0001493152-20-006672.txt : 20200417 0001493152-20-006672.hdr.sgml : 20200417 20200417202947 ACCESSION NUMBER: 0001493152-20-006672 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200415 FILED AS OF DATE: 20200417 DATE AS OF CHANGE: 20200417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: DiClaudio Colleen CENTRAL INDEX KEY: 0001738577 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37916 FILM NUMBER: 20801064 MAIL ADDRESS: STREET 1: 456 SEATON STREET CITY: LOS ANGELES STATE: CA ZIP: 90013 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SRAX, Inc. CENTRAL INDEX KEY: 0001538217 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 452925231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 456 SEATON STREET CITY: LOS ANGELES STATE: CA ZIP: 90013 BUSINESS PHONE: 323-694-9800 MAIL ADDRESS: STREET 1: 456 SEATON STREET CITY: LOS ANGELES STATE: CA ZIP: 90013 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY, Inc. DATE OF NAME CHANGE: 20131112 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY DATE OF NAME CHANGE: 20111227 4 1 ownership.xml X0306 4 2020-04-15 0 0001538217 SRAX, Inc. SRAX 0001738577 DiClaudio Colleen 456 SEATON STREET LOS ANGELES CA 90013 1 0 0 0 Class A Common Stock Purchase Option 1.95 2020-04-15 4 A 0 9408 0.00 A 2020-04-15 2027-04-15 Class A common Stock 9408 9408 D Represents 50% of compensatory annual grant for director services of $30,000. The options vest quarterly on 7/15/20, 10/15/20, 1/15/21, and 4/15/21. /s/ Colleen DiClaudio 2020-04-17