0001752724-23-274192.txt : 20231129
0001752724-23-274192.hdr.sgml : 20231129
20231129152047
ACCESSION NUMBER: 0001752724-23-274192
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231129
DATE AS OF CHANGE: 20231129
PERIOD START: 20240331
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NORTHERN LIGHTS FUND TRUST III
CENTRAL INDEX KEY: 0001537140
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-22655
FILM NUMBER: 231451841
BUSINESS ADDRESS:
STREET 1: 225 PICTORIA DRIVE
STREET 2: SUITE 450
CITY: CINCINNATI
STATE: OH
ZIP: 45246
BUSINESS PHONE: 631-470-2621
MAIL ADDRESS:
STREET 1: 17605 WRIGHT STREET
CITY: OMAHA
STATE: NE
ZIP: 68130
0001537140
S000049469
Return Stacked(R) Risk Managed U.S. Stocks & Bonds Fund
C000156387
Return Stacked(R) Risk Managed U.S. Stocks & Bonds Fund Class I Shares
NFDIX
NPORT-P
1
primary_doc.xml
NPORT-P
false
0001537140
XXXXXXXX
S000049469
C000156387
NORTHERN LIGHTS FUND TRUST III
811-22655
0001537140
549300PPUECJSQFBYV98
225 PICTORIA DRIVE
SUITE 450
CINCINNATI
45246
631-470-2600
Return Stacked Risk Managed U.S. Stocks & Bonds Fund
S000049469
5493004ROOMHNW329171
2024-03-31
2023-09-30
N
29890624.31
331018.49
29559605.82
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
1411265.79000000
USD
N
S&P 500 (TR)
500TR
Select Sector Spdr
5493008JJKIPMEX3CO91
HEALTH CARE SELECT SECTOR
81369Y209
347.00000000
NS
USD
44672.78000000
0.151127793354
Long
EC
RF
US
N
1
N
N
N
Danaher Corporation
S4BKK9OTCEWQ3YHPFM11
DANAHER CORP
235851102
212.00000000
NS
USD
52597.20000000
0.177936066943
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 06/21/24 P4250
N/A
7.00000000
NC
USD
122290.00000000
0.413706463965
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Purchased
S&P Indices INDEX
78378X107
7.00000000
4250.00000000
USD
2024-06-21
XXXX
29805.44000000
N
N
N
Hologic Inc
549300DYP6F5ZJL0LB74
HOLOGIC INC
436440101
572.00000000
NS
USD
39696.80000000
0.134294077673
Long
EC
CORP
US
N
1
N
N
N
Teledyne Technologies Inc
549300VSMO9KYQWDND94
TELEDYNE TECH
879360105
105.00000000
NS
USD
42900.90000000
0.145133532095
Long
EC
CORP
US
N
1
N
N
N
Ametek, Inc.
549300WZDEF9KKE40E98
AMETEK INC
031100100
284.00000000
NS
USD
41963.84000000
0.141963462759
Long
EC
CORP
US
N
1
N
N
N
Edwards Lifesciences Corporation
YA13X31F3V31L8TMPR58
EDWARDS LIFE
28176E108
656.00000000
NS
USD
45447.68000000
0.153749276214
Long
EC
CORP
US
N
1
N
N
N
Ishares Trust
5493000860OXIC4B5K91
ISHARES MSCI USA
46432F396
11492.00000000
NS
USD
1605432.40000000
5.431169853130
Long
EC
RF
US
N
1
N
N
N
Spdr Series Trust
5493004JVD6CQEEJSS37
SPDR SSGA US LAR
78468R804
5672.00000000
NS
USD
757356.07000000
2.562131831567
Long
EC
RF
US
N
1
N
N
N
Select Sector Spdr
5493008JJKIPMEX3CO91
COMM SERV SELECT SECTOR S
81369Y852
2462.00000000
NS
USD
161433.34000000
0.546128189201
Long
EC
RF
US
N
1
N
N
N
MasterCard Incorporated
AR5L2ODV9HN37376R084
MASTERCARD INC-A
57636Q104
132.00000000
NS
USD
52260.12000000
0.176795726973
Long
EC
CORP
US
N
1
N
N
N
Regeneron Pharmaceuticals, Inc.
549300RCBFWIRX3HYQ56
REGENERON PHARM
75886F107
56.00000000
NS
USD
46085.76000000
0.155907897691
Long
EC
CORP
US
N
1
N
N
N
Costco Wholesale Corporation
29DX7H14B9S6O3FD6V18
COSTCO WHOLESALE
22160K105
100.00000000
NS
USD
56496.00000000
0.191125688021
Long
EC
CORP
US
N
1
N
N
N
Monster Beverage Corp
52990090AP0E7HCB6F33
MONSTER BEVERAGE
61174X109
626.00000000
NS
USD
33146.70000000
0.112135121834
Long
EC
CORP
US
N
1
N
N
N
Motorola Solutions Inc
6S552MUG6KGJVEBSEC55
MOTOROLA SOLUTIO
620076307
96.00000000
NS
USD
26135.04000000
0.088414710802
Long
EC
CORP
US
N
1
N
N
N
Mondelez International, Inc.
