0001193125-17-240391.txt : 20170728 0001193125-17-240391.hdr.sgml : 20170728 20170728153004 ACCESSION NUMBER: 0001193125-17-240391 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20170728 DATE AS OF CHANGE: 20170728 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TYME TECHNOLOGIES, INC. CENTRAL INDEX KEY: 0001537917 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 453864597 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-90053 FILM NUMBER: 17989768 BUSINESS ADDRESS: STREET 1: 44 WALL STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 BUSINESS PHONE: 646-205-1603 MAIL ADDRESS: STREET 1: 44 WALL STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 FORMER COMPANY: FORMER CONFORMED NAME: GLOBAL GROUP ENTERPRISES CORP. DATE OF NAME CHANGE: 20111221 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Hoffman Steve CENTRAL INDEX KEY: 0001711342 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 44 WALL STREET STREET 2: 12TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10005 SC 13G 1 d433501dsc13g.htm SC 13G SC 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT

TO §240. 13d-1(b), (c), AND (d) AND AMENDMENTS THERETO FILED

PURSUANT TO §240. 13d-2

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(Amendment No.     )*

 

 

Tyme Technologies, Inc.

(Name of Issuer)

Common Shares

(Title of Class of Securities)

90238J103

(CUSIP Number)

July 28, 2017

(Date of Event Which Requires Filing of this Statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

☐ Rule 13d-1(b)

☐ Rule 13d-1(c)

☒ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

CUSIP NO. 90238J103

    13G    Page 2 of 5 Pages

 

  1   

NAME OF REPORTING PERSON

 

Steve Hoffman

  2  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP

(see instructions)

(a)  ☐        (b)  ☐

 

  3  

SEC USE ONLY

 

  4  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

    5    

SOLE VOTING POWER

 

26,732,514

   6   

SHARED VOTING POWER

 

26,732,514

   7   

SOLE DISPOSITIVE POWER

 

26,732,514

   8   

SHARED DISPOSITIVE POWER

 

26,732,514

  9  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

26,732,514

10  

CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES

(see instructions)   ☐

11  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

30.10% (based on 89,321,067 common shares outstanding as of July 24, 2017, plus 222,222 common shares subject to presently exercisable options. Includes 490,000 shares of common stock for which this holder possesses sole voting power, but which are subject to a currently exercisable (non-Company) option through which a third-party may acquire certain shares)

12  

TYPE OF REPORTING PERSON

(see instructions)

 

IN

 

CUSIP NO. 90238J103

    13G    Page 3 of 5 Pages

 

Item 1.

 

  (a) Name of Issuer.

Tyme Technologies, Inc.

 

  (b) Address of Issuer’s Principal Executive Offices.

44 Wall Street – 12th Floor

New York, NY 10005

 

Item 2.

 

  (a) Name of Person Filing.

Steve Hoffman

 

  (b) Address of Principal Business Office or, if none, Residence.

44 Wall Street – 12th Floor

New York, NY 10005

 

  (c) Citizenship.

United States

 

  (d) Title of Class of Securities.

Common Shares

 

  (e) CUSIP Number.

90238J103

 

Item 3. If this statement is filed pursuant to §240. 13d-1(b), or §240. 13d-2(b) or (c), check whether the person filing is a:

Not applicable.

CUSIP NO. 90238J103

    13G    Page 4 of 5 Pages

 

Item 4. Ownership.

 

  (a) Amount Beneficially Owned.

26,732,514

 

  (b) Percent of Class.

30.10% (based on 89,321,067 common shares outstanding as of July 24, 2017, plus 222,222 common shares subject to presently exercisable options. Includes 490,000 shares of common stock for which this holder possesses sole voting power, but which are subject to a currently exercisable (non-Company) option through which a third-party may acquire certain shares)

 

  (c) Number of shares as to which such person has:

 

  (i) sole power to vote or to direct the vote: 26,732,514

 

  (ii) shared power to vote or to direct the vote: 26,732,514

 

  (iii) sole power to dispose or to direct the disposition of: 26,732,514

 

  (iv) shared power to dispose or to direct the disposition of: 26,732,514

 

Item 5. Ownership of Five Percent or Less of a Class.

Not applicable.

 

Item 6. Ownership of More than Five Percent on Behalf of Another Person.

Not applicable.

 

Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.

Not applicable.

 

Item 8. Identification and Classification of Members of the Group.

Not applicable.

CUSIP NO. 90238J103

    13G    Page 5 of 5 Pages

 

Item 9. Notice of Dissolution of Group.

Not applicable.

 

Item 10. Certifications.

Not applicable.

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

July 28, 2017

/s/ Steve Hoffman

Steve Hoffman