0001493152-20-006672.txt : 20200417
0001493152-20-006672.hdr.sgml : 20200417
20200417202947
ACCESSION NUMBER: 0001493152-20-006672
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200415
FILED AS OF DATE: 20200417
DATE AS OF CHANGE: 20200417
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DiClaudio Colleen
CENTRAL INDEX KEY: 0001738577
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37916
FILM NUMBER: 20801064
MAIL ADDRESS:
STREET 1: 456 SEATON STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90013
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SRAX, Inc.
CENTRAL INDEX KEY: 0001538217
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311]
IRS NUMBER: 452925231
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 456 SEATON STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90013
BUSINESS PHONE: 323-694-9800
MAIL ADDRESS:
STREET 1: 456 SEATON STREET
CITY: LOS ANGELES
STATE: CA
ZIP: 90013
FORMER COMPANY:
FORMER CONFORMED NAME: SOCIAL REALITY, Inc.
DATE OF NAME CHANGE: 20131112
FORMER COMPANY:
FORMER CONFORMED NAME: SOCIAL REALITY
DATE OF NAME CHANGE: 20111227
4
1
ownership.xml
X0306
4
2020-04-15
0
0001538217
SRAX, Inc.
SRAX
0001738577
DiClaudio Colleen
456 SEATON STREET
LOS ANGELES
CA
90013
1
0
0
0
Class A Common Stock Purchase Option
1.95
2020-04-15
4
A
0
9408
0.00
A
2020-04-15
2027-04-15
Class A common Stock
9408
9408
D
Represents 50% of compensatory annual grant for director services of $30,000. The options vest quarterly on 7/15/20, 10/15/20, 1/15/21, and 4/15/21.
/s/ Colleen DiClaudio
2020-04-17