549300DV9GIB88LZ5P30
MONDELEZ INTER-A
609207105
371.00000000
NS
USD
25747.40000000
0.087103326603
Long
EC
CORP
US
N
1
N
N
N
Chipotle Mexican Grill Inc
N/A
CHIPOTLE MEXICAN
169656105
14.00000000
NS
USD
25645.62000000
0.086759005367
Long
EC
CORP
US
N
1
N
N
N
Cognizant Technology Solutions Corp.
5493006IEVQEFQO40L83
COGNIZANT TECH-A
192446102
803.00000000
NS
USD
54395.22000000
0.184018759692
Long
EC
CORP
US
N
1
N
N
N
McCormick & Company, Incorporated
549300JQQA6MQ4OJP259
MCCORMICK-N/V
579780206
427.00000000
NS
USD
32298.28000000
0.109264921178
Long
EC
CORP
US
N
1
N
N
N
Enterprise Products Partners L.P.
K4CDIF4M54DJZ6TB4Q48
ENTERPRISE PRODU
293792107
1976.00000000
NS
USD
54083.12000000
0.182962926939
Long
EC
CORP
US
N
1
N
N
N
Garmin Ltd
2549001E0HIPIJQ0W046
GARMIN LTD
H2906T109
513.00000000
NS
USD
53967.60000000
0.182572123351
Long
EC
CORP
CH
N
1
N
N
N
Church & Dwight Co., Inc.
POOXSI30AWAQGYJZC921
CHURCH & DWIGHT
171340102
282.00000000
NS
USD
25839.66000000
0.087415441725
Long
EC
CORP
US
N
1
N
N
N
Select Sector Spdr
5493008JJKIPMEX3CO91
FINANCIAL SELECT SECTOR S
81369Y605
19118.00000000
NS
USD
634144.06000000
2.145306212341
Long
EC
RF
US
N
1
N
N
N
The Cooper Companies, Inc.
QJKMVPIGLH7530PCUE20
COOPER COS INC
216648402
73.00000000
NS
USD
23214.73000000
0.078535316544
Long
EC
CORP
US
N
1
N
N
N
Texas Instruments Incorporated
WDJNR2L6D8RWOEB8T652
TEXAS INSTRUMENT
882508104
308.00000000
NS
USD
48975.08000000
0.165682452933
Long
EC
CORP
US
N
1
N
N
N
Brown-Forman Corp.
549300873K3LXF7ARU34
BROWN-FORMAN -B
115637209
801.00000000
NS
USD
46209.69000000
0.156327152267
Long
EC
CORP
US
N
1
N
N
N
Costar Group Inc
N/A
COSTAR GROUP INC
22160N109
543.00000000
NS
USD
41751.27000000
0.141244339502
Long
EC
CORP
US
N
1
N
N
N
J P Morgan Exchange Traded Fund Trust
5493001E1K1DVWDV2464
JPMORGAN US MOMENTUM FACT
46641Q779
39221.00000000
NS
USD
1609645.53000000
5.445422851041
Long
EC
RF
US
N
1
N
N
N
N/A
N/A
SPX US 03/15/24 C4800
N/A
13.00000000
NC
USD
32305.00000000
0.109287654905
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Call
Purchased
S&P Indices INDEX
78378X107
13.00000000
4800.00000000
USD
2024-03-15
XXXX
-44132.00000000
N
N
N
Bristol-Myers Squibb Company
HLYYNH7UQUORYSJQCN42
BRISTOL-MYER SQB
110122108
831.00000000
NS
USD
48231.24000000
0.163166045899
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 06/21/24 C5150
N/A
27.00000000
NC
USD
39555.00000000
0.133814368976
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Call
Purchased
S&P Indices INDEX
78378X107
27.00000000
5150.00000000
USD
2024-06-21
XXXX
-116588.16000000
N
N
N
The TJX Companies Inc.
V167QI9I69W364E2DY52
TJX COS INC
872540109
534.00000000
NS
USD
47461.92000000
0.160563440152
Long
EC
CORP
US
N
1
N
N
N
Accenture PLC
5493000EWHDSR3MZWH98
ACCENTURE PLC-A
G1151C101
167.00000000
NS
USD
51287.37000000
0.173504918544
Long
EC
CORP
IE
N
1
N
N
N
Abbott Laboratories
HQD377W2YR662HK5JX27
ABBOTT LABS
002824100
514.00000000
NS
USD
49780.90000000
0.168408537999
Long
EC
CORP
US
N
1
N
N
N
Snap-On Incorporated
HHWAT5TDOYZMM26KKQ73
SNAP-ON INC
833034101
195.00000000
NS
USD
49736.70000000
0.168259009618
Long
EC
CORP
US
N
1
N
N
N
Lockheed Martin Corporation
DPRBOZP0K5RM2YE8UU08
LOCKHEED MARTIN
539830109
117.00000000
NS
USD
47848.32000000
0.161870629437
Long
EC
CORP
US
N
1
N
N
N
Air Products & Chemicals, Inc.
