0001752724-24-020707.txt : 20240207 0001752724-24-020707.hdr.sgml : 20240207 20240207145435 ACCESSION NUMBER: 0001752724-24-020707 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20231231 FILED AS OF DATE: 20240207 DATE AS OF CHANGE: 20240207 PERIOD START: 20240930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NORTHERN LIGHTS FUND TRUST III CENTRAL INDEX KEY: 0001537140 ORGANIZATION NAME: IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-22655 FILM NUMBER: 24603908 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE STREET 2: SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: 631-470-2621 MAIL ADDRESS: STREET 1: 17605 WRIGHT STREET CITY: OMAHA STATE: NE ZIP: 68130 0001537140 S000050600 Pinnacle Multi-Strategy Core Fund C000159719 Pinnacle Multi-Strategy Core Fund Class A APSHX C000159720 Pinnacle Multi-Strategy Core Fund Class C CPSHX C000159721 Pinnacle Multi-Strategy Core Fund Class I IPSHX NPORT-P 1 primary_doc.xml NPORT-P false 0001537140 XXXXXXXX S000050600 C000159719 C000159720 C000159721 NORTHERN LIGHTS FUND TRUST III 811-22655 0001537140 549300PPUECJSQFBYV98 225 PICTORIA DRIVE SUITE 450 CINCINNATI 45246 631-470-2600 Pinnacle Multi-Strategy Core Fund S000050600 549300C0TJBUH7KIHX42 2024-09-30 2023-12-31 N 52393188.80 12124759.75 40268429.05 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 N Select Sector Spdr Trust 5493008JJKIPMEX3CO91 ENERGY SELECT SECTOR SPDR 81369Y506 5455.00000000 NS USD 457347.20000000 1.135746317374 Long EC RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 ISHARES-C S&P500 464287200 2305.00000000 NS USD 1100937.15000000 2.733995777766 Long EC RF US N 1 N N N VanEck ETF Trust 549300ZLFKNTXC51ZN76 VANECK SEMICONDU 92189F676 2365.00000000 NS USD 413567.55000000 1.027026779431 Long EC RF US N 1 N N N First American Funds Inc. 549300J5J5SJCZ9IA369 FRST AM-GV OB-X 31846V336 447344.14000000 PA USD 447344.14000000 1.110905368184 Long STIV RF US N 1 N N N First Trust NASDAQ-100- Technology Index Fund 549300MZB4XDLRWOC672 FIRST TRUST NASDQ 100 TEC 337345102 2410.00000000 NS USD 422882.70000000 1.050159417629 Long EC RF US N 1 N N N Select Sector Spdr Trust 5493008JJKIPMEX3CO91 FINANCIAL SELECT SECTOR S 81369Y605 25490.00000000 NS USD 958424.00000000 2.380087881774 Long EC RF US N 1 N N N Tidal Etf Tr II 549300BGXECFCIZF2P89 PINNACLE FCSD OP 88634T519 374315.00000000 NS USD 9095966.79000000 22.58833285675 Long EC RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 ISHARES S&P 500 GROWTH ET 464287309 53080.00000000 NS USD 3986308.00000000 9.899338250941 Long EC RF US N 1 N N N Spdr Dow Jones Ind 54930039F2SG3UG2OZ18 SPDR DJIA TRUST 78467X109 10610.00000000 NS USD 3998590.70000000 9.929840309973 Long EC RF US N 1 N N N Spdr Series Trust 5493004JVD6CQEEJSS37 SPDR PORT S&P 500 VALUE 78464A508 85635.00000000 NS USD 3993160.05000000 9.916354186655 Long EC RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 ISHARES SHORT TREASURY BO 464288679 4750.00000000 NS USD 523117.50000000 1.299076006542 Long EC RF US N 1 N N N Select Sector Spdr Trust 5493008JJKIPMEX3CO91 CONSUMER DISCRETIONARY SE 81369Y407 8200.00000000 NS USD 1466242.00000000 3.641170104201 Long EC RF US N 1 N N N Select Sector Spdr Trust 5493008JJKIPMEX3CO91 HEALTH CARE SELECT SECTOR 81369Y209 3515.00000000 NS USD 479375.70000000 1.190450462829 Long EC RF US N 1 N N N Select Sector Spdr Trust 5493008JJKIPMEX3CO91 MATERIALS SELECT SECTOR S 81369Y100 11045.00000000 NS USD 944789.30000000 2.346228353797 Long EC RF US N 1 N N N Invesco QQQ Trust 549300VY6FEJBCIMET58 INVESCO QQQ TRUST SERIES 46090E103 9725.00000000 NS USD 3982582.00000000 9.890085344662 Long EC RF US N 1 N N N Spdr Series Trust 5493004JVD6CQEEJSS37 SPDR S&P 600 SMALL CAP GR 78464A201 47285.00000000 NS USD 3954444.55000000 9.820210629746 Long EC RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 ISHARES EXPANDED TECH-SOF 464287515 1015.00000000 NS USD 411724.60000000 1.022450117159 Long EC RF US N 1 N N N Ishares Trust 5493000860OXIC4B5K91 ISHARES 1-3 YEAR TREASURY 464287457 4900.00000000 NS USD 401996.00000000 0.998290744098 Long EC RF US N 1 N N N Spdr Series Trust 5493004JVD6CQEEJSS37 SPDR BLOOMBERG 1 78468R663 4400.00000000 NS USD 402116.00000000 0.998588744300 Long EC RF US N 1 N N N Select Sector Spdr Trust 5493008JJKIPMEX3CO91 TECHNOLOGY SELECT SECT SP 81369Y803 9985.00000000 NS USD 1921912.80000000 4.772753358750 Long EC RF US N 1 N N N Select Sector Spdr Trust 5493008JJKIPMEX3CO91 INDUSTRIAL SELECT SECT SP 81369Y704 8615.00000000 NS USD 982023.85000000 2.438694215710 Long EC RF US N 1 N N N 2024-01-26 NORTHERN LIGHTS FUND TRUST III Rich Gleason Rich Gleason Treasurer XXXX NPORT-EX 2 pinnacle_nport.htm PINNACLE NQ 12.31.23
 
