0001179110-21-007874.txt : 20210803 0001179110-21-007874.hdr.sgml : 20210803 20210803170715 ACCESSION NUMBER: 0001179110-21-007874 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210801 FILED AS OF DATE: 20210803 DATE AS OF CHANGE: 20210803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Turner John C JR CENTRAL INDEX KEY: 0001537273 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37784 FILM NUMBER: 211140864 MAIL ADDRESS: STREET 1: 1009 WIMBERLY COURT CITY: ALLEN STATE: TX ZIP: 75013-1195 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: GMS Inc. CENTRAL INDEX KEY: 0001600438 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-LUMBER & OTHER CONSTRUCTION MATERIALS [5030] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0430 BUSINESS ADDRESS: STREET 1: 100 CRESCENT CENTRE PARKWAY STREET 2: SUITE 800 CITY: TUCKER STATE: GA ZIP: 30084 BUSINESS PHONE: 800-392-4619 MAIL ADDRESS: STREET 1: 100 CRESCENT CENTRE PARKWAY STREET 2: SUITE 800 CITY: TUCKER STATE: GA ZIP: 30084 FORMER COMPANY: FORMER CONFORMED NAME: GYP Holdings I Corp. DATE OF NAME CHANGE: 20140218 4 1 edgar.xml FORM 4 - X0306 4 2021-08-01 0 0001600438 GMS Inc. GMS 0001537273 Turner John C JR GMS INC. 100 CRESCENT CENTRE PARKWAY TUCKER GA 30084 1 1 0 0 President and CEO Common Stock 2021-08-01 4 M 0 11415 A 35747 D Common Stock 2021-08-01 4 F 0 5149 49.13 D 30598 D Common Stock 2021-08-01 4 M 0 16361 A 46959 D Common Stock 2021-08-01 4 F 0 7379 49.13 D 39580 D Restricted stock Units 2021-08-01 4 M 0 11415 0 D Common Stock 11415 11415 D Restricted Stock Units 2021-08-01 4 M 0 16361 0 D Common Stock 16361 32721 D Restricted Stock Units 2021-08-01 4 A 0 30531 0 A Common Stock 30531 30531 D Stock Option (Right to Buy) 49.13 2021-08-01 4 A 0 74110 0 A 2031-08-01 Common Stock 74110 74110 D Restricted stock units vested and converted into common stock on a one-for-one basis. Includes 853 shares acquired by the Reporting Person on June 30, 2021 pursuant to the GMS Inc. Employee Stock Purchase Plan. On August 1, 2019, the reporting person was granted 34,246 restricted stock units that vest in three equal annual installments beginning on the first anniversary of the grant date. On August 1, 2020, the reporting person was granted 49,082 restricted stock units that vest in three equal annual installments beginning on the first anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one share of the issuer's common stock. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these restricted stock units are scheduled to vest in equal installments on each of August 1, 2022, August 1, 2023 and August 1, 2024 and will be settled, with respect to vested restricted stock units, in shares of the issuer's common stock no later than 30 days after each applicable vesting date. Subject to the reporting person's continued employment with the issuer through the applicable vesting date, these options are scheduled to vest in equal installments on each of August 1, 2022, August 1, 2023 and August 1, 2024. /s/ Craig D. Apolinsky, Attorney-in-Fact for John C. Turner, Jr. 2021-08-03