0001493152-20-021891.txt : 20201117 0001493152-20-021891.hdr.sgml : 20201117 20201117213454 ACCESSION NUMBER: 0001493152-20-021891 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20201113 FILED AS OF DATE: 20201117 DATE AS OF CHANGE: 20201117 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MIGLINO CHRISTOPHER CENTRAL INDEX KEY: 0001537307 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37916 FILM NUMBER: 201322795 MAIL ADDRESS: STREET 1: 479 N. RODEO DRIVE STREET 2: SUITE E 308 CITY: BEVERLY HILLS STATE: CA ZIP: 90210 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SRAX, Inc. CENTRAL INDEX KEY: 0001538217 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING AGENCIES [7311] IRS NUMBER: 452925231 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2629 TOWNSGATE ROAD #215 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 BUSINESS PHONE: 323-694-9800 MAIL ADDRESS: STREET 1: 2629 TOWNSGATE ROAD #215 CITY: WESTLAKE VILLAGE STATE: CA ZIP: 91361 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY, Inc. DATE OF NAME CHANGE: 20131112 FORMER COMPANY: FORMER CONFORMED NAME: SOCIAL REALITY DATE OF NAME CHANGE: 20111227 4 1 ownership.xml X0306 4 2020-11-13 0 0001538217 SRAX, Inc. SRAX 0001537307 MIGLINO CHRISTOPHER 2629 TOWNSGATE ROAD #215 WESTLAKE VILLAGE CA 91361 1 1 0 0 CEO Class A Common Stock Purchase Option 2.97 2020-11-13 4 A 0 300000 0.00 A 2020-11-13 2025-11-13 Class A common Stock 300000 300000 D Represents partial discretionary bonus pursuant to reporting person's employment agreement. The Option is (i) issued pursuant to the Issuer's 2012 Equity Compensation Plan and (ii) fully vested on the grant date. /s/ Christopher Miglino 2020-11-17