0001179110-17-001007.txt : 20170118
0001179110-17-001007.hdr.sgml : 20170118
20170118171247
ACCESSION NUMBER: 0001179110-17-001007
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170113
FILED AS OF DATE: 20170118
DATE AS OF CHANGE: 20170118
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Bats Global Markets, Inc.
CENTRAL INDEX KEY: 0001659228
STANDARD INDUSTRIAL CLASSIFICATION: SECURITY & COMMODITY BROKERS, DEALERS, EXCHANGES & SERVICES [6200]
IRS NUMBER: 463583191
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
BUSINESS PHONE: (913) 815-7000
MAIL ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
FORMER COMPANY:
FORMER CONFORMED NAME: BATS Global Markets, Inc.
DATE OF NAME CHANGE: 20151123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Schell Brian N
CENTRAL INDEX KEY: 0001537240
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37732
FILM NUMBER: 17534108
MAIL ADDRESS:
STREET 1: 8050 MARSHALL DRIVE
STREET 2: SUITE 120
CITY: LENEXA
STATE: KS
ZIP: 66214
4
1
edgar.xml
FORM 4 -
X0306
4
2017-01-13
0
0001659228
Bats Global Markets, Inc.
BATS
0001537240
Schell Brian N
8050 MARSHALL DRIVE
SUITE 120
LENEXA
KS
66214
0
1
0
0
EVP, Chief Financial Officer
Common Stock
2017-01-13
4
F
0
7828
33.76
D
189559
D
Common Stock
2017-01-13
4
A
0
8987
0.00
A
198546
D
Includes 538 shares acquired under the Bats Global Markets, Inc. 2016 Employee Stock Purchase Plan (ESPP) for the offering period July 1, 2016 through December 31, 2016. In accordance with the ESPP, the shares were purchased at 90% of the closing price of the Issuer's common stock on July 1, 2016.
These shares were withheld by the Issuer to satisfy the tax withholding requirement arising from the vesting of restricted shares granted to the reporting person under the Issuer's Third Amended and Restated 2012 Equity Incentive Plan.
Includes 8,987 shares of unvested restricted stock that vest ratably over the next three years.
/s/ Greg Steinberg as Attorney-in-fact
2017-01-18