26.76, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes 3 and 4 to this Form 4.
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $26.50 to $26.95, inclusive.
Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2023, 2024, 2025, 2026 and 2027.
Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2019, 2020, 2021, 2022 and 2023.
Represents stock option granted under Issuer's 2013 Omnibus Incentive Plan with the following vesting schedule: 20% increments on February 11, 2014, 2015, 2016, 2017 and 2018.
/s/ Tony J. VunCannon, Attorney-in-Fact for Hunter Westbrook
2023-02-03