0001752724-24-124579.txt : 20240529
0001752724-24-124579.hdr.sgml : 20240529
20240529093530
ACCESSION NUMBER: 0001752724-24-124579
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240331
FILED AS OF DATE: 20240529
DATE AS OF CHANGE: 20240529
PERIOD START: 20240930
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN LIGHTS FUND TRUST III
CENTRAL INDEX KEY: 0001537140
ORGANIZATION NAME:
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22655
FILM NUMBER: 24994486
BUSINESS ADDRESS:
STREET 1: 225 PICTORIA DRIVE
STREET 2: SUITE 450
CITY: CINCINNATI
STATE: OH
ZIP: 45246
BUSINESS PHONE: 631-470-2621
MAIL ADDRESS:
STREET 1: 17605 WRIGHT STREET
CITY: OMAHA
STATE: NE
ZIP: 68130
0001537140
S000083338
PlanRock Market Neutral Income ETF
C000246897
PlanRock Market Neutral Income ETF
PRMN
NPORT-P
1
primary_doc.xml
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S000083338
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2024-09-30
2024-03-31
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429791.13000000
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233051630
9053.00000000
NS
USD
223337.51000000
10.04299501134
Long
EC
RF
US
N
1
N
N
N
ICE FUTURES U.S.
5493004R83R1LVX2IL36
MSCI EAFE Jun24
N/A
-5.00000000
NC
USD
-6450.00000000
-0.29004226752
Short
DE
CORP
US
N
1
R.J. O'BRIEN & ASSOCIATES LLC
WOPZ3KWZW5JSJMG3U094
Short
ICE US mini MSCI EAFE Index
MXEA
2024-06-21
-582825.00000000
USD
-6450.00000000
N
N
N
CBOE FUTURES EXCHANGE
254900O9GJPIWCP8RH13
CBOE VIX FUTURE Oct24
N/A
-3.00000000
NC
USD
1080.00000000
0.048565216887
Short
DE
CORP
US
N
1
R.J. O'BRIEN & ASSOCIATES LLC
WOPZ3KWZW5JSJMG3U094
Short
CBOE Volatility Index
VIX
2024-10-16
-62880.00000000
USD
1080.00000000
N
N
N
Wisdomtree Trust
549300SEVJBU47TE8855
WISDOMTREE US SM
97717W604
6937.00000000
NS
USD
226701.16000000
10.19425092966
Long
EC
RF
US
N
1
N
N
N
Vanguard Whitehall Funds
5493006QD7VQBS2FQD13
VANGUARD HI DV Y
921946406
2003.00000000
NS
USD
242342.97000000
10.89762861037
Long
EC
RF
US
N
1
N
N
N
OPTION ISSUER
N/A
S&P Emini 1st Wee Apr24P
N/A
-3.00000000
NC
USD
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-0.03811020491
Short
DE
CORP
US
N
2
R.J. O'BRIEN & ASSOCIATES LLC
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Put
Written
N/A
N/A
Chicago Mercantile Exchange
N/A
S&P EMINI 1ST WKL Jun24
N/A
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NC
USD
N/A
N/A
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CORP
US
US
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CME Standard & Poor's 500 Inde
SPX
2024-06-21
13271250.00000000
USD
-3.00000000
5220.00000000
USD
2024-04-05
XXXX
15815.79000000
N
N
N
OPTION ISSUER
N/A
S&P Emini 3rd Wk Apr24P
N/A
-3.00000000
NC
USD
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-0.23270833091
Short
DE
CORP
US
N
2
R.J. O'BRIEN & ASSOCIATES LLC
WOPZ3KWZW5JSJMG3U094
Put
Written
N/A
N/A
Chicago Mercantile Exchange
N/A
S&P EMINI 3RD WKL Jun24
N/A
50.00000000
NC
USD
N/A
N/A
DE
CORP
US
US
Long
CME Standard & Poor's 500 Inde
SPX
2024-06-21
13271250.00000000
USD
-3.00000000
5260.00000000
USD
2024-04-19
XXXX
12712.09000000
N
N
N
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254900O9GJPIWCP8RH13
CBOE VIX FUTURE May24
N/A
-8.00000000
NC
USD
6280.00000000
0.282397742641
Short
DE
CORP
US
N
1
R.J. O'BRIEN & ASSOCIATES LLC
WOPZ3KWZW5JSJMG3U094
Short
CBOE Volatility Index
VIX
2024-05-22
-129628.00000000
USD
6280.00000000
N
N
N
ICE FUTURES U.S.