7QEON6Y1RL5XR3R1W237
AIR PRODS & CHEM
009158106
178.00000000
NS
USD
50445.20000000
0.170655861607
Long
EC
CORP
US
N
1
N
N
N
Select Sector Spdr
5493008JJKIPMEX3CO91
INDUSTRIAL SELECT SECT SP
81369Y704
3545.00000000
NS
USD
359392.10000000
1.215821693254
Long
EC
RF
US
N
1
N
N
N
Expeditors International Of Washington Inc.
984500B055A804AB6E40
EXPEDITORS INTL
302130109
443.00000000
NS
USD
50781.09000000
0.171792175813
Long
EC
CORP
US
N
1
N
N
N
Heico Corp
529900O1DTDLCJ7L0I14
HEICO CORP
422806109
314.00000000
NS
USD
50846.02000000
0.172011833681
Long
EC
CORP
US
N
1
N
N
N
Idex Corporation
549300U5Y5EL6PHYLF13
IDEX CORP
45167R104
250.00000000
NS
USD
52005.00000000
0.175932657277
Long
EC
CORP
US
N
1
N
N
N
Home Depot Inc
QEKMOTMBBKA8I816DO57
HOME DEPOT INC
437076102
169.00000000
NS
USD
51065.04000000
0.172752777256
Long
EC
CORP
US
N
1
N
N
N
Mettler-Toledo International Inc
5493000BD5GJNUDIUG10
METTLER-TOLEDO
592688105
40.00000000
NS
USD
44322.80000000
0.149943812748
Long
EC
CORP
US
N
1
N
N
N
Ecolab Inc.
82DYEISM090VG8LTLS26
ECOLAB INC
278865100
195.00000000
NS
USD
33033.00000000
0.111750475297
Long
EC
CORP
US
N
1
N
N
N
Visa Inc
549300JZ4OKEHW3DPJ59
VISA INC-CLASS A
92826C839
223.00000000
NS
USD
51292.23000000
0.173521359900
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 08/16/24 C5175
N/A
25.00000000
NC
USD
61750.00000000
0.208899943984
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Call
Purchased
S&P Indices INDEX
78378X107
25.00000000
5175.00000000
USD
2024-08-16
XXXX
-76370.00000000
N
N
N
N/A
N/A
SPX US 12/15/23 P4125
N/A
14.00000000
NC
USD
83090.00000000
0.281093058229
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Purchased
S&P Indices INDEX
78378X107
14.00000000
4125.00000000
USD
2023-12-15
XXXX
38822.00000000
N
N
N
Tyler Technologies Inc.
25490040SMU4Z8LBCW70
TYLER TECHNOLOG
902252105
111.00000000
NS
USD
42861.54000000
0.145000377410
Long
EC
CORP
US
N
1
N
N
N
Merck & Co., Inc
4YV9Y5M8S0BRK1RP0397
MERCK & CO
58933Y105
405.00000000
NS
USD
41694.75000000
0.141053132622
Long
EC
CORP
US
N
1
N
N
N
Kimberly-Clark Corporation
MP3J6QPYPGN75NVW2S34
KIMBERLY-CLARK
494368103
337.00000000
NS
USD
40726.45000000
0.137777378521
Long
EC
CORP
US
N
1
N
N
N
Illinois Tool Works Inc.
