0001752724-24-124855.txt : 20240529 0001752724-24-124855.hdr.sgml : 20240529 20240529104142 ACCESSION NUMBER: 0001752724-24-124855 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240331 FILED AS OF DATE: 20240529 DATE AS OF CHANGE: 20240529 PERIOD START: 20240930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN LIGHTS FUND TRUST III CENTRAL INDEX KEY: 0001537140 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22655 FILM NUMBER: 24995000 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 631-470-2621 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET CITY: OMAHA STATE: NE ZIP: 68130 0001537140 S000046898 Counterpoint Tactical Income Fund C000146567 Counterpoint Tactical Income Fund Class A Shares CPATX C000146568 Counterpoint Tactical Income Fund Class C Shares CPCTX C000146569 Counterpoint Tactical Income Fund Class I Shares CPITX NPORT-P 1 primary_doc.xml NPORT-P false 0001537140 XXXXXXXX S000046898 C000146569 C000146567 C000146568 NORTHERN LIGHTS FUND TRUST III 811-22655 0001537140 549300PPUECJSQFBYV98 225 PICTORIA DRIVE SUITE 450 CINCINNATI 45246 631-470-2600 Counterpoint Tactical Income Fund S000046898 549300FOLD17KHRVDB10 2024-09-30 2024-03-31 N 1543062190.93 4014654.38 1539047536.55 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 897308.73000000 N U.S. Corporate High Yield I00012US-USD iShare Trust 5493000860OXIC4B5K91 ISHARES IBOXX HI 464288513 257408.00000000 NS USD 20008323.84000000 1.300045863745 Long EC RF US N 1 N N Mainstay Funds 549300SQRLBSUG7RD002 MNSTY-H/Y BD-I 56062X708 1000.00000000 NS USD 5170.00000000 0.000335922047 Long EC RF US N 1 N N N United States Treasury Bills 254900HROIFWPRGM1V77 B 04/30/24 912797JQ1 25000000.00000000 PA USD 24894210.50000000 1.617507575874 Long DBT UST US N 2 2024-04-30 Fixed 0.00000000 N N N N N N Invesco Exchange Traded Fund Trust II O540V2L4S174Y60FMD36 INVESCO SENIOR L 46138G508 4576232.00000000 NS USD 96787306.80000000 6.288779553681 Long EC RF US N 1 N N N Blackrock Funds V 54930077DSFQPJDWM487 BLKR-H/Y BND-INS 09260B630 29896366.21900000 NS USD 211068345.51000000 13.71421872927 Long EC RF US N 1 N N N Ssga Active Etf Trust 549300MAXSRPQ75ICU67 SPDR BLACKSTONE 78467V608 1198300.00000000 NS USD 50460413.00000000 3.278678000623 Long EC RF US N 1 N N N Pimco Fds Pacific Invt Mgmt Ser N/A PIMCO-H/Y-INS 693390841 26458745.42300000 NS USD 210611613.57000000 13.68454245683 Long EC RF US N 1 N N N Fidelity Adv Ii EIVUM2R16VT371T5KS40 F/A-F/R HI-I 315807552 33863765.13000000 NS USD 315271653.36000000 20.48485481265 Long EC RF US N 1 N N N United States Treasury Bills 254900HROIFWPRGM1V77 B 04/04/24 912797GZ4 25000000.00000000 PA USD 24989195.25000000 1.623679233847 Long DBT UST US N 2 2024-04-04 Fixed 0.00000000 N N N N N N Lord Abbett High N/A LA-HI YLD-I 54400N409 1000.00000000 NS USD 6360.00000000 0.000413242596 Long EC RF US N 1 N N N Tiaa Cref Mutual Funds 549300L8R42TEBN5NG46 TIAA-H/Y-INST 886315795 1000.00000000 NS USD 8700.00000000 0.000565284683 Long EC RF US N 1 N N N United States Treasury Bills 254900HROIFWPRGM1V77 B 06/06/24 912797HT7 25000000.00000000 PA USD 24761093.75000000 1.608858281629 Long DBT UST US N 2 2024-06-06 Fixed 0.00000000 N N N N N N Lord Abbett Investment Trust 54930085JIVNI3FPKR71 LA-FLTNG RT-I 543916134 1808.03100000 NS USD 14789.69000000 0.000960963820 Long EC RF US N 1 N N N JP Morgan Trust Ii 549300IMXLYKELY96B40 JPM-HIGH YLD-I 4812C0803 16367612.11100000 NS USD 105080069.75000000 6.827603907904 Long EC RF US N 1 N N N Goldman Sachs Trust S2FHCT8U6D2VORP0J605 GS-H/Y FL RT-INS 38145C455 10868722.56700000 NS USD 96731630.85000000 6.285161994855 Long EC RF US N 1 N N N Goldman Sachs Trust S2FHCT8U6D2VORP0J605 GS-GOVT-FST 38141W273 45639854.16000000 PA USD 45639854.16000000 2.965460979997 Long STIV RF US N 1 N N N iShare Trust 5493000860OXIC4B5K91 ISHARES BROAD US 46435U853 3628070.00000000 NS USD 132751081.30000000 8.625534829000 Long EC RF US N 1 N N N United States Treasury Bills 254900HROIFWPRGM1V77 B 04/23/24 912797JP3 5000000.00000000 PA USD 4983912.50000000 0.323830965687 Long DBT UST US N 2 2024-04-23 Fixed 0.00000000 N N N N N N Blackrock Funds V 54930077DSFQPJDWM487 BLK-FLOAT RA-INS 09260B747 13383297.64400000 NS USD 130219486.08000000 8.461043794131 Long EC RF US N 1 N N N CDX.NA.HY SERIES 41 N/A CDXHY42 06/20 N/A -102700000.00000000 PA USD 7402821.40000000 0.481000178629 Long DCR CORP N/A N 2 WELLS FARGO SECURITIES LLC VYVVCKR63DVZZN70PB21 CDX.NA.HY Series 41 CDX.NA.HY SERIES 41 Y N/A 2029-06-20 7070900.75000000 USD 0.00000000 USD -102700000.00000000 USD 331920.65000000 N N N Prudential Investment Portfolios Inc. 15 5493004GW6X6EIMPJD18 PGIM-HI YLD-Z 74440Y801 999.99800000 NS USD 4739.99000000 0.000307982040 Long EC RF US N 1 N N N Transamerica Funds 54930088ZHZE1VMYEY52 T/A-HI YD BD-I 893962159 4052026.50700000 NS USD 32659333.65000000 2.122048401650 Long EC RF US N 1 N N N United States Treasury Bills 254900HROIFWPRGM1V77 B 04/16/24 912797JN8 1000000.00000000 PA USD 997804.79000000 0.064832616686 Long DBT UST US N 2 2024-04-16 Fixed 0.00000000 N N N N N N N/A N/A TFDXX LEX BLACKROCK FED FUND 09248U700 0.00 NS USD 0 0 Long STIV US N N/A N N 2024-04-26 NORTHERN LIGHTS FUND TRUST III Rich Gleason Rich Gleason Treasurer