0001553350-19-000901.txt : 20190830 0001553350-19-000901.hdr.sgml : 20190830 20190829185257 ACCESSION NUMBER: 0001553350-19-000901 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20190830 DATE AS OF CHANGE: 20190829 EFFECTIVENESS DATE: 20190830 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SRAX, Inc. CENTRAL INDEX KEY: 0001538217 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 452925231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-347720 FILM NUMBER: 191067546 BUSINESS ADDRESS: STREET 1: 456 SEATON STREET CITY: LOS ANGELES STATE: CA ZIP: 90013 BUSINESS PHONE: 323-694-9800 MAIL ADDRESS: STREET 1: 456 SEATON STREET CITY: LOS ANGELES STATE: CA ZIP: 90013 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY, Inc. DATE OF NAME CHANGE: 20131112 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY DATE OF NAME CHANGE: 20111227 D 1 primary_doc.xml X0708 D LIVE 0001538217 SRAX, Inc. 456 SEATON STREET LOS ANGELES CA CALIFORNIA 90013 (323) 694-9800 DELAWARE None SOCIAL REALITY, Inc. SOCIAL REALITY Corporation true CHRISTOPHER MIGLINO 456 SEATON STREET LOS ANGELES CA CALIFORNIA 90013 Executive Officer Director MICHAEL MALONE 456 SEATON STREET LOS ANGELES CA CALIFORNIA 90013 Executive Officer MALCOLM CASSELLE 456 SEATON STREET LOS ANGELES CA CALIFORNIA 90013 Director KRISTOFFER NELSON 456 SEATON STREET LOS ANGELES CA CALIFORNIA 90013 Director MARC SAVAS 456 SEATON STREET LOS ANGELES CA CALIFORNIA 90013 Director COLEEN DICLAUDIO 456 SEATON STREET LOS ANGELES CA CALIFORNIA 90013 Director ROBERT JORDAN 456 SEATON STREET LOS ANGELES CA CALIFORNIA 90013 Director Other Technology Decline to Disclose 06b false 2019-08-14 false true true true Private portion of offering includes Series B warrants and Series C warrants to purchase our Class A common stock false 5000 The Special Equities Group, LLC 15768 Bradley Woods & Co., Ltd. 13660 805 THIRD AVE. 18TH FLOOR NEW YORK NY NEW YORK 10022 NY NEW YORK TX TEXAS false WestPark Capital, Inc. 39914 None None 1900 AVENUE OF THE STARS 310 LOS ANGELES CA CALIFORNIA 90067 AZ ARIZONA CA CALIFORNIA FL FLORIDA MA MASSACHUSETTS NE NEBRASKA NJ NEW JERSEY NY NEW YORK WI WISCONSIN false 5490000 5490000 0 Offering was a registered direct offering. The only private placement of securities were Series B Warrants to purchase up to 1,525,000 Shares and Series C Warrants to purchase up to 965,000 Shares false 55 421300 0 Does not include $60,000 in legal reimbursement, 59,668 Placement Agent Warrants, and potential fees upon exercise of warrants issued in offering 0 false SRAX, Inc. /s/ Michael Malone Michael Malone Chief Financial Officer 2019-08-29