76NA4I14SZCFAYMNSV04
ILLINOIS TOOL WO
452308109
185.00000000
NS
USD
42607.35000000
0.144140453900
Long
EC
CORP
US
N
1
N
N
N
S&P Global Inc
Y6X4K52KMJMZE7I7MY94
S&P GLOBAL INC
78409V104
137.00000000
NS
USD
50061.17000000
0.169356690020
Long
EC
CORP
US
N
1
N
N
N
Select Sector Spdr
5493008JJKIPMEX3CO91
MATERIALS SELECT SECTOR S
81369Y100
2999.00000000
NS
USD
235571.45000000
0.796937047924
Long
EC
RF
US
N
1
N
N
N
Intuit Inc
VI90HBPH7XSFMB9E4M29
INTUIT INC
461202103
51.00000000
NS
USD
26057.94000000
0.088153881884
Long
EC
CORP
US
N
1
N
N
N
Ansys Inc
549300VJV8H15Z5FJ571
ANSYS INC
03662Q105
83.00000000
NS
USD
24696.65000000
0.083548644560
Long
EC
CORP
US
N
1
N
N
N
Quest Diagnostics Incorporated
8MCWUBXQ0WE04KMXBX50
QUEST DIAGNOSTIC
74834L100
328.00000000
NS
USD
39970.08000000
0.135218582559
Long
EC
CORP
US
N
1
N
N
N
Kellogg Company
LONOZNOJYIBXOHXWDB86
KELLANOVA
487836108
542.00000000
NS
USD
32254.42000000
0.109116543016
Long
EC
CORP
US
N
1
N
N
N
Select Sector Spdr
5493008JJKIPMEX3CO91
UTILITIES SELECT SECTOR S
81369Y886
2314.00000000
NS
USD
136364.02000000
0.461318803878
Long
EC
RF
US
N
1
N
N
N
Select Sector Spdr
5493008JJKIPMEX3CO91
ENERGY SELECT SECTOR SPDR
81369Y506
2712.00000000
NS
USD
245137.68000000
0.829299556606
Long
EC
RF
US
N
1
N
N
N
Thermo Fisher Scientific Inc
HCHV7422L5HDJZCRFL38
THERMO FISHER
883556102
98.00000000
NS
USD
49604.66000000
0.167812318953
Long
EC
CORP
US
N
1
N
N
N
Gilead Sciences, Inc.
549300WTZWR07K8MNV44
GILEAD SCIENCES
375558103
353.00000000
NS
USD
26453.82000000
0.089493141962
Long
EC
CORP
US
N
1
N
N
N
O'Reilly Automotive Inc.
549300K2RLMQL149Q332
O'REILLY AUTOMOT
67103H107
28.00000000
NS
USD
25448.08000000
0.086090728526
Long
EC
CORP
US
N
1
N
N
N
Republic Services, Inc.
NKNQHM6BLECKVOQP7O46
REPUBLIC SVCS
760759100
297.00000000
NS
USD
42325.47000000
0.143186855256
Long
EC
CORP
US
N
1
N
N
N
First American Funds Inc.
549300J5J5SJCZ9IA369
FRST AM-GV OB-X
31846V336
92349.07000000
PA
USD
92349.07000000
0.312416446154
Long
STIV
RF
US
N
1
N
N
N
MPLX LP
5493000CZJ19CK4P3G36
MPLX LP
55336V100
1530.00000000
NS
USD
54422.10000000
0.184109694599
Long
EC
CORP
US
N
1
N
N
N
Vanguard Index Fds
549300G6KNDK44WUN559
VANGUARD S&P 500 ETF
922908363
19546.00000000
NS
USD
7675714.20000000
25.96690309992
Long
EC
RF
US
N
1
N
N
N
Vertex Pharmaceuticals Incorporated
54930015RAQRRZ5ZGJ91
VERTEX PHARM
92532F100
127.00000000
NS
USD
44162.98000000
0.149403142480
Long
EC
CORP
US
N
1
N
N
N
ResMed Inc.
529900T3QE5253CCXF22
RESMED INC
761152107
155.00000000
NS
USD
22919.85000000
0.077537738965
Long
EC
CORP
US
N
1
N
N
N
Colgate-Palmolive Co.
YMEGZFW4SBUSS5BQXF88
COLGATE-PALMOLIV
194162103
696.00000000
NS
USD
49492.56000000
0.167433085208
Long
EC
CORP
US
N
1
N
N
N
Paychex Inc
529900K900DW6SUBM174
PAYCHEX INC
704326107
453.00000000
NS
USD
52244.49000000
0.176742850761
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 12/15/23 P4000
N/A
20.00000000
NC
USD
78400.00000000
0.265226811471
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Purchased
S&P Indices INDEX
78378X107
20.00000000
4000.00000000
USD
2023-12-15
XXXX
33300.00000000
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
JOHNSON&JOHNSON
478160104
329.00000000
NS
USD
51241.75000000
0.173350586310
Long
EC
CORP
US
N
1
N
N
N
Constellation Brands, Inc.