PINNACLE MULTI-STRATEGY CORE FUND
SCHEDULE OF INVESTMENTS (Unaudited)
December 31, 2023
 
Shares             Fair Value
    EXCHANGE-TRADED FUNDS — 99.1%      
    EQUITY - 95.8%      
8,200   Consumer Discretionary Select Sector SPDR Fund       $ 1,466,242
5,455   Energy Select Sector SPDR Fund         457,347
25,490   Financial Select Sector SPDR Fund         958,424
2,410   First Trust NASDAQ-100 Technology Index Fund         422,883
3,515   Health Care Select Sector SPDR Fund         479,376
8,615   Industrial Select Sector SPDR Fund         982,024
9,725   Invesco QQQ Trust Series 1         3,982,582
2,305   iShares Core S&P 500 ETF         1,100,937
1,015   iShares Expanded Tech-Software Sector ETF         411,725
53,080   iShares S&P 500 Growth ETF         3,986,308
11,045   Materials Select Sector SPDR Fund         944,789
374,315   Pinnacle Focused Opportunities ETF(a)(b)         9,095,966
10,610   SPDR Dow Jones Industrial Average ETF Trust         3,998,590
85,635   SPDR Portfolio S&P 500 Value ETF         3,993,160
47,285   SPDR S&P 600 Small Cap Growth ETF         3,954,445
9,985   Technology Select Sector SPDR Fund         1,921,913
2,365   VanEck Semiconductor ETF         413,568
             

38,570,279

    FIXED INCOME - 3.3%      
4,900   iShares 1-3 Year Treasury Bond ETF         401,996
4,750   iShares Short Treasury Bond ETF         523,118
4,400   SPDR Bloomberg 1-3 Month T-Bill ETF         402,116
             

1,327,230

               
    TOTAL EXCHANGE-TRADED FUNDS (Cost $36,555,378)    

  39,897,509

               
 
    SHORT-TERM INVESTMENTS — 1.1%      
    MONEY MARKET FUNDS - 1.1%      
447,344   First American Government Obligations Fund, Class X, 5.28% (Cost $447,344)(c)       $ 447,344
             
 
    TOTAL INVESTMENTS - 100.2% (Cost $37,002,722)     $ 40,344,853
    LIABILITIES IN EXCESS OF OTHER ASSETS - (0.2)%    

(76,424)

    NET ASSETS - 100.0%        

$ 40,268,429

 

 

 

 

 

          
 
 
 

 

ETF  - Exchange-Traded Fund
SPDR  - Standard & Poor's Depositary Receipt
   

 

(a)

 Non-income producing security.
(b) Affiliated security.
(c) Rate disclosed is the seven-day effective yield as of December 31, 2023.