0001741450-18-000002.txt : 20180522 0001741450-18-000002.hdr.sgml : 20180522 20180522082355 ACCESSION NUMBER: 0001741450-18-000002 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180522 DATE AS OF CHANGE: 20180522 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: TECOGEN INC. CENTRAL INDEX KEY: 0001537435 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 043536131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-88720 FILM NUMBER: 18851330 BUSINESS ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-466-6400 MAIL ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: TECOGEN INC DATE OF NAME CHANGE: 20111215 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Comeau Joseph CENTRAL INDEX KEY: 0001741450 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: OLIVER ST. TOWER STREET 2: 125 HIGH ST. CITY: BOSTON STATE: MA ZIP: 02110 SC 13G 1 tgen_20180413comeau13g.htm SC 13G Document
CUSIP No. 87876P102
13G
Page 1 of 4

 

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
SCHEDULE 13G
 
Under the Securities Exchange Act of 1934
(Amendment No. )*
 
Tecogen Inc.
(Name of Issuer)
 
Common Stock, par value $.001 per share
(Title of Class of Securities)
 
87876P102
(CUSIP Number)
 
May 22, 2018
(Date of Event which Requires Filing of this Statement)
 
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
 
 
  Rule 13d-1(b)
 
 
 
  Rule 13d-1(c)
 
 
X
  Rule 13d-1(d)
 
















___________________
* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.
 
The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
 


CUSIP No. 87876P102
13G
Page 2 of 4

1
 
NAME OF REPORTING PERSON
The Hatsopoulos 2012 Family Trust
2
 
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (See Instructions) (a) o
                                                                                                                                                   (b) o

3
 
SEC USE ONLY
 
 
4
 
CITIZENSHIP OR PLACE OF ORGANIZATION
 
United States of America
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON
WITH
 
5
 
SOLE VOTING POWER
 
2,250,000
6
 
SHARED VOTING POWER
 
0
7
 
SOLE DISPOSITIVE POWER
 
2,250,000


8
 
SHARED DISPOSITIVE POWER
 
0
9
 
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
 
2,250,000
10
 
CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (See Instructions) o
 
11
 
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)
 
9.07%
12
 
TYPE OF REPORTING PERSON (See Instructions)
 
OO


CUSIP No. 87876P102
13G
Page 3 of 4

Item 1(a). Name of Issuer:
Tecogen Inc.
Item 1(b). Address of Issuer’s Principal Executive Offices:
45 First Avenue, Waltham, MA 02451
Item 2(a). Name of Person Filing:
Joseph Comeau on behalf of The Hatsopoulos 2012 Family Trust
Item 2(b). Address of Principal Business Office or, if None, Residence:
Oliver St. Tower
125 High St.
Boston, MA 02110
Item 2(c). Citizenship:
United States of America
Item 2(d). Title of Class of Securities:
Common Stock, par value $.001 per share
Item 2(e). CUSIP Number:
87876P102
Item 3. If the Statement is being filed pursuant to Rule 13d-1(b) or 13d-2(b) or (c), check whether the filing person is a:
(a)
o
Broker or dealer registered under Section 15 of the Exchange Act;
(b)
o
Bank as defined in Section 3(a) (6) of the Exchange Act;
(c)
o
Insurance company as defined in Section 3(a) (19) of the Exchange Act;
(d)
o
Investment company registered under Section 8 of the Investment Company Act;
(e)
o
An investment adviser in accordance with Rule 13d-1(b) (1) (ii) (E);
(f)
o
An employee benefit plan or endowment fund in accordance with Rule 13d-1(b) (1) (ii) (F);
(g)
o
A parent holding company or control person in accordance with Rule 13d-1(b) (1) (ii) (G);
(h)
o
A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act;
(i)
o
A church plan that is excluded from the definition of an investment company under Section 3(c) (14) of the Investment Company Act;
(j)
o
Group, in accordance with Rule 13d-1(b) (1) (ii) (J).
Not applicable.
Item 4. Ownership.
(a)
Amount beneficially owned: 2,250,000 shares of Tecogen Inc. common stock, par value $0.001 per share (“TGEN Common Stock”), held in The Hatsopoulos 2012 Family Trust, where Mr. Joseph Comeau is the sole trustee.

(b)
Percent of class: 9.07% (based on 24,810,646 shares of TGEN Common Stock outstanding as of April 20, 2018, as reported by the Company on its definitive proxy statement filed with the SEC on April 20, 2018).

(c)
Number of shares as to which such person has:
(i)    Sole power to vote or direct the vote:            2,250,000
(ii)    Shared power to vote or direct the vote:            0
(iii)    Sole power to dispose or to direct the disposition of:        2,250,000
(iv)    Shared power to dispose or to direct the disposition of:    0

Item 5.    Ownership of Five Percent or Less of a Class.
If this statement is being filed to report the fact that as of the date hereof the reporting person had ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ ].
Item 6.
Ownership of More than Five Percent on Behalf of Another Person.
Not applicable.


CUSIP No. 87876P102
13G
Page 4 of 4

Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
Not applicable.
Item 8.    Identification and Classification of Members of the Group.
Not applicable.
Item 9.    Notice of Dissolution of Group.
Not applicable.
Item 10.    Certification.
Not applicable.




SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

The Hatsopoulos 2012 Family Trust
\s\ Joseph Comeau
Joseph Comeau, as sole trustee


Date: May 22, 2018