0001537435-17-000083.txt : 20170601 0001537435-17-000083.hdr.sgml : 20170601 20170601164653 ACCESSION NUMBER: 0001537435-17-000083 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170523 FILED AS OF DATE: 20170601 DATE AS OF CHANGE: 20170601 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TECOGEN INC. CENTRAL INDEX KEY: 0001537435 STANDARD INDUSTRIAL CLASSIFICATION: AIR COND & WARM AIR HEATING EQUIP & COMM & INDL REFRIG EQUIP [3585] IRS NUMBER: 043536131 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-466-6400 MAIL ADDRESS: STREET 1: 45 FIRST AVENUE CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: TECOGEN INC DATE OF NAME CHANGE: 20111215 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BROWN BONNIE JEAN CENTRAL INDEX KEY: 0001585816 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36103 FILM NUMBER: 17885323 MAIL ADDRESS: STREET 1: 97 FIFTY ACRE WAY CITY: CARLISLE STATE: MA ZIP: 01741 3 1 wf-form3_149634999664481.xml FORM 3 X0206 3 2017-05-23 0 0001537435 TECOGEN INC. TGEN 0001585816 BROWN BONNIE JEAN C/O TECOGEN INC. 45 FIRST AVENUE WALTHAM MA 02451 0 1 0 0 Chief Accounting Officer Common Stock 1762 D Stock Option (Right to Buy) 3.15 2025-09-02 Common Stock 9200.0 D Following the completion of the Merger and pursuant to the Merger Agreement between American DG Energy and the Company dated November 1, 2016 and as amended March 23, 2017, American DG Energy's securities were converted to securities of the Company. This transaction is exempt from liability under Section 16(b) of the Securities Exchange Act of 1934. /s/ Bonnie Brown 2017-06-01