5493004R83R1LVX2IL36
MSCI EmgMkt Jun24
N/A
-8.00000000
NC
USD
120.00000000
0.005396135209
Short
DE
CORP
US
N
1
R.J. O'BRIEN & ASSOCIATES LLC
WOPZ3KWZW5JSJMG3U094
Short
ICE US MSCI Emerging Markets E
MXEF
2024-06-21
-419720.00000000
USD
120.00000000
N
N
N
CME GLOBEX
N/A
SP500 MIC EMIN FUTJun24
N/A
-18.00000000
NC
USD
-10552.50000000
-0.47452264000
Short
DE
CORP
US
N
1
R.J. O'BRIEN & ASSOCIATES LLC
WOPZ3KWZW5JSJMG3U094
Short
CME Standard & Poor's 500 Inde
SPX
2024-06-21
-467212.50000000
USD
-10552.50000000
N
N
N
Pacer Funds Trust
549300L3D3N0PW0L9M73
PACER US SMALL C
69374H857
4647.00000000
NS
USD
228446.52000000
10.27273591758
Long
EC
RF
US
N
1
N
N
N
CBOE FUTURES EXCHANGE
254900O9GJPIWCP8RH13
CBOE VIX FUTURE Apr24
N/A
18.00000000
NC
USD
-17317.80000000
-0.77874325279
Long
DE
CORP
US
N
1
R.J. O'BRIEN & ASSOCIATES LLC
WOPZ3KWZW5JSJMG3U094
Long
CBOE Volatility Index
VIX
2024-04-17
275954.40000000
USD
-17317.80000000
N
N
N
CBOE FUTURES EXCHANGE
254900O9GJPIWCP8RH13
CBOE VIX FUTURE Jul24
N/A
-10.00000000
NC
USD
5821.00000000
0.261757525464
Short
DE
CORP
US
N
1
R.J. O'BRIEN & ASSOCIATES LLC
WOPZ3KWZW5JSJMG3U094
Short
CBOE Volatility Index
VIX
2024-07-17
-175002.00000000
USD
5821.00000000
N
N
N
Ishares Inc
549300MGJZCNMJLBAJ67
ISHARES EMERGING
464286319
8431.00000000
NS
USD
220554.96000000
9.917869877784
Long
EC
RF
US
N
1
N
N
N
Schwab Strategic Trust
549300NAZEQOIX80E226
SCHWAB DVD EQ
808524797
2936.00000000
NS
USD
236729.68000000
10.64521134527
Long
EC
RF
US
N
1
N
N
N
Wisdomtree Trust
549300SEVJBU47TE8855
WISDOMTREE EMERG
97717W315
5493.00000000
NS
USD
229827.12000000
10.33481845316
Long
EC
RF
US
N
1
N
N
N
Vanguard Whitehall Funds
5493006QD7VQBS2FQD13
VANGUARD INT HDV
921946794
3362.00000000
NS
USD
231305.60000000
10.40130243637
Long
EC
RF
US
N
1
N
N
N
CBOE FUTURES EXCHANGE
254900O9GJPIWCP8RH13
CBOE VIX FUTURE Sep24
N/A
9.00000000
NC
USD
-4060.80000000
-0.18260521549
Long
DE
CORP
US
N
1
R.J. O'BRIEN & ASSOCIATES LLC
WOPZ3KWZW5JSJMG3U094
Long
CBOE Volatility Index
VIX
2024-09-18
166149.00000000
USD
-4060.80000000
N
N
N
CME GLOBEX
N/A
MICRO EMIN RUS2000Jun24
N/A
-44.00000000
NC
USD
-8129.00000000
-0.36554319266
Short
DE
CORP
US
N
1
R.J. O'BRIEN & ASSOCIATES LLC
WOPZ3KWZW5JSJMG3U094
Short
RUSSELL 2000 INDEX
RTY
2024-06-21
-463969.00000000
USD
-8129.00000000
N
N
N
2024-04-26
NORTHERN LIGHTS FUND TRUST III
Rich Gleason
Rich Gleason
Treasurer