0000950170-24-015202.txt : 20240214 0000950170-24-015202.hdr.sgml : 20240214 20240214160520 ACCESSION NUMBER: 0000950170-24-015202 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240212 FILED AS OF DATE: 20240214 DATE AS OF CHANGE: 20240214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND X, L.P. CENTRAL INDEX KEY: 0001537211 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 24637716 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND X-A, L.P. CENTRAL INDEX KEY: 0001537212 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 24637715 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. CENTRAL INDEX KEY: 0001579904 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 24637714 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND XI, L.P. CENTRAL INDEX KEY: 0001606286 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 24637712 BUSINESS ADDRESS: STREET 1: C/O THOMA BRAVO, LLC STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: C/O THOMA BRAVO, LLC STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND XI-A, L.P. CENTRAL INDEX KEY: 0001606287 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 24637711 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO UGP, LLC CENTRAL INDEX KEY: 0001813487 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 24637719 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS XI, L.P. CENTRAL INDEX KEY: 0001722232 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 24637717 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (415) 733-6020 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO EXECUTIVE FUND XI, L.P. CENTRAL INDEX KEY: 0001606288 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 24637710 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS X, L.P. CENTRAL INDEX KEY: 0001783009 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 24637718 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. CENTRAL INDEX KEY: 0001783011 ORGANIZATION NAME: STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 24637713 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dynatrace, Inc. CENTRAL INDEX KEY: 0001773383 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] ORGANIZATION NAME: 06 Technology IRS NUMBER: 000000000 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD, SUITE 116 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-530-1000 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD, SUITE 116 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: Dynatrace Holdings LLC DATE OF NAME CHANGE: 20190410 4 1 ownership.xml 4 X0508 4 2024-02-12 true 0001773383 Dynatrace, Inc. DT 0001813487 THOMA BRAVO UGP, LLC C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001783009 THOMA BRAVO PARTNERS X, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001722232 THOMA BRAVO PARTNERS XI, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001537211 THOMA BRAVO FUND X, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001537212 THOMA BRAVO FUND X-A, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001579904 THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001783011 THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001606286 THOMA BRAVO FUND XI, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001606287 THOMA BRAVO FUND XI-A, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001606288 THOMA BRAVO EXECUTIVE FUND XI, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false false Common Stock 2024-02-12 4 S false 14242929 52.60 D 16114344 I See footnote Common Stock 2024-02-14 4 J false 2847726 D 16114344 I See footnote On February 12, 2024, the Reporting Persons sold an aggregate of 14,242,929 shares of the Issuer's Common Stock, par value $0.001 per share, pursuant to Rule 144 under the Securities Act of 1933, as amended. After giving effect to the distribution reported on this statement, consists of 839,999 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X"), 183,745 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), 3,956,572 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), 1,987,086 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), 87,284 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 72,073 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 530,982 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 1,798,578 shares held directly by Thoma Bravo Partners X, L.P. ("TB Partners X"), and 6,658,025 shares held directly by Thoma Bravo Partners XI, L.P. ("TB Partners XI"). Thoma Bravo Partners X, L.P. ("TB Partners X") is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. Thoma Bravo Partners XI, L.P. ("TB Partners XI") is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein. Represents a distribution of (i) 175,612 shares held directly by TB SOF AIV, 24,437 shares held directly by TB SOF, 351,970 shares held directly by TB Fund X and 58,947 shares held directly by TB Fund X-A, in each case to TB Partners X, and (ii) 27,878 shares held directly by TB Exec Fund, 1,607,653 shares held directly by TB Fund XI, and 601,229 shares held directly by TB Fund XI-A, in each case to TB Partners XI. /s/ Seth Boro, Managing Partner of Thoma Bravo UGP, LLC 2024-02-14 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P. 2024-02-14 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P. 2024-02-14 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Fund X, L.P. 2024-02-14 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Fund X-A, L.P. 2024-02-14 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Special Opportunities Fund I, L.P. 2024-02-14 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Special Opportunities Fund I AIV, L.P. 2024-02-14 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Fund XI, L.P. 2024-02-14 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Fund XI-A, L.P. 2024-02-14 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Executive Fund XI, L.P. 2024-02-14