5493005GKEG8QCVY7037
CONSTELLATION-A
21036P108
144.00000000
NS
USD
36191.52000000
0.122435732805
Long
EC
CORP
US
N
1
N
N
N
McDonald's Corporation
UE2136O97NLB5BYP9H04
MCDONALDS CORP
580135101
159.00000000
NS
USD
41886.96000000
0.141703378100
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 07/19/24 C5075
N/A
21.00000000
NC
USD
59430.00000000
0.201051395481
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Call
Purchased
S&P Indices INDEX
78378X107
21.00000000
5075.00000000
USD
2024-07-19
XXXX
-100191.00000000
N
N
N
The Coca-Cola Company
UWJKFUJFZ02DKWI3RY53
COCA-COLA CO/THE
191216100
889.00000000
NS
USD
49766.22000000
0.168358875632
Long
EC
CORP
US
N
1
N
N
N
Select Sector Spdr
5493008JJKIPMEX3CO91
TECHNOLOGY SELECT SECT SP
81369Y803
2160.00000000
NS
USD
354088.80000000
1.197880655635
Long
EC
RF
US
N
1
N
N
N
Spdr S&P 500 Etf Trust
549300NZAMSJ8FXPQQ63
SPDR S&P 500 ETF
78462F103
3361.00000000
NS
USD
1436760.28000000
4.860552907061
Long
EC
RF
US
N
1
N
N
N
Chicago Board of Trade
549300EX04Q2QBFQTQ27
US 10YR NOTE (CBT)Dec23
N/A
94.00000000
NC
USD
-246375.01000000
-0.83348543786
Long
DIR
CORP
US
N
1
ROYAL BANK OF CANADA
N/A
Long
N/A
CBOT 10 Year US Treasury Note
2023-12-19
10404250.01000000
USD
-246375.01000000
N
N
N
Fidelity Covington Trust
549300JFYFTF85QAQR28
FIDELITY MOMENTUM FACTOR
316092816
34391.00000000
NS
USD
1605196.49000000
5.430371770769
Long
EC
RF
US
N
1
N
N
N
Pepsico Inc
FJSUNZKFNQ5YPJ5OT455
PEPSICO INC
713448108
293.00000000
NS
USD
49645.92000000
0.167951901328
Long
EC
CORP
US
N
1
N
N
N
Hershey Co (The)
21X2CX66SU2BR6QTAD08
HERSHEY CO/THE
427866108
123.00000000
NS
USD
24609.84000000
0.083254966760
Long
EC
CORP
US
N
1
N
N
N
Ishares Trust
5493000860OXIC4B5K91
ISHARES 1-3 YEAR TREASURY
464287457
97.00000000
NS
USD
7854.09000000
0.026570347547
Long
EC
RF
US
N
1
N
N
N
Incyte Corporation.
549300Z4WN6JVZ3T4680
INCYTE CORP
45337C102
814.00000000
NS
USD
47024.78000000
0.159084597698
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 08/16/24 P4200
N/A
6.00000000
NC
USD
108960.00000000
0.368611140025
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Purchased
S&P Indices INDEX
78378X107
6.00000000
4200.00000000
USD
2024-08-16
XXXX
29220.00000000
N
N
N
N/A
N/A
SPX US 08/16/24 P3425
N/A
-6.00000000
NC
USD
-33750.00000000
-0.11417608274
Short
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Written
S&P Indices INDEX
78378X107
-6.00000000
3425.00000000
USD
2024-08-16
XXXX
-7524.00000000
N
N
N
Fidelity Covington Trust
549300JFYFTF85QAQR28
FIDELITY LOW VOL
316092824
15638.00000000
NS
USD
760475.94000000
2.572686336315
Long
EC
RF
US
N
1
N
N
N
N/A
N/A
SPX US 06/21/24 P3450
N/A
-7.00000000
NC
USD
-32830.00000000
-0.11106372730
Short
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Written
S&P Indices INDEX
78378X107
-7.00000000
3450.00000000
USD
2024-06-21
XXXX
-2114.56000000
N
N
N
N/A
N/A
SPX US 05/17/24 P4150
N/A
7.00000000
NC
USD
95060.00000000
0.321587508909
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Purchased
S&P Indices INDEX
78378X107
7.00000000
4150.00000000
USD
2024-05-17
XXXX
-1670.00000000
N
N
N
Activision Blizzard Inc
549300TPQQDBP9GNOF40
ACTIVISION BLIZZ
00507V109
429.00000000
NS
USD
40167.27000000
0.135885675352
Long
EC
CORP
US
N
1
N
N
N
Old Dominion Freight Line Inc.
5299009TWK32WE417T96
OLD DOMINION FRT
679580100
71.00000000
NS
USD
29048.94000000
0.098272420061
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 12/15/23 P3675
N/A
-14.00000000
NC
USD
-19950.00000000
-0.06749075113
Short
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Written
S&P Indices INDEX
78378X107
-14.00000000
3675.00000000
USD
2023-12-15
XXXX
-5278.00000000
N
N
N
Cisco Systems, Inc.
549300LKFJ962MZ46593
CISCO SYSTEMS
17275R102
845.00000000
NS
USD
45427.20000000
0.153679992475
Long
EC
CORP
US
N
1
N
N
N
Linde PLC
5299003QR1WT0EF88V51
LINDE PLC
G54950103
69.00000000
NS
USD
25692.15000000
0.086916416126
Long
EC
CORP
IE
N
1
N
N
N
FactSet Research Systems Inc.
