0001553350-19-000901.txt : 20190830
0001553350-19-000901.hdr.sgml : 20190830
20190829185257
ACCESSION NUMBER: 0001553350-19-000901
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20190830
DATE AS OF CHANGE: 20190829
EFFECTIVENESS DATE: 20190830
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SRAX, Inc.
CENTRAL INDEX KEY: 0001538217
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 452925231
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-347720
FILM NUMBER: 191067546
BUSINESS ADDRESS:
STREET 1: 456 SEATON STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90013
BUSINESS PHONE: 323-694-9800
MAIL ADDRESS:
STREET 1: 456 SEATON STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90013
FORMER COMPANY:
FORMER CONFORMED NAME: SOCIAL REALITY, Inc.
DATE OF NAME CHANGE: 20131112
FORMER COMPANY:
FORMER CONFORMED NAME: SOCIAL REALITY
DATE OF NAME CHANGE: 20111227
D
1
primary_doc.xml
X0708
D
LIVE
0001538217
SRAX, Inc.
456 SEATON STREET
LOS ANGELES
CA
CALIFORNIA
90013
(323) 694-9800
DELAWARE
None
SOCIAL REALITY, Inc.
SOCIAL REALITY
Corporation
true
CHRISTOPHER
MIGLINO
456 SEATON STREET
LOS ANGELES
CA
CALIFORNIA
90013
Executive Officer
Director
MICHAEL
MALONE
456 SEATON STREET
LOS ANGELES
CA
CALIFORNIA
90013
Executive Officer
MALCOLM
CASSELLE
456 SEATON STREET
LOS ANGELES
CA
CALIFORNIA
90013
Director
KRISTOFFER
NELSON
456 SEATON STREET
LOS ANGELES
CA
CALIFORNIA
90013
Director
MARC
SAVAS
456 SEATON STREET
LOS ANGELES
CA
CALIFORNIA
90013
Director
COLEEN
DICLAUDIO
456 SEATON STREET
LOS ANGELES
CA
CALIFORNIA
90013
Director
ROBERT
JORDAN
456 SEATON STREET
LOS ANGELES
CA
CALIFORNIA
90013
Director
Other Technology
Decline to Disclose
- 06b
false
2019-08-14
false
true
true
true
Private portion of offering includes Series B warrants and Series C warrants to purchase our Class A common stock
false
5000
The Special Equities Group, LLC
15768
Bradley Woods & Co., Ltd.
13660
805 THIRD AVE.
18TH FLOOR
NEW YORK
NY
NEW YORK
10022
NY
NEW YORK
TX
TEXAS
false
WestPark Capital, Inc.
39914
None
None
1900 AVENUE OF THE STARS
310
LOS ANGELES
CA
CALIFORNIA
90067
AZ
ARIZONA
CA
CALIFORNIA
FL
FLORIDA
MA
MASSACHUSETTS
NE
NEBRASKA
NJ
NEW JERSEY
NY
NEW YORK
WI
WISCONSIN
false
5490000
5490000
0
Offering was a registered direct offering. The only private placement of securities were Series B Warrants to purchase up to 1,525,000 Shares and Series C Warrants to purchase up to 965,000 Shares
false
55
421300
0
Does not include $60,000 in legal reimbursement, 59,668 Placement Agent Warrants, and potential fees upon exercise of warrants issued in offering
0
false
SRAX, Inc.
/s/ Michael Malone
Michael Malone
Chief Financial Officer
2019-08-29