0000950170-23-067742.txt : 20231204 0000950170-23-067742.hdr.sgml : 20231204 20231204160529 ACCESSION NUMBER: 0000950170-23-067742 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231201 FILED AS OF DATE: 20231204 DATE AS OF CHANGE: 20231204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND X, L.P. CENTRAL INDEX KEY: 0001537211 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231463018 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND X-A, L.P. CENTRAL INDEX KEY: 0001537212 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231463017 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. CENTRAL INDEX KEY: 0001579904 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231463016 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: 312-254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND XI, L.P. CENTRAL INDEX KEY: 0001606286 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231463014 BUSINESS ADDRESS: STREET 1: C/O THOMA BRAVO, LLC STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: C/O THOMA BRAVO, LLC STREET 2: 150 N. RIVERSIDE PLAZA, SUITE 2800 CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO FUND XI-A, L.P. CENTRAL INDEX KEY: 0001606287 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231463013 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO UGP, LLC CENTRAL INDEX KEY: 0001813487 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231463021 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS XI, L.P. CENTRAL INDEX KEY: 0001722232 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231463019 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (415) 733-6020 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO EXECUTIVE FUND XI, L.P. CENTRAL INDEX KEY: 0001606288 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231463012 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO PARTNERS X, L.P. CENTRAL INDEX KEY: 0001783009 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231463020 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. CENTRAL INDEX KEY: 0001783011 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-39010 FILM NUMBER: 231463015 BUSINESS ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 BUSINESS PHONE: (312) 254-3300 MAIL ADDRESS: STREET 1: 110 N. WACKER DRIVE, 32ND FLOOR CITY: CHICAGO STATE: IL ZIP: 60606 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Dynatrace, Inc. CENTRAL INDEX KEY: 0001773383 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 000000000 FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 1601 TRAPELO ROAD, SUITE 116 CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 781-530-1000 MAIL ADDRESS: STREET 1: 1601 TRAPELO ROAD, SUITE 116 CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: Dynatrace Holdings LLC DATE OF NAME CHANGE: 20190410 4 1 ownership.xml 4 X0508 4 2023-12-01 0001773383 Dynatrace, Inc. DT 0001813487 THOMA BRAVO UGP, LLC C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001783009 THOMA BRAVO PARTNERS X, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001722232 THOMA BRAVO PARTNERS XI, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001537211 THOMA BRAVO FUND X, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001537212 THOMA BRAVO FUND X-A, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001579904 THOMA BRAVO SPECIAL OPPORTUNITIES FUND I, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001783011 THOMA BRAVO SPECIAL OPPORTUNITIES FUND I AIV, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001606286 THOMA BRAVO FUND XI, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001606287 THOMA BRAVO FUND XI-A, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false 0001606288 THOMA BRAVO EXECUTIVE FUND XI, L.P. C/O THOMA BRAVO, L.P. 110 N. WACKER DRIVE, 32ND FLOOR CHICAGO IL 60606 false false true false false Common Stock 2023-12-01 4 J false 3032740 D 30357273 I See footnote Represents a distribution of (i) 187,917 shares held directly by Thoma Bravo Special Opportunities Fund I AIV, L.P. ("TB SOF AIV"), 26,159 shares held directly by Thoma Bravo Special Opportunities Fund I, L.P. ("TB SOF"), 364,529 shares held directly by Thoma Bravo Fund X, L.P. ("TB Fund X") and 63,461 shares held directly by Thoma Bravo Fund X-A, L.P. ("TB Fund X-A"), in each case to Thoma Bravo Partners X, L.P. ("TB Partners X"), and (ii) 30,172 shares held directly by Thoma Bravo Executive Fund XI, L.P. ("TB Exec Fund"), 1,706,709 shares held directly by Thoma Bravo Fund XI, L.P. ("TB Fund XI"), and 653,793 shares held directly by Thoma Bravo Fund XI-A, L.P. ("TB Fund XI-A"), in each case to Thoma Bravo Partners XI, L.P. ("TB Partners XI"). After giving effect to the distribution reported on this statement, consists of 2,714,720 shares held directly by TB Fund X, 593,825 shares held directly by TB Fund X-A, 12,786,903 shares held directly by TB Fund XI, 6,421,895 shares held directly by TB Fund XI-A, 282,090 shares held directly by TB Exec Fund, 232,926 shares held directly by TB SOF, 1,716,037 shares held directly by TB SOF AIV, 1,187,612 shares held directly by TB Partners X, and 4,421,265 shares held directly by TB Partners XI. The shares of Common Stock held by the Reporting Persons are subject to customary lock-up restrictions until 90 days from November 15, 2023. TB Partners X is the general partner of each of TB Fund X, TB Fund X-A, TB SOF and TB SOF AIV. TB Partners XI is the general partner of each of TB Fund XI, TB Fund XI-A and TB Exec Fund. Thoma Bravo UGP, LLC is the ultimate managing member of TB Partners X and TB Partners XI. By virtue of the relationships described in this footnote, Thoma Bravo UGP, LLC may be deemed to exercise voting and dispositive power with respect to the shares held by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A, TB Exec Fund, TB Partners X and TB Partners XI. Each of TB Partners X, TB Partners XI and Thoma Bravo UGP, LLC disclaims beneficial ownership of the shares owned by TB Fund X, TB Fund X-A, TB SOF, TB SOF AIV, TB Fund XI, TB Fund XI-A and TB Exec Fund except to the extent of its pecuniary interest therein. /s/ Seth Boro, Managing Partner of Thoma Bravo UGP, LLC 2023-12-04 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P. 2023-12-04 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P. 2023-12-04 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Fund X, L.P. 2023-12-04 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Fund X-A, L.P. 2023-12-04 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Special Opportunities Fund I, L.P. 2023-12-04 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners X, L.P., the general partner of Thoma Bravo Special Opportunities Fund I AIV, L.P. 2023-12-04 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Fund XI, L.P. 2023-12-04 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Fund XI-A, L.P. 2023-12-04 /s/ Seth Boro, Managing Partner of Thoma Bravo Partners XI, L.P., the general partner of Thoma Bravo Executive Fund XI, L.P. 2023-12-04