549300ZSJE7NBK6K9P30
FACTSET RESEARCH
303075105
127.00000000
NS
USD
55532.02000000
0.187864548458
Long
EC
CORP
US
N
1
N
N
N
Xylem, Inc.
549300DF5MV96DRYLQ48
XYLEM INC
98419M100
252.00000000
NS
USD
22939.56000000
0.077604417798
Long
EC
CORP
US
N
1
N
N
N
PTC Inc
54930050SSMU8SKDJ030
PTC INC
69370C100
379.00000000
NS
USD
53696.72000000
0.181655737654
Long
EC
CORP
US
N
1
N
N
N
Select Sector Spdr
5493008JJKIPMEX3CO91
CONSUMER STAPLES SPDR
81369Y308
2940.00000000
NS
USD
202301.40000000
0.684384633651
Long
EC
RF
US
N
1
N
N
N
CSX Corporation
549300JVQR4N1MMP3Q88
CSX CORP
126408103
809.00000000
NS
USD
24876.75000000
0.084157921967
Long
EC
CORP
US
N
1
N
N
N
Biomarin Pharmaceutical Inc.
NSLL8ITTRR0J5HEMR848
BIOMARIN PHARMAC
09061G101
577.00000000
NS
USD
51052.96000000
0.172711910675
Long
EC
CORP
US
N
1
N
N
N
Zoetis Inc.
549300HD9Q1LOC9KLJ48
ZOETIS INC
98978V103
294.00000000
NS
USD
51150.12000000
0.173040602474
Long
EC
CORP
US
N
1
N
N
N
Ishares Trust
5493000860OXIC4B5K91
ISHARES MSCI USA
46432F339
5795.00000000
NS
USD
763723.05000000
2.583671293354
Long
EC
RF
US
N
1
N
N
N
Teradyne Inc.
C3X4YJ278QNZHRJULN75
TERADYNE INC
880770102
242.00000000
NS
USD
24311.32000000
0.082245075079
Long
EC
CORP
US
N
1
N
N
N
General Mills, Inc.
2TGYMUGI08PO8X8L6150
GENERAL MILLS IN
370334104
346.00000000
NS
USD
22140.54000000
0.074901337097
Long
EC
CORP
US
N
1
N
N
N
The Clorox Company
54930044KVSC06Z79I06
CLOROX CO
189054109
171.00000000
NS
USD
22411.26000000
0.075817181516
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 04/19/24 P3700
N/A
8.00000000
NC
USD
42400.00000000
0.143438989877
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Purchased
S&P Indices INDEX
78378X107
8.00000000
3700.00000000
USD
2024-04-19
XXXX
-54224.00000000
N
N
N
Honeywell International Inc.
ISRPG12PN4EIEOEMW547
HONEYWELL INTL
438516106
269.00000000
NS
USD
49695.06000000
0.168118141705
Long
EC
CORP
US
N
1
N
N
N
Waters Corporation
5T547R1474YC9HOD8Q74
WATERS CORP
941848103
128.00000000
NS
USD
35098.88000000
0.118739337099
Long
EC
CORP
US
N
1
N
N
N
Walmart Inc
Y87794H0US1R65VBXU25
WALMART INC
931142103
337.00000000
NS
USD
53896.41000000
0.182331287934
Long
EC
CORP
US
N
1
N
N
N
Lululemon Athletica Inc.
549300D9GZ4BMLDW5T40
LULULEMON ATH
550021109
111.00000000
NS
USD
42802.71000000
0.144801355811
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 12/15/23 P3500
N/A
-20.00000000
NC
USD
-18000.00000000
-0.06089391079
Short
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Written
S&P Indices INDEX
78378X107
-20.00000000
3500.00000000
USD
2023-12-15
XXXX
-3280.00000000
N
N
N
YUM Brands Inc
549300JE8XHZZ7OHN517
YUM! BRANDS INC
988498101
330.00000000
NS
USD
41230.20000000
0.139481562274
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 04/19/24 C4850
N/A
15.00000000
NC
USD
46425.00000000
0.157055544930
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Call
Purchased
S&P Indices INDEX
78378X107
15.00000000
4850.00000000
USD
2024-04-19
XXXX
-33360.00000000
N
N
N
Embecta Corp.
549300RPG8GXVDHNXZ62
EMBECTA CORP
29082K105
97.00000000
NS
USD
1459.85000000
0.004938665315
Long
EC
CORP
US
N
1
N
N
N
J P Morgan Exchange Traded Fund Trust
5493001E1K1DVWDV2464
JPM QLTY FACTOR
46641Q761
17695.00000000
NS
USD
765662.65000000
2.590232950542
Long
EC
RF
US
N
1
N
N
N
Moodys Corp
549300GCEDD8YCF5WU84
MOODY'S CORP
615369105
158.00000000
NS
USD
49954.86000000
0.168997043817
Long
EC
CORP
US
N
1
N
N
N
Veeva Systems Inc
549300YZEXPDB92M2F02
VEEVA SYSTEMS-A
922475108
250.00000000
NS
USD
50862.50000000
0.172067585439
Long
EC
CORP
US
N
1
N
N
N
Rollins Inc
549300F2A0BXT4SGWD84
ROLLINS INC
775711104
1326.00000000
NS
USD
49499.58000000
0.167456833834
Long
EC
CORP
US
N
1
N
N
N
Philip Morris International Inc.
HL3H1H2BGXWVG3BSWR90
PHILIP MORRIS IN
718172109
563.00000000
NS
USD
52122.54000000
0.176330294515
Long
EC
CORP
US
N
1
N
N
N
Alphabet Inc.
5493006MHB84DD0ZWV18
ALPHABET INC-A
02079K305
219.00000000
NS
USD
28658.34000000
0.096951022197
Long
EC
CORP
US
N
1
N
N
N
Vanguard Wellington Fund
549300X1E8M3H6XRMS84
VANGUARD US MOMENTUM FACT
921935508
14341.00000000
NS
USD
1626115.95000000
5.501142200278
Long
EC
RF
US
N
1
N
N
N
Cintas Corporation
N/A
CINTAS CORP
172908105
108.00000000
NS
USD
51949.08000000
0.175743480195
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 08/16/24 C5600
N/A
-25.00000000
NC
USD
-12000.00000000
-0.04059594053
Short
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Call
Written
S&P Indices INDEX
78378X107
-25.00000000
5600.00000000
USD
2024-08-16
XXXX
14670.00000000
N
N
N
Hormel Foods Corp
MSD54751OJP1FS2ND863
HORMEL FOODS CRP
440452100
1316.00000000
NS
USD
50047.48000000
0.169310376818
Long
EC
CORP
US
N
1
N
N
N
Select Sector Spdr
5493008JJKIPMEX3CO91
CONSUMER DISCRETIONARY SE
81369Y407
857.00000000
NS
USD
137959.86000000
0.466717522689
Long
EC
RF
US
N
1
N
N
N
Waste Connections Inc (CA) Inc
549300HDLRTPBQU69P29
WASTE CONNECTION
94106B101
370.00000000
NS
USD
49691.00000000
0.168104406745
Long
EC
CORP
CA
N
1
N
N
N
The Procter & Gamble Company
2572IBTT8CCZW6AU4141
PROCTER & GAMBLE
742718109
350.00000000
NS
USD
51051.00000000
0.172705280005
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 07/19/24 P4150
N/A
6.00000000
NC
USD
94800.00000000
0.320707930197
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Purchased
S&P Indices INDEX
78378X107
6.00000000
4150.00000000
USD
2024-07-19
XXXX
10104.00000000
N
N
N
The J M Smucker Company
5493000WDH6A0LHDJD55
JM SMUCKER CO
832696405
302.00000000
NS
USD
37118.82000000
0.125572784109
Long
EC
CORP
US
N
1
N
N
N
TE Connectivity Ltd
894500ZRIX9K13RHXR17
TE CONNECTIVITY
H84989104
332.00000000
NS
USD
41011.96000000
0.138743257436
Long
EC
CORP
CH
N
1
N
N
N
N/A
N/A
SPX US 05/17/24 P3350
N/A
-7.00000000
NC
USD
-24045.00000000
-0.08134411583
Short
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Written
S&P Indices INDEX
78378X107
-7.00000000
3350.00000000
USD
2024-05-17
XXXX
7727.00000000
N
N
N
Select Sector Spdr
5493008JJKIPMEX3CO91
REAL ESTATE SELECT SECT S
81369Y860
6678.00000000
NS
USD
227519.46000000
0.769697205657
Long
EC
RF
US
N
1
N
N
N
Fidelity Covington Trust
549300JFYFTF85QAQR28
FIDELITY QUALITY
316092790
15485.00000000
NS
USD
763334.62000000
2.582357236589
Long
EC
RF
US
N
1
N
N
N
Waste Management, Inc.
549300YX8JIID70NFS41
WASTE MANAGEMENT
94106L109
325.00000000
NS
USD
49543.00000000
0.167603723478
Long
EC
CORP
US
N
1
N
N
N
Electronic Arts Inc.
549300O7A67PUEYKDL45
ELECTRONIC ARTS
285512109
416.00000000
NS
USD
50086.40000000
0.169442042985
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 07/19/24 P3350
N/A
-6.00000000
NC
USD
-27150.00000000
-0.09184831545
Short
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Written
S&P Indices INDEX
78378X107
-6.00000000
3350.00000000
USD
2024-07-19
XXXX
1602.00000000
N
N
N
Analog Devices Inc.
GYVOE5EZ4GDAVTU4CQ61
ANALOG DEVICES
032654105
235.00000000
NS
USD
41146.15000000
0.139197221541
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 05/17/24 C5100
N/A
22.00000000
NC
USD
26180.00000000
0.088566810259
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Call
Purchased
S&P Indices INDEX
78378X107
22.00000000
5100.00000000
USD
2024-05-17
XXXX
-102624.02000000
N
N
N
Medtronic PLC
549300GX3ZBSQWUXY261
MEDTRONIC PLC
G5960L103
418.00000000
NS
USD
32754.48000000
0.110808243518
Long
EC
CORP
IE
N
1
N
N
N
Broadridge Financial Solutions Inc.
549300KZDJZQ2YIHRC28
BROADRIDGE FINL
11133T103
271.00000000
NS
USD
48522.55000000
0.164151546185
Long
EC
CORP
US
N
1
N
N
N
Agilent Technologies Inc.
QUIX8Y7A2WP0XRMW7G29
AGILENT TECH INC
00846U101
426.00000000
NS
USD
47635.32000000
0.161150051492
Long
EC
CORP
US
N
1
N
N
N
Altria Group, Inc.
XSGZFLO9YTNO9VCQV219
ALTRIA GROUP INC
02209S103
1205.00000000
NS
USD
50670.25000000
0.171417204642
Long
EC
CORP
US
N
1
N
N
N
Keysight Technologies, Inc.
549300GLKVIO8YRCYN02
KEYSIGHT TEC
49338L103
221.00000000
NS
USD
29240.51000000
0.098920500422
Long
EC
CORP
US
N
1
N
N
N
Amphenol Corporation
549300D3L3G0R4U4VT04
AMPHENOL CORP-A
032095101
639.00000000
NS
USD
53669.61000000
0.181564024658
Long
EC
CORP
US
N
1
N
N
N
Royalty Pharma PLC
549300FGFN7VOK8BZR03
ROYALTY PHARMA-A
G7709Q104
1367.00000000
NS
USD
37100.38000000
0.125510401680
Long
EC
CORP
GB
N
1
N
N
N
Becton, Dickinson and Company
ICE2EP6D98PQUILVRZ91
BECTON DICKINSON
075887109
197.00000000
NS
USD
50930.41000000
0.172297324633
Long
EC
CORP
US
N
1
N
N
N
Ishares Trust
5493000860OXIC4B5K91
ISHARES MSCI USA
46429B697
10393.00000000
NS
USD
752245.34000000
2.544842257304
Long
EC
RF
US
N
1
N
N
N
Keurig Dr Pepper Inc
DYTQ8KRTKO7Y2BVU5K74
KEURIG DR PEPPER
49271V100
1642.00000000
NS
USD
51837.94000000
0.175367494125
Long
EC
CORP
US
N
1
N
N
N
N/A
N/A
SPX US 03/15/24 P3800
N/A
7.00000000
NC
USD
36750.00000000
0.124325067877
Long
DE
CORP
N/A
N
2
GOLDMAN SACHS
N/A
Put
Purchased
S&P Indices INDEX
78378X107
7.00000000
3800.00000000
USD
2024-03-15
XXXX
-68771.00000000
N
N
N
IDEXX Laboratories Inc.
OGMTXK0LUU1HKV2P0J84
IDEXX LABS
45168D104
73.00000000
NS
USD
31920.71000000
0.107987603739
Long
EC
CORP
US
N
1
N
N
N
Fastenal Co.
529900PP0C7H2HHPSJ32
FASTENAL CO
311900104
938.00000000
NS
USD
51252.32000000
0.173386344567
Long
EC
CORP
US
N
1
N
N
N
Verisign, Inc.
LMPL4N8ZOJRMF0KOF759
VERISIGN INC
92343E102
208.00000000
NS
USD
42126.24000000
0.142512861154
Long
EC
CORP
US
N
1
N
N
N
Roper Technologies Inc
54930003T4SXCIWVXY35
ROPER TECHNOLOGI
776696106
111.00000000
NS
USD
53755.08000000
0.181853169245
Long
EC
CORP
US
N
1
N
N
N
Adobe Inc
FU4LY2G4933NH2E1CP29
ADOBE INC
00724F101
61.00000000
NS
USD
31103.90000000
0.105224339557
Long
EC
CORP
US
N
1
N
N
N
Reliance Steel & Aluminum Co.
549300E287ZOFT3C5Z56
RELIANCE STEEL
759509102
96.00000000
NS
USD
25174.08000000
0.085163787884
Long
EC
CORP
US
N
1
N
N
N
Fortive Corporation
549300MU9YQJYHDQEF63
FORTIVE CORP
34959J108
612.00000000
NS
USD
45385.92000000
0.153540342440
Long
EC
CORP
US
N
1
N
N
N
2023-10-27
NORTHERN LIGHTS FUND TRUST III
Rich Gleason
Rich Gleason
Treasurer